| Balkinization   |
|
Balkinization
Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Constitutionalism in Times of Democratic Backsliding
|
Thursday, September 03, 2026
Constitutionalism in Times of Democratic Backsliding
Guest Blogger
For the Balkinization on Mark Tushnet and Bojan Bugaric, Constitutionalism and Its Discontents (Oxford University Press, 2026). Laura Gamboa Though often thought as linear and cohesive the literature
on democratic resilience struggles with two relatively opposing premises. On
the one hand, the rise of would-be-autocrats is portrayed as the outcome of political
establishments unable to adequately represent voters and strong well-entrenched
institutions that sustain minority government.[1]
On the other hand, scholars contend, would be autocrats are more likely to
succeed when they are fighting weak unentrenched institutions that can be
easily amended or erased to undermine the checks on the executive.[2]
Scholars and practitioners interested in curbing the erosion
of democracy, are therefore, based with a dilemma. Should we strive for
well-entrenched hard to change constitution? Or should we design charters that
majorities can easily change? Constitutionalism and its Discontents takes up that
question. In it, Mark Tushnet and Bojan Bugaric make a case against
constitutionalism: “rules about ruling,” they posit, should be subject to the
same forms of political contestation that we use for ordinary policies Constitutionalism—or the entrenchment of rules about
ruling—is not without merits. As the authors recognize, deep-seated rules can
provide a more stable framework for political contestation. After all,
institutions constrain the set of possible outcomes.[3]
They lengthen actors’ time horizons and stabilize their expectations. When the
rules of the game are set, elites know what they are playing for and what to
expect if they lose. On the contrary, when they easily changed everything is up
for grabs; there is no constraint to the set of possible outcomes, and losing
becomes all of the sudden more costly. Yet, as Tushnet and Bugaric highlight, this kind of
stability comes with important drawbacks. Constitutions are context dependent.
They cement particular setups of empowerment and limitation. Preventing
adjustments as the polity’s preferences of what or who ought to be empowered or
limited changes can be detrimental to democracy. The authors put forward three reasons to support this
argument. First, in their view, the fear of institutional chaos is overstated. Not
only are ordinary rules sticky—subject to the realities of political tug-of-wars
and thus, practically, even if not legally, entrenched—but they are unlikely to
change all at the same time. Modifying one constitutional provision, while
keeping everything else constant, does not undo the constitution. Second, constitutional entrenchment (in it of itself) has
not proven to be particularly successful in deterring autocratization. Well
entrenched thick constitutions, with substantive policy provisions, they
explain, are likely to backfire. Inspired by the end of the Cold War in the
1990s, Tushnet and Bugaric argue in Chapters 5 and 6, the European Union
created a series of rules that entrenched economic integration at the regional
level while leaving social protection to national governments. When the
eurozone-debt crisis hit in the 2010s, regional pro-austerity
provisions—mandated at the EU level—made it nearly impossible for countries to
spend countercyclically and boost their social programs. Constitutionally
entrenched austerity had severe social and political consequences in Europe,
not the least of which was the rise of parties and leaders with authoritarian
tendencies.[4] Well entrenched thin constitutions, the authors discuss, are
not particularly authoritarian-proof either. Thin institutions hoping to
survive the test of time, must rely on informal institutions. Unwritten, these,
however, can be easily circumvented or ignored. In the United States, for
example, Donald Trump (2017-2021, 2025-present) has used and abused informal
institutions to undermine the checks on the executive and weaponize government
bureaucracy against opponents.[5] Lastly, the authors suggest, institutions have unintended
consequences. Provisions meant to limit power, can actually expand it. In Brazil,
prosecutors eased evidentiary and procedural constraints to fight high-level
corruption. Zealous about the crimes he was prosecuting, judge Sergio Moro
engaged in misconduct to indict and jail then ex-president and highly likely
presidential candidate, Luiz Inácio Lula da Silva (2003-2011). His actions
derailed the 2018 election.[6]
Something similar happened in Guatemala. Where the UN backed anti-corruption
commission (CICIG) created a powerful general attorney to prosecute corruption.
Taken over in 2018, by Consuelo Porras, a member of the “Corrupt Pact”,
however, it was used for nearly ten years as a power tool of oppression. All of these are good arguments against constitutionalism.
Institutions that enable better more representative democracies are, indeed,
needed to curb the rise of potential autocrats. But what about resistance once
an autocrat has attained power? Wouldn’t less entrenched institutions pose
significant risks then? The authors, suggest they don’t. In fact, they argue,
they could hinder revitalizers by obstructing their agenda. Indeed, constitutions do not have silver bullets against
autocratization. As they show in Chapter 9, there is no constitutional design
particularly suited to fight democratic backsliding and some of the constitutional
tools available to halt the erosion of democracy are only successful when used
at the right time. Moderate institutional strategies can run the clock on
autocrats, slow down and obstruct democratic backsliding, but they are not
entirely failproof and ultimately require the opposition to win elections
(which they can hardly do by defending the status quo the autocrat sought to
disrupt). The book’s argument is timely and well built. It takes up a
question that Political Scientists (like me) grapple with and rarely consider
in detail. And while I can see how well-entrenched constitutions could be
detrimental to democracy; I wonder how flexible should be? Majorities are not
always right. How should we think about very popular presidents like Nayib Bukele
(2019-present) who are willing to undermine the civil and political rights of
those who oppose him? I also wonder how do rules of constitutional amendment and
replacement interact with other institutions. These too are context dependent.
They may not have been created to obstruct change but turned into
insurmountable obstacles as partisan organizations evolved or polarization
increase. As we think about democratic restoration in countries like Hungary,
Poland and Guatemala, is there a way to avoid that trap? I thoroughly enjoyed the book and highly recommend it to
scholars interested in constitutional design, democratic backsliding and or
questions of post-authoritarian politics. Combining questions about
institutional design and strength, with broader concerns about equality and
representation, Tushnet and Bugariç tackle the twin problem of executive
aggrandizement: acknowledging and addressing the popular force behind the rise
of populist would-be-autocrats, while also understanding the need to limit
their ability to reduce the checks on the executive to fulfill their agenda. Laura Gamboa is
Associate Professor of Democracy and Global Affairs at the Keough School at the
University of Notre Dame. You can reach her at: lgamboa1@nd.edu. [1] Sheri Berman and Hans Kundnani, “The Cost of Convergence,”
Journal of Democracy 32, no. 1 (2021): 22–36; Steven Levitsky and Daniel
Ziblatt, Tyranny of the Minority: Why American Democracy Reached the
Breaking Point (Crown, 2023). [2] Kurt Weyland, Democracy’s Resilience to Populism’s
Threat: Countering Global Alarmism (Cambridge University Press, 2024),
https://doi.org/10.1017/9781009432504. [3] Douglass Cecil North, Institutions, Institutional
Change and Economic Performance, Political Economy of Institutions and
Decisions (Cambridge University Press, 1990). [4] Although
the authors don’t mention it, well entrenched thick constitutions are also more
likely to be replaced (rather than amended). Facing hard to change charters in
Venezuela and Bolivia, Hugo Chávez (1999-2013) and Evo Morales (2006-2019) used
their popularity to bypass existing law and call for constitutional assemblies.
The new constitutions created hyperpresidential systems that facilitated the
erosion of democracy in these countries. [5] Steven Levitsky et al., “The Price of American
Authoritarianism,” Foreign Affairs, December 11, 2025,
https://www.foreignaffairs.com/united-states/american-authoritarianism-levitsky-way-ziblatt. [6] Ezequiel A. Gonzalez-Ocantos et al., Prosecutors,
Voters, and the Criminalization of Corruption in Latin America: The Case of
Lava Jato, Cambridge Studies in Law and Society (Cambridge University
Press, 2023), https://doi.org/10.1017/9781009329835.
|
Books by Balkinization Bloggers
Gerard N. Magliocca, The Actual Art of Governing: Justice Robert H. Jackson's Concurring Opinion in the Steel Seizure Case (Oxford University Press, 2025)
Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024)
David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024)
Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024)
Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023)
Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023)
Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022)
Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022)
Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021).
Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021).
Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020)
Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020)
Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020)
Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020).
Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020)
Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020)
Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020)
Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019)
Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018)
Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018)
Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018)
Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017)
Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017)
Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016)
Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015)
Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015)
Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015)
Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution
Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014)
Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013)
John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013)
Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013)
Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013)
James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues
Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013)
Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012)
Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012)
Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012)
Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012)
Jack M. Balkin, Living Originalism (Harvard University Press, 2011)
Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011)
Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011)
Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011)
Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011)
Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010)
Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic
Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010)
Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010)
Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009)
Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009)
Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009)
Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009)
Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008)
David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007)
Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007)
Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007)
Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006)
Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |