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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts A User’s Guide to Trump v. Anderson, Part Two: The Three Possible, but Less-than-Ideal, Dispositions of the Case
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Wednesday, January 31, 2024
A User’s Guide to Trump v. Anderson, Part Two: The Three Possible, but Less-than-Ideal, Dispositions of the Case
Marty Lederman
As I noted in my previous post, overwhelming majorities in
both the U.S. House of Representatives and the Senate already have determined that
Donald Trump’s conduct on January 6, 2021 “warrants … disqualification to hold
and enjoy any office of honor, trust, or profit under the United States.” What's more, the Article of Impeachment that those congressional majorities endorsed actually
stated that because Trump “engaged in an insurrection” on January 6, 2021, he’s
disqualified from holding any office under the United States pursuant to
Section 3 of the Fourteenth Amendment (which the
Article of Impeachment expressly cited). Unfortunately, 43 Republican Senators were unwilling to vote for
such disqualification, and therefore the 57-vote majority was ten short of what was needed to impose such disqualification in the context of an impeachment proceeding. It'll come as little surprise to most Balkinization readers
that I agree that Trump’s conduct on January 6, 2021, as well as his other
efforts to scuttle the 2020 election results (and other acts, as well), were
high crimes or misdemeanors that warranted conviction and his disqualification
from holding future federal office, whether or not his conduct amounted to
engaging in an insurrection. I imagine—or I hope, anyway—that a majority of the Justices
of the Supreme Court likewise agree that Trump committed high crimes or
misdemeanors on January 6 and that the Senate ought to have disqualified him from
holding any further federal office. Even
if that’s right, however, it does not mean that those same Justices will
necessarily vote to affirm the Colorado Supreme Court’s determination that
Trump is ineligible to serve as President under Section 3 of the Fourteenth
Amendment. To the contrary, I share the
view of most close Court observers that such a result is unlikely. A combination of at least four things leads me to that
conclusion: Second, it’s possible that at least five Justices
will have substantial doubts about the legal propriety of the Colorado Supreme
Court’s decision, even if they agree that the congressional majorities were
right to vote to disqualify Trump from holding future federal office. Even if a particular Justice concludes that most
of Trump’s (and the Colorado Republican Party’s) many arguments are
unavailing, Trump only needs to convince that Justice that one of those
arguments is correct in order to preclude that Justice from voting to affirm. For example, although I think Trump’s lead argument—that
because the presidency is the only federal or state office he has held, Section
3 simply doesn’t apply to him even if he did engage in an
insurrection—is implausible (the topic of my next post), I suppose some
Justices might be more sympathetic to it.
Other Justices might harbor doubts about whether Trump intended to
incite a violent protest at the Capitol, or about whether, even if he did, incitement to
violence, standing alone, constitutes “engaging in” an insurrection. And some Justices might think there’s merit
to one or more of the “off-ramp” arguments that a state can’t exclude Trump’s
name from a primary election ballot even if he is ineligible to be President
under Section 3. Third, some Justices might be uneasy about the
propriety of the Supreme Court declaring a major party’s presidential candidate
to be ineligible to serve where so many other actors in the constitutional
system either have declined already to take steps sufficient to prevent him
from taking office (including 43 Senators during the second impeachment
proceedings, as well as the Department of Justice and the grand jury that have
declined to invoke the insurrection statute (and its disqualification
provision) in any case involving the January 6 attack), or that will have the
power to do so in the near future (e.g., the general electorate;
Trump-designated electors in December; and, if Trump secures more than 269
electoral votes, perhaps also the Joint Session of Congress that will convene to
count electoral votes on January 6, 2025). Some Justices might also share Sam
Issacharoff’s trepidations in a recent
post at Just Security. If the
evaluation of “whether disqualification should be imposed on any individual” are
“[l]eft to local administration, with limited fact-finding by a single judge or
state official,” he wrote, “the risk is that Trump’s exclusion in [one state]
will beget a political tit-for-tat in which Biden is in turn excluded in a red
state, or candidates of either party are pulled from the ballot in future.” “Down that path,” Sam worries, “lies nothing
good for democracy.” Some readers undoubtedly will think it’s imperative for the
Court to resolve the question of Trump’s eligibility if that’s the better view
of what the law requires—particularly if other actors are failing to do
so. And I certainly agree that if a majority
of Justices concludes that Trump is in fact disqualified and that the Colorado
Supreme Court did not otherwise err in holding that his name should be removed
from the Colorado ballot, that is what they ought to hold; I’m not suggesting
that the Court disregard the law if it clearly demands affirmance. My point for present purposes is simply that
it’s likely at least some of the Justices themselves will be troubled about the propriety or wisdom of the
Court countermanding or pretermitting the judgment of so many other actors who have
had, and who will have, the power to make a decision about the Fourteenth
Amendment that would prevent Trump from serving. Fourth, some Justices might worry that if the Court
holds that Trump is ineligible to be President, it could be the very rare
case in which important actors in the constitutional system refuse to accept
the Court's decision as determinative. Assume, for example, that the Court were to issue an opinion
declaring that Donald Trump engaged in an insurrection and that the Fourteenth
Amendment disqualifies him from being President again or from holding any other
state or federal office. Such a
declaration wouldn’t be binding on any of the other actors who have a role in
determining whether Trump takes the oath of office on January 20, 2025—none of
whom except Trump himself are parties to the Colorado case—and it's an unfortunate reality of our current political situation that some of them
might disregard it. For starters, I fear that vast numbers of Republican Party
officials and voters would be incredulous (at best) if the Court were to issue
such a ruling. It’s hard to imagine Trump
himself would step aside, and election officials in many or most states might
not exclude his name from their presidential primary ballots. (Even if the Court holds that it would be permissible
for Colorado to exclude Trump’s name, the Fourteenth Amendment surely
doesn’t require such a ballot exclusion; indeed, states often have
included on their ballots the names of individuals who are incontrovertibly ineligible
to hold office. See Part II of Derek
Muller’s amicus brlef.) And whether
or not Trump’s name appears on a particular state's primary ballot, it’s entirely possible that a
majority of the Republican primary voters in most or all states will vote for
him. Assuming they do so, the Republican
Party would almost surely nominate him for President at its July
convention. At that point, most states
will probably continue to include Trump’s name on their general election
ballots (especially if their state laws don’t authorize any exclusion, which might be true in the vast majority of states). Perhaps one or more of the possible
outcome-determinative “swing” states (e.g., Arizona, Georgia, Michigan, Nevada,
New Hampshire, North Carolina, Pennsylvania, Wisconsin) would omit his name,
although even that is highly speculative, as it would depend upon questions of state-law authority and who controls the
executive and judicial branches of the particular state. Then, after the November election, there’d be at
least two possible scenarios, depending on whether Trump finishes first among
voters in states with more than 269 electoral votes. In the first scenario, Trump prevails in states with 270 or
more electoral votes. If he did, all or
almost all electors “pledged” to him would probably cast their votes for him in
December, no matter what the Court has said about his eligibility. Then, depending upon many variables,
including the composition of the House and Senate in the next Congress, one or
both chambers sitting at the Joint Session of Congress on January 6, 2025 might
refuse to count such electoral votes for Trump because of the Court’s
holding, in which case there could well be chaos or, at best, great uncertainty
about the process for determining who would serve as President. Or, perhaps both Houses would count the
Trump electors’ votes and declare Trump to be the President-elect—in which case
presumably he’d take office on January 20, in defiance of the Court’s ruling
that he’s ineligible to do so. [UPDATE: It's easy to foresee that persons injured by actions taken by Trump as President--say, imposing IEEPA sanctions--would then sue to enjoin those actions going forward on the ground that Trump is holding office in violation of the Constitution. Such lawsuits might well end up on the Court's doorstep, where the Court could again rule that Trump is disqualified to hold office, and enjoin his conduct accordingly. I wouldn't venture to guess what would happen next, except to suspect that an interbranch stand-off could be in the works. Not a prospect the Court would relish, obviously.] In the alternative scenario, Trump would receive fewer
than 270 electoral votes. If both
Houses of the incoming Congress have Democratic majorities, they’d then declare
Joe Biden to be the President-elect.
Even in that case, a disconcertingly large number of Americans probably
would, justifiably or not, consider that determination to be fraudulent because
they’ll insist that the Court’s declaration affected enough votes to have swung
the election. And that problem would be
even more fraught if one or both Houses of Congress are controlled by
Republicans because, in that case, majorities of one or both chambers might refuse
to count Biden electors’ votes for the same reason (namely, the Court’s
allegedly improper interference)—and the identity of the next President would
then be acrimoniously contested. Each of these unwelcome possibilities would, at a minimum,
pose a serious threat to the Court’s authority, and most of them would portend
some sort of crisis in early 2025 relating to presidential succession. Are such dire results inevitable if the Court
declares Trump ineligible to serve as President? No, they’re not. And I certainly don’t mean to suggest that such defiance of the Court's determination would be defensible. Even so, I have to
imagine that many of the Justices will be concerned about the
possibility of such reactions. Again, I
should stress that if the Court concludes that the Colorado decision was
lawful, it should say so. My only point
here is to observe that, because of the possible implications of such a
holding, some or all of the Justices will be inclined to take a very hard look
at alternative dispositions, as well. For all these reasons, I agree with many other Court
observers that a straight-up affirmance of the Colorado Supreme Court is an unlikely outcome. If I'm right about that, then there are two other possible results: The Court might rule that Trump is constitutionally
eligible to serve as President again, or it might use a so-called “off-ramp” to
reverse the judgment of the Colorado Supreme Court without opining on Trump’s
eligibility. The problem the Justices will face, however, is that each of
these other outcomes would raise fairly serious problems of its own. The most significant obstacle to a “Trump is eligible to be
President” result is that most of the arguments Trump has offered in favor of
that result are simply implausible, and those that might have some merit would
require the Court to opine on the events of January 6, 2021 (including about Trump’s
intent on that day) in ways I presume most of the Justices would be
understandably reluctant to do. I’ll
examine these arguments in my next two posts. Yet the “off-ramp” alternative isn’t a panacea, either. For reasons I’ll elaborate in later posts,
almost all of the non-merits-based alternative grounds for reversal also are
extremely weak (or have very problematic implications) and, therefore, the
Court ought to be very wary of relying upon them. (In my final post, I’ll examine whether one
of those “off-ramp” arguments that’s received relatively little
attention—involving the First Amendment rights of Trump supporters—might be
more feasible than the others, at least at the stage of a primary presidential election.) That said, I suspect that most of the Justices will be eager
to find a principled way to reverse the Colorado Supreme Court’s decision on
removing Trump’s name from the primary ballot without determining whether he
may lawfully hold office. Many commentators, and some amici, have urged the
Court not to resort to any “off-ramp” holding because a failure to announce a
decision on Trump’s eligibility would leave a constitutional cloud looming over
the election and could lead to a crisis next January 6th, when the Joint
Session of Congress meets to count electors’ votes. Most significantly, in part
B of their amicus brief, Ned Foley, Ben Ginsberg and Rick Hasen insist that
the Court’s “intervention on the merits is imperative now” because “delay risks
catastrophe” and “[f]ailure to resolve the merits now would place the Nation in
great peril.” According to Foley,
Ginsberg and Hasen, “requiring Congress to take up the issue in an inherently
political process, on the fourth anniversary of the U.S. Capitol riot, would be
a tailor-made moment for chaos and instability.
The pressure on Congress from all sides would be enormous, as would be
the temptation to resolve the disqualification question not as a matter of the
legal or factual merit, but as an exercise of political power.” Only a merits decision by the Court, they
argue, “stands between the potentially disastrous turmoil that would result and
a comparatively peaceful election administered consistent with the Constitution
and the rule of law.” The Court
therefore “should not let this opportunity to stave off political instability
pass.” These amici are wise, measured and experienced observers of
U.S. elections. The Court therefore should
take their sincere concerns very seriously.
With the greatest respect for the amici, however, I don’t think the
threat would be as dire as they fear if the Supreme Court were to “kick the
can” on the substantive question of Trump's eligibility to other actors, including Congress. For one thing, if President Biden were to
secure more than 269 electoral votes, the question of Trump’s eligibility would
become a dead letter. But even if Trump
were to prevail in enough states to reach a majority of electoral votes—and
even if 270 or more of his pledged electors cast their votes for him—I think the odds
of a constitutional “catastrophe” next January are considerably less than
Foley, Ginsberg and Hasen fear. I'm largely in agreement with those amici on several of their points. I agree with them, for instance, that “[i]f Mr. Trump ostensibly
wins the Electoral College, it is a certainty that some Members of Congress
will invoke Section 3 in an effort to prevent him from returning to the
presidency.” I also agree with them that
the better reading of the Electoral Count Act is that it would be lawful for members of Congress to an elector’s vote for an ineligible candidate on the basis that it
was “not regularly given,” 3 U.S.C. § 15(d)(2)(B)(ii)(II), although unfortunately that is an unresolved question.
And I further agree that if a majority of either the Senate or
the House were to refuse to count Trump’s electoral votes, it could be
“dangerously unclear who, following a disqualification of Mr. Trump, should
serve as President” (see pp.
15-17 of the amicus brief for details on the statutory and constitutional
uncertainties) and that such a situation could present a “risk of violence and
instability.” Where I part ways with Foley, Ginsburg and Hasen is that I find
it hard to imagine, if the Court has not opined on Trump’s eligibility, that a majority of either
chamber of Congress will choose to disregard electoral votes for Trump if he
secures more than 269 in the general election (and in the electoral “college”
vote). Of course, I might well be wrong about that—I’m hardly an
expert in such matters. And if some
Justices agree with the amici that there’s a significant risk of chaos come
January 2025, that would (and should) make them more amenable to ruling on the
merits of whether the Constitution disqualifies Trump from serving as President. I doubt, however, that most of the Justices
will share that view. Indeed, they'll likely have greater concerns about the possible fallout if the Court were to hold that Trump is disqualified. For that and the other reasons I describe above, I think the
Court will be inclined to reverse the judgment of the Colorado Supreme Court
without opining on whether Trump may lawfully serve as President, if a majority of the Justices concludes that such a disposition is legally
available. In a coming post, I'll explain why that solution might be more difficult to craft than it may appear at first. * * * *
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