Balkinization   |
Balkinization
Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Law as Performance and as Theory
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Friday, June 24, 2022
Law as Performance and as Theory
Guest Blogger
Sanford Levinson This post was prepared for a
roundtable on Law, Literature, and
Other Performing Arts, convened as part of LevinsonFest 2022. Again,
the first thing to do is to thank the participants in this gathering and the
team of colleagues at UT without whom none of this would be possible, Ashley
Moran, Richard Albert, and Trish Do. My
gratitude is boundless. I
think it is fair to say that the papers in this session are quite disparate,
perhaps in keeping with the notional celebration of what I consider the best
single thing I’ve ever been part of in my forty years at the University of
Texas Law School. That was the
organization, in 2003, of a week-long symposium, running literally morning,
noon, and night, on the general theme of “From Text to Performance: Law and
Other Performing Arts.” The “star” of
the symposium was the wonderful-in-every-way polymath Jonathan Miller, but in
fact everyone was terrific. The central
idea was that law, like ballet, music, and theater, could not possibly be
understood only by reading texts, scores, notations, or scripts. Instead, they required “performance,” which,
among other things, involved multiple performers of varying ability and
sympathy with the authors’ presumed intentions, assuming one had any idea what
they were and, just as importantly, whether the answer really matters. One of the most memorable occasions of the
week was a luncheon speech by the English playwright Arnold Wesker, the author
of a play Shylock, that in effect was a response to Shakespeare’s own Merchant
of Venice. The morning of the last day of the symposium, on Friday, was
devoted to a number of different performances of the courtroom scene from The
Merchant of Venice and the analogous scene from Wesker’s play, directed by
Miller himself, a high honor (or so I thought).
Wesker took the occasion of his speech, though, to describe Miller,
famed for his directorial innovations in both plays and operas, as a
“necrophiliac,” because he liked “to fuck dead playwrights” by ignoring their
intentions. For better or worse, Wesker
was on premises! After a dustup, Miller
continued in his directorial role and at a concluding dinner they sat at the
same table and behaved like old friends.
It was all extraordinarily exciting and illuminating about how
disagreements could be handled. In
any event, the point of the overall analogy was to demonstrate that courts,
like all participants in any “marketplace of ideas,” had to “sell” their
particular interpretations to a variety of critics who would play important
roles in gaining them a receptive audience—or not. Linda Greenhouse, then still the New York
Times Supreme Court reporter, was an essential participant in the symposium, as
was Anthony Tomassini, then the chief classical music critic for the
Times. Richard Weisberg, who has a
distinctive take on The Merchant of Venice, was part of a group that put
together its own version of the courtroom scene from that play. So the symposium featured artistic
performances as well as detached analyses of the idea of performance more
generally and what the basis of our evaluations might be. It’s not simply how one tells the dancer from
the dance; it’s also how one evaluates performances of Mozart or Beethoven on
“original instruments,” as Malcolm Bilson performed, or on the most advanced
Steinways, as was the case with Russell Sherman. For me it was an unforgettable experience,
but, quite obviously, one might wonder exactly how, if at all, everything hung
together. So now on to the
presentations. Samuel
Levine brings up the fact that I have in fact over the years been associated
with, shall we say, a certain kind of “indeterminacy” with regard to legal
statements as well as publicly drawing on my being Jewish and my interest in certain
kinds of hermeneutic questions linked especially with Talmudic inquiry. One of the most important associations in my
life has been with the Shalom Hartman Institute of Jewish Philosophy in
Jerusalem, with which I had an incredibly rich thirty-year relationship. It undoubtedly shaped the way I look at a
number of “legal” issues, especially with regard to the meaning of
“interpretation.” As I said in remarks
following the death of David Hartman, a truly charismatic figure, that
thirty-year relationship did not in the slightest make me any more “religious”
in a conventional sense nor, for that matter, any more Zionist. Nor did David care. What he really wanted was to encourage
everyone, Orthodox and secular, for that matter Jewish and non-Jewish, to
wrestle with the endlessly fascinating issues presented by encountering the
Talmud and trying to figure out its potential relevance to modern life, especially
in the relatively new State of Israel to which he was devoted. What I learned was the legitimacy of multiple
interpretations, that both the House of Hillel and House of Shammai articulate
the voice of the living God, even though they differed on almost every
substantial issue. The idea that there
is only “one answer” to a Talmudic dilemma seems almost fatuous, even if one
also learns that the Sages might command a specific answer and write it into
Halacha, basic Jewish law. But they also
preserve the dissenting opinions. And, of course, there is the omnipresent
question for any Jew as to the actual normative power of Halacha, which is
substantially absent in my case and the case of almost all self-described
“secular Jews” (a category, I think, that might be unique to Jews). Stanley Fish in his remarks on the
“interpretation wars” of the 1980s notes that most of the key participants were
Jewish, whether or not observant. Is
that mere correlation or of any causal significance? My
students are often frustrated by my tendency to avoid any kind of closure,
instead to emphasize the “reasonableness” of conflicting views of the law and
suggesting, therefore, that something other than the sheer quality of the legal
argument might account for where one actually comes out. (In my sunset years, I am increasingly
referring to myself as more of a political scientist, for which I was initially
trained, than a lawyer, although I am certainly pleased to possess a J.D.) So where does this tendency come from? One suspects the answer might lie deeply in
my childhood or in my subconscious, but it is hard to deny the extent to which
the Hartman Institute and my encounters there fed whatever instincts I had
already developed toward theories of “indeterminacy” and, therefore, the
legitimacy of multiple responses to legal conundra. “The role of a legal interpreter” Levine writes, “is to examine
the evidence motivating each of the possible conclusions, and to determine
which conclusion appears most accurate and convincing.” Perhaps one difference between being an
academic and being an actual judge or playing any other role that requires
adjudication of competing positions, is that I am content, by and large, to
note why two reasonable persons committed to playing the “legal game” and
engaging in what I’m inclined to use “law talk” can end up believing altogether
sincerely in two conflicting positions. Stanley Fish
reminds me, however, that long ago I defined my role as a teacher in part as
hectoring students to declare who is “getting it right” and for what
reasons. Frankly, I had repressed that
part of my background, so deeply is it now embedded in my approach to law—and
pedagogy—that I almost wouldn’t dream of asking a student to offer a Dworkinian
“right answer” to a complex legal question.
Obviously, I was already on my way to changing my approach when I first
encountered literary theory in the writings of Fish and others, but there can
be no doubt that the Hartman Institute thoroughly solidified those tendencies. Like most secular
Jews, I’m particularly interested in a particular Talmudic passage that Levine
cites, Bava Metzia 59b, from the Babylonian Talmud. As he notes, the point of the story—and story
it is, rather than the dry laying down of commands—is that even a voice from
heaven is not enough to legitimate the views of the dissenting rabbi. “The Torah is not in heaven,” the majority
respond. God presumably had his chance
to make things clear when delivering the Torah; thereafter, it is up to human
beings to decide what the document might mean. As James Madison declares in a
powerful passage in Federalist 37, the Bible is in fact not transparent
in its meanings. There will be
inevitable disagreement among presumably faithful interpreters. And for the Talmudists, even intervention by
the Divine author does not supplant the power of the human interpreters. There are, needless to say, many ways to read
this passage. To a political scientist,
one way is by viewing it as a power play by the rabbinate, an attempt many
centuries before the United States Supreme Court’s decision in Cooper v Aaron
to engage in a performative utterance establishing themselves as the “ultimate
interpreters” of the document in question, whether the Torah or the
Constitution. But such performative
utterances may or may not be successful.
They depend, obviously, on the willingness of the audience to accept the
authority of the performers, and that might be precisely what is in dispute. One finds within
the Talmud sometimes astonishing “interpretations” or what might be regarded by
some as “adaptations” sensitive to what Levine acknowledges as “flexibility and
modification rather than unflinching repetition of past decisions,” a mindless
adherence to what we would call precedent.
Other times, though, modernists might find less happy guidance, where
“adaptation” seems to have been subordinated to what much later became known as
Orthodoxy. Levine notes the different
ways the Talmud treats decisions made by Moses and by Joshua. I had the pleasure
of reviewing Chaim Saiman’s book Halakhah: The Rabbinic Idea of Law; the title of my review was “Reading Halakhah as
a Secularist.” I made two central points.
One was the desirability of integrating “Jewish law” into the materials
studied by those interested in “comparative law.” The other, though, was to wonder whether
one’s interpretations of the materials would substantially differ if one were
indeed, a religious believer, as is the case with Saiman and Levine, as against
a secularist like myself. I think the
question applies as strongly to those tasked with interpreting the United
States Constitution and the importance, if any, of a genuine devotion—or what
Madison called “veneration”—for the text in question. My
friendship with Richard Weisberg goes back almost forty years. We share a common interest in “law and
literature,” but the nature of that interest differs somewhat sharply. I have been interested primarily in law as
literature, i.e., in the ways that those charged with articulating what
“the law means” or requires make use of a wide variety of rhetorical tropes
designed to persuade the listener or reader as to the correctness of only one
position. The adversary must be shown to
be—or, more accurately, described as being—“wrong” in arguing for the contrary
point of view. The fundamental debate
about the nature of legal argument goes back at least to Socrates and the Gorgias
dialogue, which I taught as one of the introductory readings in the courses
on professional responsibility that I taught (by choice, I emphasize) for
roughly 20 years at three different law schools. Are lawyers anything more than sophists
learning the skills ultimately of “making the lesser appear the greater” if the
rhetorician believes, for whatever reason, that to be desirable. I.e., are there legal “truths,” or are there
instead only legal “arguments” dressed up in the language and grammar of the
“law talk” that we teach to our students, to be used for instrumental
purposes? And how is that “we,” as
listeners to or evaluators of such “law talk,” evaluate its use and, equally
important, feel bound, in some important sense, to follow? For
better or worse, this panel was coterminous with the national debate triggered
by the leak of Justice Alito’s opinion in the forthcoming Dobbs case on
abortion. Richard notes that he wrote
long ago “predicted that Roe
v Wade would not last—NOT because of political events or the composition of
SCOTUS at any given time but because it was so poorly crafted as an
opinion.” This raises an extremely
interesting and important question for anyone interested in the process of
legal development; it is no coincidence that Richard is a devotee of Justice
Cardozo’s Nature of the Judicial Process and the emphasis placed there
on the elegance of legal reasoning. I
suppose I’m not at all certain about the relationship between judicial “craft”
and the staying power of a case, particularly when we realize that an initial
case, like Roe, will inevitably be followed up, if it is truly
significant, by many others that will go in a variety of different directions
and leave the original decision more a myth and symbol than an actually
operative legal command. Many have
argued, for example, that Roe was effectively overruled in Casey or,
at least, transformed into a quite different legal regime, which was in turn
modified by yet other cases. Moreover,
and as much to the point, it is possible to demonstrate that many canonical
cases that no one would think of overruling—think only of Brown v. Board of
Education—had notorious lacunae in their reasoning. Why exactly do The Civil Rights Cases survive
140 years later? It is surely not
because of some ineffable quality of the reasoning. Perhaps it’s similar to asking why certain
pieces or music or plays—or styles of interpreting that music, or drama—survive
long after scholars have pointed to key deficiencies. One response is simply that audiences keep
buying the product because of the pleasure even kitsch might give
them. Robert Pushaw is
almost unique among participants in these sessions by engaging in a full-scale
legal analysis as a way of testing different hermeneutic theories. His aim—perhaps the holy grail for many—is to
achieve what he calls a “genuinely neutral contextualism,” i.e., a method of legal
interpretation that would indeed be analytically separable from politics
and the tilt given any possible interpretation by its accordance with one’s own
preferred views or values. He takes on
one of the most contentious examples in modern constitutional law, the meaning
to be accorded the term “interstate commerce” and, therefore, discerning the
limits, if any, on Congress’s power to regulate that commerce. Pushaw makes an
extremely important point midway in his presentation. “Average Americans,” he correctly observes,
“do not read the Court's opinions” and determine for themselves their degree of
“fidelity” to some favorite theory of constitutional interpretation. Instead, they “tend to accept even unpopular
decisions because they defer to its superior legal expertise and assume that
it is interpreting, not amending” (my emphasis). One reason for this assumption, of course, is
that this is what the Court itself is insisting upon. James Boyd White might have (accurately)
described John Marshall’s opinion in McCulloch v. Maryland as an
“amendment” of the 1787 Constitution, but that is certainly not the way he
presented his opinion. Nor have any of
its admirers offered it as an example of an Ackermanian “constitutional moment”
where the Constitution is amended in some manner distinctly outside the limits
of Article V. Ackerman may view many of
the classic post-New Deal decisions as de-facto non-Article V Amendments of the
Constitution, but it is obvious that not one justice has ever adopted that own
self-description of what was going on. Pushaw
is correct that I am fascinated by how this legerdemain actually operates in
our constitutional culture. He describes
me as “candidly admitting that amendment is occurring” and, moreover, that we
can understand many decisions only in terms of justices making the Constitution
conform to their own ideas of public morality or sound public policy, as one
reading of Cardozo might suggest. But perhaps the even deeper reality is that
I want to know how various scholars (and others) theorize about amendment. Is it possible really to have an intelligent
debate about whether McCulloch, Dred
Scott, the Insular Cases, West Coast Hotel v. Parrish, Brown, Roe (to take
only some of the more obvious examples) were “amendments” of the Constitution,
albeit outside Article V, or, instead, legitimate, even if perhaps somewhat
surprising, “interpretations” of the Constitution and to be accepted as such
even if we disagree. I will confess that
one of my own favorite pieces in my oeuvre is "Accounting for Constitutional
Change (or, How Many Times Has the United States Constitution Been
Amended? (a) <26; (b) 26; (c) >26;
(d) all of the above)." It was originally published in 1991. When a revised version was published in a
1995 book that I edited on constitutional amendment, the title was changed:
"How Many Times Has the United States Constitution Been Amended? (A) <26; (B) 26; (C) 27; (D) >27: Accounting for Constitutional Change,"
in Sanford Levinson, ed. RESPONDING TO IMPERFECTION: THE THEORY AND PRACTICE OF CONSTITUTIONAL AMENDMENT
13-36 (1995). The reason for the change
of title is simple, perhaps deceptively so. In 1992, thanks to
the efforts of a former University of Texas undergraduate, Gregory Watson, Michigan
became the 38th state to ratify the original Second Amendment,
proposed in 1789 but, obviously, failing to gain the required support to become
part of what we later learned to identify as the Bill of Rights. Yet the amendment as it emerged from Congress
did not contain a time limit; that would come along only with the Eighteenth
Amendment in 1918. So did it remain on
the table, available for ratification until the end of time. Watson wrote an undergraduate term paper
arguing that the answer was yes; he received a C (though the grade was later
changed, in a public ceremony, to an A).
It simply seemed bizarre seriously to contemplate a process of
constitutional amendment that can last 203 years. Because the Amendment is of no real
consequence, save for law professors interested in high theory, there is no
genuine public debate about its presence in the Constitutions that are now
distributed to citizens and found at the beginning or ends of almost all
constitutional law casebooks. But the
point of the title(s) is that there may in fact be fewer or far more than 26 or
27 constitutional amendments, unless one’s “theory of amendment” is the almost
literally mindless counting of the numbered textual additions to the 1787
Constitution. I am confident that Bob
Pushaw and I could have a useful and interesting conversation about the
incidence of constitutional amendment and how we might tell. Then there is Stanley
Fish. I must begin with a confession of
deep debt to Fish. My interest in law as
literature—as distinguished from law as a subject matter of literature, which is Weisberg’s primary
concern, derives directly from reading his work in the late 1970s. As everyone knows, and is manifested in his
contribution here, he is a truly great writer, making important, sometimes
mind-blowing arguments in the most accessible of prose and by offering often
homely examples. There is a reason that
Steven Mailloux and I dedicated a book we co-edited together in 1988, Law and Literary Interpretation, to
Stanley. I have never failed to be
illuminated by our times together. This
past semester, he visited the UT Law School.
Two things were notable: First,
for the first time in my career, I did in fact offer, with Phillip Bobbitt, a
course on “law and literature” which focused on law in various
literary works, ranging from W. H. Auden’s “Law like Love” to Franz Kafka’s “In
the Penal Colony.” One of the other
assignments, one is tempted to say “of course,” was Billy Budd, about
which Richard Weisberg has notably written an important and controversial
interpretation. Stanley was kind enough
to come to the class that day and to offer his own dazzling insights, based in
part on the extent to which one should view Herman Melville as a
Miltonian. That brings up the second
notable aspect of his visit: A
philosopher friend and I are reading Paradise Lost for the first
time—and, I should add, loving it. But
it certainly helped that we had two lunches together with Stanley in which he
offered his own incomparable mastery of Milton to help us understand what was
going on in the poem. Never have I felt
so much like the proverbial student at the end of a log while privileged to
have Mark Hopkins—or in this case, Stanley Fish—available to help me in my
study of a truly wonderful piece of work. So
I offer two quite different responses to Stanley’s interventions. The first takes note of the piece he
contributed at the initial gathering.
The other is the one printed here on Balkinization. The first is a forthcoming chapter from a
book looking not at law in literature, but rather law in the movies. The particular chapter he discussed analyzes both
the text and the cinematography and, therefore, the lessons presumably taught by
a great Western movie, The Man Who Shot Liberty Valance. He also included some shorter remarks
about another classic Western, High Noon.
Both become occasions for understanding the actual force of law as a
social mechanism. Indeed, perhaps one
should emphasize the ambiguity within that phrase itself, inasmuch as one
(self-serving) description of law is as the venue of detached reason, what
Habermas might call “the force only of the better argument,” as against a
mechanism attached to “real force,” i.e., the barrels of guns, as are featured
in both movies. Whether or not Chairman
Mao was correct in asserting that political power grows out of the barrel of a
gun, it is obtuse not to recognize the relationship between guns, violence (a
close homonym of “valance”), and the actual creation of a “law-abiding”
culture. That is the central, and obvious,
theme of High Noon, where the unequivocal hero, the outgoing sheriff,
stands up (and shoots) the threats to the community even as most of his
“friends” prefer to look away and avoid taking part in saving the community. But The Man Who Shot Liberty Valance, in
addition, is also about truth and opportunistic falsity. What if one did not shoot Liberty
Valance, but nonetheless takes credit for ridding the community of a fiend and
rides that credit all the way to national office in Washington, far away from
the local community? There is both
“literal violence” and the quite different violence that is done to communities
of trust by deception. But, of course,
we may not want to know about the various ways that leaders have betrayed our
trust in one or another way. Perhaps
George Washington could tell a lie, and in fact did so. We feel better accepting Parson Weems’s
reassuring picture, just as there are still people who wish to resist
acknowledging the details of Thomas Jefferson’s activities as a slaveowner even
with regard to his own children. What
most people remember about the movie, even if in fact they’ve never seen it, is
the great line near the end: "This is the West, sir.
When the legend becomes fact, print the legend." It really doesn’t matter
that the now-esteemed politician has been living a lie. We are kidding ourselves, of course, if we
think this refers only to “the [old] West,.” But, as already
suggested, there’s still more, a marvelous retrospective on “the Theory Debates
of the 1980s.” That, too, could justify
a far lengthier comment that I have time for, though I’m sure I will find an
occasion in the future to spell out my reactions at greater length. For now, I want to say the following: First, I agree with him that it is fruitless
to look for some outside-the-practice “grand theory” that can be “applied” to
the quotidian acts of adjudication, whether one is a judge or any other
official who is charged to be faithful to the Constitution (as required by
Article VI of the Constitution for every public official). To be sure, there
may be some parts of the Constitution that are truly rule-like, where one can
legitimately say “just read the text” and close off further argument. I call
them the “Constitution of Settlement,” which are, alas, never taught in law
school precisely because there is nothing really to argue about save for their
wisdom. And it is a regrettable truth
that legal education is interested only in disputes about meaning, what I call
“the Constitution of Conversation.” We
therefore never debate the wisdom of parts of the Constitution that may be
crystal clear, impervious even to the most Herculean feats of Dworkin’s
mythical judge. All members of what
Stanley taught us long ago to call the relevant “interpretative community” would
simply agree as to the meaning and then move on. My favorite example is
Inauguration Day, set by the Twentieth Amendment as high noon on January 20 of
the relevant years. I personally
consider the long hiatus between presidential election and inauguration to be at
best unwise, at worst potentially disastrous, as we learned on January 6,
2021. But, as a well-trained lawyer, I
recognize that it would be fruitless to walk into a courtroom and tell a judge
that because the delay until January 20 is stupid and at times a threat to the
republic, it is therefore unconstitutional. It is enough to say, “what part of
January 20 do you not understand?” The
same is true of the indefensible allocation of equal voting power to each
state, regardless of its population.
Again, argument is shut down when one asks “what part of two do you not
understand?” I doubt that Fish
disagrees. My argument is not based on a
fancy theory of linguistics, so that January 20 or “two” always have precisely
the same meanings. I used to teach my introductory
course about changes in calendar systems, with which the Framers were in fact
familiar, given the late acceptance by the British of the Gregorian
calendar. But, as I often say, it is
only in the highest of high theory seminars that January 20 or “two” actually
become “indeterminate” and subject to conflicting interpretations. Every competent practitioner, however
polarized we might otherwise be, would agree on the answers to the questions
“when are new presidents inaugurated?” and “how many senators do Wyoming and
California each have?” as much as one might, or even should, rue the
answers. What I am uncertain
about is how a “practice-oriented” view of jurisprudence operates in times of
deep and genuine polarization where what is an acceptable practice is no longer
clear. That is, there is a difference
between “respectful,” even if caustic, disagreement in circumstances where the
participants concede that each is trying conscientiously to play the game of
“judging,” and the accusation that one’s
adversary is in fact cheating and in effect playing a very different game. It is as if one’s opponents in a chess game
suddenly started moving a knight along a diagonal (like a bishop). Whatever else they might be doing, it is no
longer playing the game of chess. I
suppose, though, that one could offer the caveat that if the relevant audience
to the move applauded it and had no hesitation to award the point for winning
the game to the innovator, then we might have a genuine disagreement as to what
constituted “chess” instead of “shmess.” I think it important
that Justice Scalia, in his livid dissent in Obergefell, did not simply
insult his colleagues, which was par for his judicial course; I wrote shortly
after his death that one of his “accomplishments” was to introduce “trash talk”
to the United States Reports. He also declared
that they were in fact “not behaving like judges.” Chief Justice Roberts was little better in
his demagogic final paragraph of his dissent when he said that even supporters
of the decision should accept the fact that the result “had nothing to do with
the Constitution.” If one takes those
declarations seriously, then the judges in the majority should be impeached,
for surely it is a violation of “good behavior” to stop acting like judges
(whatever exactly one thinks that means).
Presumably few “sophisticates” really take them seriously and view
Roberts and Scalia as engaging in what might be called simple venting by sore
losers. But perhaps some people do read
it and take it seriously. Then
what? At the very least,
might one not have to construct a theory of “judging” by which one can
distinguish between that practice, whatever latitude can be found within it,
and playing a different game. It is a
bit like answering the question about the number of amendments. Generally speaking, our practice supplies and
is satisfied with the almost literally thoughtless answer “27.” Little rides on the fact that that is a
remarkably unsophisticated response; indeed, I disclose my status as a
“high-theorist” of sorts by wishing to problematize it. But no one outside the academy really cares,
and the number is really not much greater even inside the academy. Perhaps it is viewed as the equivalent of
asking how many angels can dance on the head of a pin, which was once a
question of genuine interest to angelologists, but now serves as the very
epitome of the pointless “scholastic” question that can be simply dismissed. So
let me conclude these remarks by borrowing from a forthcoming review I shall be
publishing of a book by a Japanese scholar, Yasuo Hasebe, Towards a Normal
Constitutional State: The Trajectory of
Japanese Constitutionalism. For
Hasebe, I think it is fair to say that a “normal constitutional state” is one
where “theory” plays almost no role. What
constitutes a “normal constitutional state,” for example, is not at all that
its legitimacy can be traced to some singular act of a sovereign founder (or
group of such founders authorized, in some mysterious way, to speak in behalf
of “the people” as a “constituent power”); instead what is key is the existence
of a set of “customary practice[s] shared among judges, public officials and
private persons who are in charge of applying rules recognized as valid in the
legal system.”. Such practices are
“matter[s] of fact” and not grand theory. As he puts it later in the book,
“practice not texts, generate constitutional law.” Sociology takes precedence over jurisprudence
and political theory. Perhaps one might
suggest that a test of “normality” is precisely that save for basically (and
blessedly) marginalized academics there is no serious discussion of what does
indeed justify the given order—and decisions made by judges acting within
that order—because all important actors
simply accept it as a given and continue to go about their daily lives simply
deciding cases and offering appropriate justifications written in “law talk” to
assure everyone that they are indeed “behaving like judges.” This is basically the
view adopted by my colleague Philip Bobbitt, who completely separates the
questions of how or why particular legal answers are deemed true—or
acceptable—from any questions about the underlying legitimacy of the legal
order itself. As a Wittgensteinian, Bobbitt
appears to regard the question of legitimacy as illustrating a kind of
philosophical pathology, and therefore one to be excised from our thought. But
such “foundational” questions may be hard in fact to excise. This literally “practice-oriented,”
anti-foundational, view of a constitutional order is most satisfying (or
perhaps satisfying only) in societies with a relatively low level of conflict,
where “losers” in political (including legal) struggles are “good sports” who
accept their losses and look forward to the next election (or the next lawsuit)
to perhaps generate more palatable results.
Once societies become significantly polarized, it may become impossible
to cabin discussions of legitimacy, sovereignty, and even constituent power,
whatever their genuinely severe problems.
One of the great lines in all world literature comes from King Lear: “Thou hast seen a farmer's
dog bark at a beggar? And the creature run from the cur? There thou
mightst behold the great image of authority: a dog's obeyed in office.” Ordinary practices, including running from a
farmer’s dog or obeying the local authorities, might generally suffice…until
they do not, and then affected individuals start asking awkward questions about
the basis of obedience. I do not want to
argue that truly satisfactory answers can be provided by reference to some
grand theory of jurisprudence; I share Fish’s skepticism that that is the
case. I agree that there is inevitable
contingency all the way down. But I do
want to suggest that reliance on ordinary, almost literally thoughtless,
acquiescence will prove problematic in riven societies (like many of our own
today). What
is not clear, of course, is what can be done to “cure” the rivenness. To return to The Man Who Shot Liberty Valence,
it may be that only civil war and bloody battles will suffice. After all, even Laurence Tribe, before he
gave up his project to write a definitive treatise on American constitutional,
declared that the question of secession had been resolved at Appomattox. My friend Paul Finkelman often refers to the
case of Grant v. Lee. And I was stunned,
while reading Cynthia Nicoletti’s outstanding book on whether or not Jefferson
Davis was guilty of treason, to discover that serious people referred to the
War as the modern equivalent of old-fashioned “trial by battle,” so that the
correct legal principle would be determined by who won (with the added proviso,
perhaps, that the winner was in effect chosen by God and not only by
superiority in arms). To put it mildly,
such arguments seem to concede that the vaunted relationship between “law” and
“reason” is itself mythic, indeed “ideological,” and therefore subject to
critique. What comes after the critique? Who really knows? Sanford Levinson holds the W. St. John Garwood and W. St. John Garwood, Jr.
Centennial Chair in Law at the University of Texas Law School. He is also a
Professor in UT’s Department of Government and a Visiting Professor of Law at
Harvard Law School. You can contact him at slevinson@law.utexas.edu.
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Books by Balkinization Bloggers Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024) David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024) Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024) Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023) Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023) Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022) Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022) Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021). Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021). Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020) Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020) Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020) Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020). Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020) Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020) Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020) Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019) Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018) Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018) Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018) Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017) Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017) Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016) Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015) Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015) Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015) Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014) Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013) John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013) Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013) Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) Jack M. Balkin, Living Originalism (Harvard University Press, 2011) Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011) Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011) Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011) Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011) Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010) Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010) Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010) Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009) Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009) Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009) Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009) Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008) David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007) Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007) Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007) Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006) Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |