E-mail:
Jack Balkin: jackbalkin at yahoo.com
Bruce Ackerman bruce.ackerman at yale.edu
Ian Ayres ian.ayres at yale.edu
Corey Brettschneider corey_brettschneider at brown.edu
Mary Dudziak mary.l.dudziak at emory.edu
Joey Fishkin joey.fishkin at gmail.com
Heather Gerken heather.gerken at yale.edu
Abbe Gluck abbe.gluck at yale.edu
Mark Graber mgraber at law.umaryland.edu
Stephen Griffin sgriffin at tulane.edu
Jonathan Hafetz jonathan.hafetz at shu.edu
Jeremy Kessler jkessler at law.columbia.edu
Andrew Koppelman akoppelman at law.northwestern.edu
Marty Lederman msl46 at law.georgetown.edu
Sanford Levinson slevinson at law.utexas.edu
David Luban david.luban at gmail.com
Gerard Magliocca gmaglioc at iupui.edu
Jason Mazzone mazzonej at illinois.edu
Linda McClain lmcclain at bu.edu
John Mikhail mikhail at law.georgetown.edu
Frank Pasquale pasquale.frank at gmail.com
Nate Persily npersily at gmail.com
Michael Stokes Paulsen michaelstokespaulsen at gmail.com
Deborah Pearlstein dpearlst at yu.edu
Rick Pildes rick.pildes at nyu.edu
David Pozen dpozen at law.columbia.edu
Richard Primus raprimus at umich.edu
K. Sabeel Rahmansabeel.rahman at brooklaw.edu
Alice Ristroph alice.ristroph at shu.edu
Neil Siegel siegel at law.duke.edu
David Super david.super at law.georgetown.edu
Brian Tamanaha btamanaha at wulaw.wustl.edu
Nelson Tebbe nelson.tebbe at brooklaw.edu
Mark Tushnet mtushnet at law.harvard.edu
Adam Winkler winkler at ucla.edu
Resistance is futile. “We are all living originalists now.”
That is the central message
of a typically provocative and thoughtful post by Jack Balkin,
criticizing an amicus brief (the Originalist Scholars’ Brief) in the same-sex
marriage cases. The Scholars’ Brief
itself criticizes another amicus brief (the Cato Brief) written by Bill
Eskridge and Steve Calabresi (and endorsed by Jack), which argues that the
original meaning of the Fourteenth Amendment supports a right to same-sex
marriage.
Jack might be right– maybe
living originalism is irresistible-- although as one of the signatories
of the Scholars’ Brief, I’m not yet convinced.
I do agree with Jack that original meaning cannot simply be equated with
“original expected applications.” That
kind of narrow and untenable approach would not only make the Fourth Amendment
inapplicable to electronic searches unknown to the founding generation (to
invoke a familiar example); it would make constitutional references to “persons”
inapplicable to you and me, insofar as the enactors never foresaw yours or my
existence. Another way to put the point
is that the enactors themselves will have perfectly well understood that facts
they did not anticipate (electronic searches, you and me) will fit into the
legal categories (“searches,” “persons”) they created.
The Scholars’ Brief
explicitly acknowledges all of this. In
this vein, the brief agrees that if the Fourteenth Amendment is interpreted as
prohibiting “class legislation,” then not only the Black Codes that were an
immediate concern of the amendment’s enactors but other instances of “class
legislation” would fall within that prohibition– including, conceivably, a law
that defined a class based on sexual orientation and subjected that class to
legal disabilities.
In this respect, Jack says--
and finds it significant, and odd-- that the Scholars’ Brief concedes that Romer
v. Evans was correctly decided. Here
he is not quite accurate. The brief
says, more than once, that Colorado’s Amendment 2 “as interpreted and
invalidated by this Court in Romer” would be class legislation. And the brief quotes that interpretation, in
which the Supreme Court said that under the Colorado law
[h]omosexuals, by state decree, are put in a solitary
class with respect to transactions and relations in both the private and
governmental spheres. The amendment
withdraws from homosexuals, but no others, specific legal protections from the
injuries caused by discrimination, and it forbids reinstatement of those laws
and policies.
This was and is a contestable interpretation, to be
sure; some of the signatories to the Scholars’ Brief may believe it was a
serious misconstruction. (I can attest
that at least one of the signatories believes this.) Even so,“as interpreted” in this way,
the Colorado law is– or, if you prefer, would be-- “class legislation.”
But back to the question of inevitability, and
futility. If original meaning is not
identical to “original expected applications,” then is there any stopping place
short of the Grand Style, abstract principles approach favored by Jack and the
Cato Brief? If there isn’t, then perhaps
Jack is right: whether or not we admit it, we are all living
originalists (because there really isn’t anything else to be).
It is a hard question, I think. But there at least seem to be intermediate
possibilities. Elsewhere I have
cautiously proposed an approach that I reluctantly called “decisional originalism.”
This was only a tentative suggestion, and I have no reason to suppose that
other signatories agree with it; they may favor other approaches or limiting
principles. Jack is surely right that
there are interesting theoretical questions here. The Scholars’ Brief acknowledges this fact as
well, although, being a brief, it does not launch into an academic
exploration. Contrary to Jack’s
impression, the brief nowhere suggests that he or others who share his approach
are not entitled to be considered “originalists,” nor does the brief insist on
any sort of originalist “purity.” On the
contrary, and for obvious reasons, it tries to be as generic as possible in its
originalism, and explicitly declines to take a position on debates between “intentionalist”
and “public meaning” versions of originalism.
As a result, and speaking for professors who almost
certainly do not share a single view, the Scholars’ Brief itself does not say
exactly what limiting principle should guide the originalist inquiry. As it happened, this seemed unnecessary,
because the interpretation offered by the Cato Brief itself would not cover
traditional marriage laws such as those before the Court. The Cato Brief argues, as noted, that the
Fourteenth Amendment prohibits “class legislation.” And although the brief is somewhat fluid
about what this fluid concept means, its most pertinent definitions come from
nineteenth-century sources which said that “class legislation” refers to “special
codes for one class of citizens,” or to “laws restraining the activity of a
class of persons, more or less strictly defined, to a particular course of
life, and allowing only a limited enjoyment of property and relative rights.”
Under these definitions, the Black Codes would be “class
legislation”; so would Colorado’s Amendment 2 as interpreted by the
Court in Romer. (Once again,
please don’t overlook the qualifier.)
However, traditional marriage laws would not be “class legislation”
under these nineteenth-century definitions.
This conclusion is not a “definitional argument”, as Jack seems to
think, of the kind that says “‘marriage’ just means and has to mean X”; it is
an observation about what the marriage laws do and, more importantly, do not
do. And to observe that marriage laws
do not enact a “special code for one class of citizens” is not to deny that the
laws have a disparate impact on gay or lesbian persons; the Scholars’ Brief
expressly acknowledges that impact. But
disparate impact does not equal “class legislation,” at least as that term is
defined in the Cato Brief.
But suppose that Jack is right (as I concede,
sincerely, he might be): once we acknowledge that original meaning is not
confined to “expected applications,” there is no viable stopping point short of
the “grand principles” approach that he and the Cato Brief advocate and
practice. In that case I think we would
face the really hard question. What is
the point of all of the deliberation and debate (with examples and
counterexamples, asserted and denied), and the crafting and drafting and
redrafting of constitutional provisions, if those provisions will shortly be
interpreted in terms of lofty principles with implications (to be enforced, by
judges, against democratic majorities) that the enactors never intended,
imagined, or desired? Why would sensible
citizens and legislators engage in this peculiar exercise, bind themselves and
their descendants in this profoundly unpredictable way?
As the Scholars’ Brief puts it: “On these assumptions,
the constitutional enterprise would be not be so much rational collective
decision-making as throwing darts in the dark.
And citizens and legislators would likely conclude that, on these assumptions
at least, they would be well advised not to adopt any constitutional provisions
at all . . . .”
This, I think, is the really essential and intractable
conundrum that “living constitutionalism” leaves us with. Jack Balkin has written insightfully and even
movingly about the imperative of maintaining continuity with our past, and with
those who came before us. To my mind,
though, he has not offered any satisfying answer to this conundrum.
Steven D. Smith is Warren Distinguished Professor of Law at San Diego School of Law. You can reach him by e-mail at smiths at sandiego.edu