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The Deep English Roots of Using the Custom and Tradition of Governmental Practice as a Source of Legal Meaning for Interpreting Written Constitutional Texts, or, A Lesson for Originalists Too
With its
publication, Curt Bradley’s Historical Gloss and Foreign Affairs becomes
the standard reference on the historical role of custom and tradition in defining
the President’s relationship with Congress and with the law of the land.
Debates about
those relationships have long been vexed, particularly on questions of national
security and foreign affairs. The text of the Constitution does not say much
about presidential power. Nor, because of jurisdictional and prudential limitations,
have the courts been in a good position to generate a more particularized body
of judicial precedent on these questions over time. These background
conditions, Bradley argues, have required custom and tradition to take on load-bearing
duty as a source of legal meaning on the separation of powers. From there, he
charts the consistency with which American constitutional law has reflected this
reality across a wide array of controversies in foreign affairs.
Bradley’s book
is thoroughly persuasive on both counts. Also cogent is his insistence on the
need for scrupulous care when analyzing custom and tradition, the complexities of
which are often, well, glossed over. On this score, Bradley’s critique of Zivotofsky v. Clinton
is characteristically precise. In that case, the Supreme Court held that the
President has an exclusive constitutional power to recognize foreign states. As
Bradley deftly explains, however, the court’s analysis of evidence from custom
and tradition rested on a category error. The majority collected numerous
examples of presidents recognizing foreign governments. But none involved a
legal structure like the one presented in Zivotofsky—i.e., Youngtown
Zone 3 presidential action that defied a duly enacted statute. The majority’s
evidence, Bradley observes, may well support an inherent presidential authority
to recognize foreign states in the face of legislative silence—i.e., in Youngstown
Zone 2. But the issue actually presented by the case was completely different. Bradley
is entirely right to call for higher analytical standards than this.
More generally,
the book succeeds comprehensively in its effort to establish the long
historical pedigree—from the moment the U.S. Constitution was ratified—of using
custom and tradition as an interpretive “gloss” for its text. The balance of
this post will build on and extend that point.
Because in fact,
the pedigree of this approach can be traced far back into English history, long
before any of the first North American constitutions came into being. As
scholars from William Blackstone and A.V. Dicey to Mary Bilder and Jonathan
Gienapp have detailed, English lawyers and parliamentarians regularly debated custom
and tradition as a source of constitutional meaning. While Bradley makes brief reference
to that background, he is tentative about drawing a tight connection to American
interpretive practice, because the English practice of debating political
precedents is often described in the context of common law reasoning about an unwritten
constitution (14).
I would shed
this caution. The use of custom and tradition as a source of legal meaning in
English constitutional practice was not limited to unwritten constitutional
norms or common law style reasoning. To the contrary, arguments about previous political
practice were regularly deployed as a “gloss” when interpreting written
legislative instruments—including quintessentially constitutional ones like
Magna Charta, the 1628 Petition of Right, the 1689 Bill of Rights, and the 1701
Act of Settlement. This means that the American practice of glossing
constitutional text with a close, legalistic analysis of political precedents followed
a well-grooved path from the very first days of the republic.
Consider the
debates at Westminster and Whitehall about two famous constitutional
controversies in the late eighteenth century. Both episodes pressed on the
basic structure of the English constitution. Both episodes turned on the
interpretation of textual enactments. And in both episodes, the legal substance
of the debates drilled down in persistent detail on exactly the kind of
scrupulous parsing of political practices as an interpretive guide to textual
enactments that Bradley’s book charts in the United States.
In 1766, the
Crown responded to crop failures throughout Europe by prohibiting the export of
British wheat. Because this embargo violated three statutes, it was defended as
an exercise of the King’s prerogative power to suspend the laws. The problem
for the Crown was that the 1689 Bill of Rights—a statute enacted during the
Glorious Revolution and universally understood as a pillar of the English
constitution—provided that “the pretended power of suspending of the laws, or
the execution of laws, by regal authority, without consent of parliament, is
illegal.” The meaning of this text was at the heart of a fiery debate. And a
persistent focal point of that debate was a close parsing of earlier decisions by
the Crown and Parliament to decide whether they supported the Crown’s reading
of the Bill of Rights in 1776. What exactly was the Crown’s explanation for not
imposing an embargo in 1709 and 1756? Were the challenges of those years comparably
urgent? How about the intermittent royal prohibitions on exporting gunpowder—had
that been with the “consent of parliament,” express or otherwise? The
discussion would be at home in any chapter of Bradley’s book.
The same
dynamic was reported across the pages of American newspapers in 1775, when the
Crown’s movement of German troops into the British possession of Gibraltar
prompted another constitutional uproar. Once again, one of the core legal
difficulties in the public and parliamentary debates involved the text of the 1689
Bill of Rights, which provided that “the raising or keeping a standing army
within the kingdom in time of peace, unless it be with consent of Parliament,
is against law.” Here too, alongside wide-ranging debates about the letter and
spirit of that legislative enactment, parliamentarians and pamphleteers launched
into minute analysis of what earlier English monarchs had done, and how earlier
English parliaments had responded. How had Parliament explained its rejection
of William III’s request to keep his Dutch guard in London? How had historical
contestation over the classification of English possessions like Calais, Dunkirk,
and Tangier been resolved? What to make of the protest lodged against George
II’s use of Hanoverian troops in 1742? And so on—again, with precisely the kind
of legalized detail and scrupulous attention to the institutional context of
each earlier episode that Bradley calls for in modern American cases like Zivotofsky.
In the
Anglo-American legal tradition that was the interpretive backdrop for the U.S. Constitution,
the detailed and legalistic parsing of political precedents as a “gloss” on the
meaning of constitutional texts was just how you ran the railroad. Emphasizing
this point is especially important at a moment where originalism has become so
influential in both the courts and the other political branches of government. If
the interpretive convention Bradley describes was already an ordinary practice
at the Founding—and it was—then it would seem historical gloss ought to be a
constitutive element of constitutional meaning even for originalists. Not as a flash-freeze
version of liquidation that would cease to operate soon after ratification,
as some originalists have suggested, but as an ongoing living
process that would continue as long as the document did. And that means the
tradition Bradley charts stands on even broader jurisprudential footing than his
already wide-ranging and authoritative account has space to document.
Julian Davis Mortenson is the James G. Phillipp Professor of Law at Michigan Law School. You can reach him by e-mail at jdmorten@umich.edu.