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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts On Brackeen and the Value of Careful History: A Response to Lorianne Updike Toler
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Wednesday, June 28, 2023
On Brackeen and the Value of Careful History: A Response to Lorianne Updike Toler
Guest Blogger
W. Tanner Allread On June 15, Indian Country breathed a collective sigh of
relief when the Supreme Court upheld the constitutionality of the Indian Child
Welfare Act in Haaland
v. Brackeen. But as tribal leaders and
advocates celebrated the majority opinion, legal scholars quickly turned to
dissecting the opinions, their
use of history, and their
adherence to originalism. On this
blog, Professor Lorianne Updike Toler critiqued all of the Brackeen
opinions for their selective use of history and called for the presentation of “neutral”
history to courts as a solution.
However, Updike Toler makes her own misstep in her post: she implies
that her own history is neutral, reproducing the same selection bias for
which she critiques the Justices. And in
Indian Law, labeling your historical account as the neutral one that
courts should follow can have far-reaching consequences. For sure, historians always strive to be neutral in their
work, in the sense of seeking truth with integrity and not allowing personal
biases to infect their analyses.
However, the search for neutrality—or more commonly referred to as
“objectivity”—in history has haunted
the historical profession since its inception in the nineteenth century. That’s because each individual history can
never be truly objective: it requires interpretation and source selection,
relies on skewed and incomplete archival materials, and cannot be truly
divorced from the political and social contexts in which it is written. Thus, rather than using “neutrality” as an indicator of good
history, historians use factors such as credibility, thoroughness, and
care. The quality of history mostly
relies on the evidence used, scholars’ transparency regarding sources and their
limitations, and persuasiveness based on interpretations and context. To the extent that any historical account could
be called “neutral,” that characterization would arise from these factors. And crucially, “neutrality” is a label that
only has value when others apply it to your work, not when you claim it for
yourself. While championing “neutrality,” Updike Toler actually recognizes
its elusiveness in her post. The “neutral”
historical amicus briefs she envisions require “carefully selecting the issues
to be briefed and at the right level of generality.” But how does one select and abstract the
historical issues without imposing some kind of judgment? Updike Toler’s call for the separation of historical and
legal conclusions in the “neutral” briefs implicates the exercise of judgment
even more. The separation of historical
and legal conclusions—while good in theory—is hard to do in practice. In our current era of history-driven
jurisprudence, courts heavily rely on historical sources and narrative to reach
legal conclusions. Historians who engage
with the court know this. So even as
historians do their best to marshal the most thorough and credible history, they
cannot separate the history they present to courts from the legal issues, and
possible legal conclusions, implicated in cases. This is not simply a problem of ideological
bias in historical work; it is the effect of a high-stakes legal system that defines
certain historical sources or narratives relevant to the resolution of legal
issues. Updike Toler would likely agree that she engaged in
historical research and writing because that endeavor would have legal
relevance. In The
Missing Indian Affairs Clause, she argues that her historical conclusion—that
members of the Constitutional Convention intentionally chose not to include an
Indian Affairs Clause—necessarily leads to a legal conclusion—that
Congress does not have plenary power over tribes. This legal conclusion leads to other legal
conclusions. According to Updike Toler,
if the Brackeen Court had only relied on “neutral history” (i.e., her
historical account), it could have reached the “correct” legal outcome: that
plenary power in Indian affairs does not exist and thus ICWA exceeds Congress’
power. But is Updike Toler’s work as “neutral,” and therefore as
objective and authoritative, as she implies?
Updike Toler’s article was not the first to recognize that the
Constitutional Convention omitted an Indian Affairs Clause in the Constitution,
though she presents an especially in-depth account of how such a clause was
proposed, inadvertently overlooked, and ultimately omitted. But what this history means is hardly
self-evident. Updike Toler largely omits
the historical context around the Constitutional Convention that other Indian Law
scholars—notably Robert
Clinton and Greg
Ablavsky—have emphasized. According to these scholars, debates over the
federal government’s authority in Indian affairs could not be divorced from the
intense conflicts taking place between the federal and state governments over
relations with Indian tribes under the Articles of Confederation. They demonstrate that even though the
Convention omitted the Indian Affairs Clause, the delegates—seeking to quell
their Indian affairs problems—lodged such authority in the federal government
through a combination of the Indian Commerce Clause, Treaty Clause, and War and
Peace Powers. Also, in the end, the lack
of an Indian Affairs Clause in the Constitution mattered very little, a
conclusion confirmed by the past two and a half centuries of colonization,
violence, and assimilation inflicted on Native peoples by the federal
government. The meaning of this history, in other words, is not
self-evident. Like so much in history,
it requires interpretation—weighing conflicting evidence and reaching
conclusions based on historical context.
We should hesitate to accept the “neutrality” of accounts that fail to
recognize the role of interpretation or that neglect the evidence that other
historical interpreters have amassed. Even more consequential are the dangerous legal conclusions
that can result from a self-proclaimed “neutral” history, insulated from
competing interpretations. In this
instance, those competing interpretations draw on careful study of plenary power,
as developed and applied in the Indian Law context. In the doctrine, the concept of plenary power
has come to stand in for two distinct propositions: 1) the federal government’s
exclusive authority over relations with Indian tribes to the exclusion
of states, and 2) the federal government’s complete authority over
Indian tribes and people. However, the
use of one term to describe different legal principles has led to confusion,
and Updike Toler has projected this confusion onto the reading of her sources. For even as Updike Toler argues that the
omission of the Indian Affairs Clause means that the federal government lacks complete
authority, she does not address the fact that the Constitution may still
provide the federal government with exclusive authority vis-à-vis the
states. In this instance, the stakes of inaccurate historical
interpretation are high, underscoring how risky it is to claim that any single
interpretation is “neutral.” Updike
Toler argues that since the federal government lacks complete authority over
Native peoples, the enactment of ICWA exceeded Congress’ powers and is
unconstitutional. But this
misunderstands the purpose of ICWA. ICWA
is not the exercise of federal control over Native peoples; it is an exercise
of federal power over states and U.S. citizens for the benefit of tribes and
Native peoples. The statute directs what
state courts, state agencies, and private parties must do in child welfare
cases involving an Indian child, not what tribes must do. As the Brackeen Court held, ICWA is
constitutional because of plenary power in the first sense—the federal
government’s exclusive authority over Indian affairs. And it is this power of the federal
government to exclude as well as direct states and non-Indians when it comes to
relations with tribes that has a long and well-established pedigree: it was the
understanding embodied in the Constitution in the wake of the Articles,
advocated for by Native peoples (as Greg
Ablavsky and I have traced), and affirmed in the foundational Indian law
case of Worcester
v. Georgia. Additionally, if a historian is going to offer a legal
conclusion to courts based on their work, they should recognize both how that
conclusion fits with other aspects of history that are relevant to the legal
issue and the harms it may cause. As Matthew
Fletcher and Wenona Singel have shown, the taking of Native children in the
twentieth century was led by states. By
taking ICWA away, what would stop states from once again interfering with
tribal sovereignty and Native families?
Rather than being a panacea for the recognition and flourishing of
tribal sovereignty, the elimination of the federal government’s exclusive
authority in Indian affairs would take away the one tool that keeps states in
check—federal power—allowing states to freely encroach on tribal sovereignty. In practice, such a result would align with
Justice Thomas’s argument that tribal sovereignty no longer exists, a
conclusion with which Updike Toler would disagree (slip opinion at 32). This is why ICWA is so popular in Indian Country. After decades of the destruction of tribal
land-bases, Native culture, and Native families, the federal government used
its authority against the states and its citizens, rather than over tribes, to
protect the integrity of tribal nations.
And it did so explicitly because of this tragic history. Moreover, ICWA’s status as a pro-tribal
sovereignty statute meant that 497
tribes came to its defense when it was challenged. Yet, Updike Toler dismisses the wishes of
tribes even as she calls for invalidating the statute in the name of tribal
sovereignty. Ultimately, it seems that Updike Toler is wrestling with the
colonial conundrum that Indian Law scholars and Native peoples have had to
contend with for centuries. As an Indian
Law scholar and tribal citizen, I am sympathetic to the argument that the federal
government does not possess power over tribes and that the exercise of
tribal sovereignty should be unfettered.
But, I also recognize that because of the United States’ colonial
history, tribal nations must interact with, and sometimes rely on, the federal
government in order to exercise that sovereignty. As Justice Gorsuch captures in his
concurrence, the “Indian-law bargain struck in our Constitution” can recognize
both principles: the sovereignty of tribal nations and the exclusive authority
granted to the federal government to protect that sovereignty (slip opinion at
12). And thankfully, as many Indian law
scholars, historians, and tribal advocates have shown, it is the weight of
considerable historical evidence and carefully researched and written history,
not the self-proclaimed neutrality of its interpreters, that secures “for the
Tribes a place—an enduring place—in the structure of American life” (slip
opinion at 38). W. Tanner Allread is a Ph.D. in History candidate at
Stanford University, holds a J.D. from Stanford Law School, and is a citizen of
the Choctaw Nation of Oklahoma. You can
reach him by email at tallread@stanford.edu.
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