Balkinization   |
Balkinization
Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Being Blunt about Blount
|
Sunday, January 28, 2024
Being Blunt about Blount
Mark Graber
Scholars
and commentators opposed to disqualifying former President Trump from all
future officeholding make basic historical errors and engage in remarkably
selective citation when arguing that the failed impeachment of William Blount
in 1798-99 is a vital precedent for their fanciful claim that presidents are
not officers of the United States. The Annals of Congress provides
far more evidence that Trump is among the persons disqualified from future
officeholding than for a bizarre presidential immunity from the consequences of
engaging in an insurrection. Of the four lawyers who argued before the
Senate during the Blount impeachment trial, two argued that the president was
an officer of the United States, another insisted that the President was an
officer under the United States for purposes of most clauses. Only one
gave a speech that might be reasonably interpreted as indicating the president
was not a civil officer. That speech also provides evidence that the
attorney thought presidents were civil officers of the United States.
Three of the lawyers who argued before the Senate agreed that "officer,"
"officer of the United States," and "officer under the United
States" had no consistent meaning, that different persons might meet this
description under different constitutional provisions. The history
suggests the meaning of "officer of the United States" and "officer
under the United States" in Section Three of the Fourteenth Amendment must
be determined by whether persons in 1866 had good reasons to exempt the
president and the presidency from constitutional disqualification and not on
some imagined universal understanding of "officer" that pervades all
constitutional provisions. President
John Adams recommended that Senator William Blount of Tennessee be impeached
after obtaining evidence that Blount was involved in a plot to capture Spanish
territory in Florida and Louisiana. The Senate almost immediately
expelled Blount and the House unanimously voted to impeach. These actions
provide strong evidence that Adams and House members thought Senators were
civil officers under the impeachment clause, given that the clause limits
impeachment to the President, Vice-President and civil officers. Adams'
recommendation and the House vote say nothing about whether the President is a
civil officer or some other kind of officer of the United States or under the
United States. The
Senate debate on impeachment focused on three issues: whether a Senator was a
civil officer subject to impeachment, whether a person could be impeached after
leaving or being removed from an impeachable office; and whether a person could
be impeached for crimes committed before (or after) the person was in
office. Representative James A. Bayard of Delaware and
Representative Robert G. Harper of South Carolina presented the prosecution
case to the Senate. Alexander J. Dallas and Jared Ingersoll served as
Blount’s lawyers. Contrary to various briefs filed for Trump, Bayard was a
representative and he was the prosecutor, not the defense attorney. Following
these speeches and several days of debate (not recorded), Congress by a 14 to
11 voted on the following resolutions, only the first half of which show up in
the briefs for President Trump “That
William Blount was a civil officer of the United States, within the meaning of
the Constitution of the United States, and therefore, liable to be impeached by
the House of Representatives.” “That
as the Articles of Impeachment charge him with high crimes and misdemeanors,
supposed to have been committed while he was a Senator of the United States,
his plea ought to be overruled.” The obvious problem with the failure
to disclose the second paragraph is that some Senator might have believed, as
counsel had argued, that Blount’s crimes were not committed when he was a
Senator of the United States. The less obvious problem is that
Blount may not have been a civil officer of the United States liable to
impeachment because, as counsel had argued, he had been expelled from the
Senate. In short, while we know that 11 Senators must have thought
Blount was a civil officer because they could have voted to impeach only if
Blount was a civil officer, we do not know what the other 14 who voted against
the resolution were thinking on the civil officer
issue. Significantly, both David Currie, a leading constitutional
historian of Congress, and the author of the leading book on the Blount trial
agree that no one can know with certainty why 14 Senators voted against
impeachment. That Blount is a precedent for
presidential exemption to Section Three disqualification cannot be grounded
primarily on the vote against impeachment. Senators were not voting on
whether the President was a civil officer for purposes of the impeachment
clause or for any other purpose. Rather the claim is that Senators must
have been endorsing the reasons Blount's attorneys gave for rejecting
impeachment. This is hardly a conclusion based on historical evidence,
given the Annals of Congress provides no evidence for
reaching any conclusion about what any Senator was thinking when voting not to
impeach Blount. We do not even know who voted against impeachment, much
less why anyone so voted. The main problem claiming Blount as a
precedent for presidents not being civil officers of the United States is more
basic. Those who insist Blount is a precedent for the president not being
an officer of the United States rely on the speech made by Representative
Bayard. Others have pointed out, however, that Bayard
prosecuted Blount. He lost. The 14 Senators who voted against
Bayard were not persuaded by his arguments. To the extent Blount
established a precedent, we should look to the Dallas and Ingersoll speeches. Senators persuaded by Bayard would
have rejected Trump's insistence that the President is not a civil officer of
the United States for any purpose. Bayard, Harper for the prosecution,
and Dallas for the defense, maintained that the Constitution provided no
one-size-fits-all definition of officer that all applied to all government
actors and all constitutional clauses. Senators convinced by the
arguments about officeholding made by both prosecutors and the lead defense
attorney would have concluded that whether the president is a civil officer of
the United States depends on the clause being
considered. Senators persuaded by Dallas's defense address
would have concluded that presidents are civil officers of the United States
for all purposes. Representative
James A. Bayard’s speech for the prosecution
insisted that the word “office” in the Constitution was “incautiously used.”
Bayard acknowledged that Presidents and Senators were not officers under
the United States for purposes of the appointments clause. He declared,
“it is clear that a Senator is not an officer under the
Government. The Government consists of the President, the Senate, and
House of Representatives, and they who constitute the Government cannot be said
to be under it.” President Trump’s supporters seize on this statement but
ignore the rest of Bayard’s speech. Minutes after insisting that
Presidents, Senators, and Representatives were not officers under the
government for purposes of the impeachment clause, Bayard insisted that the
President, Senators, Representatives were officers under the Constitution for
purposes of the emoluments clause. Criticizing a one-size-fits all
conception of constitutional officeholding, he declared, “If a Senator holds no
office or profit or trust under the United States, it is lawful for him to
accept a present, title, or office, from any King or foreign State."
This was nonsense. Bayard asked, "Can it be possible that a
public functionary, of all others, the peculiar object of this jealous
restriction is, in fact, the sole object of exemption from its operation?”
(2260). When referring to Senators as being “the sole object of
exemption” Bayard was plaining indicating that Presidents, like Senators, were
officers under the United States for purposes of the emoluments clause.
To the extent the Senate was convinced by Bayard's speech, Senators in 1799
would have been persuaded that whether the President, a Senator or a
Representative is a civil officer, an officer of the United States or an
officer under the United States depends on the clause under consideration and
not on any understanding of officer applicable to every constitutional
provision that mentions "officer." Dallas
when presenting the defense case more clearly asserted that the president is a
civil officer of the United States and agreed with Bayard that the Constitution
was not a model of clarity on the forms of officeholding in the United States.
Dallas, who published the first volumes of the Supreme Court
Reports, relied heavily on the distinction between civil officers who could
be impeached and legislators who could only be expelled when claiming Blount
could not be impeached. The future cabinet member began his speech by
twice declaring that “only civil officers of the United States are
impeachable.” This theme was repeated throughout. That Dallas
self-consciously thought presidents civil officers is supported further by his
claim that it was “more natural to include the President and Vice-President”
“under the general designation ‘civil officers.’” Dallas elaborated on Bayard's
insistence that the use of “officer” in any particular constitutional provision
had to be determined from context. No one was an officer of the
Constitution or an officer under the constitution for all constitutional
provisions. Dallas stated, “a moment’s consideration will incontestably
show that the expression 'officers of,' and 'officers under,'
the United States are indiscriminately used in the Constitution."
When making the argument, Dallas declared the President to be an officer under
the Constitution for purposes of the emoluments clause and the constitutional
ban on religious tests. He concluded that efforts to make something of
the “officer of/officer under" distinction “was a mere quibble, or play of
words.” Ingersoll,
who attended the framing convention in Philadelphia and signed the
Constitution, was the defense attorney who appears to have thought the
President was not a civil officer, but his analysis is not a paragon of
clarity. Ingersoll agreed with Dallas that “only civil officers” were
subject to impeachment. He declared, “the power of proceeding by impeachment
under the Constitution, extends only to civil officers of the United
States.” This seems more evidence that persons in 1799 thought the President
a civil officer of the United States. Ingersoll then declared, however,
that “[t]he President . . . is not comprehended under the generic term of civil
officer; but specifically described by the term of his office.” He
stated, “the President in the Constitution is always designated by the
appropriate term of office, and never included under the expression of officer
of the United States, or any generic term.” Given Ingersoll’s previous claim
that only civil officers may be impeached, a reasonable interpreter might
conclude that his statement was one of constitutional etiquette, a reference to
how the President should be addressed and not a conclusion about whether the
President is or is not a civil officer of the United States. Unlike
Bayard and Dallas, Ingersoll did not discuss whether the president was covered
by the emoluments clause or religious test clause, which would have clarified
whether he thought the President was an officer under the United States. Still,
while the context does not permit any firm conclusions, a reasonable inference
might be made from Ingersoll's assertions that he thought that presidents were
not civil officers of the United States for any purposes. Harper’s
final speech for the prosecution explicitly stated that the President was an
officer of the United States and that the Constitution was not consistent when
referring to officers. The
Representative from South Carolina declared that the defense conceded that “the
term ‘civil officer’ includes the President and Vice President,” although
Harper may have been talking only of Dallas and not Ingersoll. This
characterization, Harper stated, was not quite right. He maintained
that the President and Vice-President were explicitly enumerated in the
impeachment clause because they were not merely civil officers. Harper
stated, Harper
agreed with Bayard and Dallas that the Constitution did not adopt a
one-size-fits-all definition of "officer." Whether a particular
member of the government was encompassed by the word “officer” in the
constitutional text, he explained, had to be determined by context and not by
any universal meaning of “officer,” “civil officer,” or “officer of the United
States. Harper declared, “the Constitution, being obliged to use the same
word in application to different matters, and for different purposes, has used
it generally, and left it to be explained by a reference to the intent and
subject matter, instead of explaining it by express modification.” The sane
historical conclusion from these speeches is that constitutional decision
makers should not make firm conclusions about what speakers thought about one
matter when they are addressing a different matter. One desperately wants
to interrupt Dallas and Ingersoll when they declare "only civil officers
can be impeached" and ask whether they are referring to the president as
well as officers appointed by the president. Had Ingersoll been more
focused on the office holding status of the president, he might have better
clarified whether the constitutional practice of referring to the President by
name reflected constitutional etiquette or had substantive implications for the
president's status as an officeholder. Lacking these clarifications, legal
historians should be more circumspect about drawing firm conclusions from the
Blount impeachment than some have been. Forced
at gunpoint to reach conclusions, the Blount impeachment is best thought of as
a precedent for the proposition that context determines whether for the
purposes of a particular constitutional provision the president is a civil
officer, an officer of the United States, or an officer under the United
States. Both prosecutors (Bayard, Harper) and the lead defense attorney
(Dallas) advocated this contextual interpretation of "officer."
The other defense attorney (Ingersoll) did not challenge this position or state
a clear position on whether presidents were exempt from such provisions as the
emoluments clause or the ban on religious tests for office holding.
Whether the president should be included in the emoluments clause or ban on
religious tests for office holding, from this perspective, depends on the logic
of the emoluments clause and ban on religious tests for office holding, not on
the scope of "officer under the constitution" appropriate for some
other constitutional provision. The
Blount impeachment so understood is another of the near infinite precedents
that support the proposition that Donald Trump is subject to disqualification
under Section Three of the Fourteenth Amendment and that his constitutional
disqualification extends to the presidency. The persons responsible for
Section Three of the Fourteenth Amendment repeatedly declared that their goal
was to disqualify from holding any office persons who in the past had taken an
oath of office and then engaged in an insurrection. No one suggested an
exemption for presidents who had not held any office or for the presidency more
generally. No good reason has ever been offered for concluding that
presidents who have never held another office are exempt from constitutional
disqualification. The notion that the Electoral College provides a bulwark
against a former insurrectionist in the White House is farcical, given former
insurgents who did not hold previous office may sit in the Electoral
College. Bluntly speaking, there is no Blount escape hatch for Trump to
evade responsibility for his role in the January 6 insurrection.
|
Books by Balkinization Bloggers Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024) David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024) Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024) Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023) Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023) Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022) Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022) Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021). Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021). Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020) Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020) Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020) Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020). Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020) Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020) Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020) Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019) Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018) Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018) Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018) Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017) Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017) Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016) Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015) Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015) Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015) Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014) Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013) John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013) Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013) Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) Jack M. Balkin, Living Originalism (Harvard University Press, 2011) Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011) Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011) Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011) Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011) Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010) Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010) Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010) Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009) Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009) Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009) Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009) Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008) David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007) Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007) Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007) Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006) Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |