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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Text, History and Tradition: Discussion Questions on New York State Rifle And Pistol Association, Inc. v. Bruen
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Wednesday, July 06, 2022
Text, History and Tradition: Discussion Questions on New York State Rifle And Pistol Association, Inc. v. Bruen
JB
Here are the discussion questions for New York State Rifle And Pistol Association, Inc. v. Bruen that will appear in this year’s Levinson Balkin Con Law supplement. These questions arose out of conversations with my colleague Reva Siegel. 1. Text, history and tradition. Bruen exemplifies how the Court’s
conservative Justices have tended to merge originalist arguments with arguments
from tradition. Original
meaning and tradition are not the same thing. Originalists generally look to
the meaning or understanding of texts at the time of adoption. A focus on
tradition is a bit different: instead of looking at meanings or understandings,
it looks at the continuity of practices over long periods of time. Traditions
do not have to begin at any particular point in time and they may change over
time. For example, if a right was not recognized at the Founding but there is a
long tradition of protecting it that developed in the 1880s, there would not be
an originalist argument for the right but it there would be an argument from
tradition. Thomas’s
text and history test tends to merge considerations of original meaning and
tradition. He argues that people have a presumptive right to engage in conduct
covered by the amendment’s text. Government may only regulate this conduct if
there is a historical tradition of regulating it. By “this
Nation’s historical tradition of firearm regulation,” he means a
tradition of firearm regulation existing at the time of the adoption of the
Second Amendment—or possibly at the time of adoption of the Fourteenth
Amendment, which applies the Amendment to the States. Thomas’s opinion does not
decide whether we look to the tradition of regulation as of 1791 or 1868.
Instead, his opinion runs these two periods together, assuming that they
constitute a single unbroken tradition. What should the Court do if the
tradition of regulation is different in the two eras? 2. The problem with tradition. Tests based
on tradition tend to have three problems. The first is that arguments about
tradition are told from the perspective of the present, and necessarily involve
stories we tell ourselves about what the past must have been like. But because
human behavior over a wide range of places and times may not actually fit neatly
into a simple cohesive narrative, courts must tell a story that overlooks or
excludes certain features of the past as not counting or as exceptions. (Thomas
does this, for example, with Texas’s 19th century regulations). Second,
arguments for following tradition assume that the tradition is wise or morally
worthy from today’s perspective. But if the tradition is outmoded, premised on
facts that no longer hold true today, or reflects immoral or unjust practices,
it is not clear why we should follow the tradition today. So, for example, the
practices of gun regulation in the late eighteenth century assumed weapons that
were far less powerful, agile, and effective than today’s guns, operating in
much less densely populated areas. They may also have reflected different moral
assumptions about violence. Third,
if we are using tradition only as evidence of original meaning, it is not
enough to show that a practice existed. One must also show that people
self-consciously understood the practice—which might be quite different in
diverse contexts and places—to be part of the meaning of the text that they
adopted. In the case of firearm regulation, this may be very difficult to
do. 3. A theory of constitutional rights.
Thomas argues that his text and history approach to Second Amendment rights “accords with how we protect other constitutional rights.”
But it is very hard to credit this, especially in areas like the First
Amendment’s Free Speech Clause or the Equal Protection Clause. These clauses
are governed for the most party by various tests of scrutiny. Thomas
argues that the substantive content of a constitutional right is determined by
its scope at the time of adoption. Under this approach, for example, the
substantive content of the Equal Protection Clause (for example) would be
determined by the kinds of laws and practices in place in 1868. Given what you
have learned so far in this course, do you agree that this is how the Court
interprets the Constitution generally? 4. One step, not two. As Justice Thomas
notes, the courts of appeals had converged on a two-step test which the Court
rejects. The first step asked whether the regulated activity was even within
the scope of the Second Amendment at the time of adoption. If not, then the
regulation is upheld. If the activity is within the scope of the right, or the
question is uncertain, the second step applies intermediate scrutiny (or strict
scrutiny if the regulation strikes at the core right to possess guns for
self-defense in the home.) Note that the
two-step test gives the government two ways to win. The government can show
that the activity in question was not protected (or was regulated) at the time
of adoption, or the government can show that its regulation passes judicial
scrutiny. Thomas
rejects this test, presumably because it allows too much regulation. His new
“one-step” test presumes that government may not regulate activity described by
the text (i.e., keeping and bearing arms) unless there is an adoption-era
tradition of regulating it. This places the burden of proof on the government,
making it easier for the government to lose. 5. The Heller caveat. Justice Kavanaugh’s
concurrence recites two paragraphs and a footnote from Heller and McDonald that
list a set of “longstanding” firearm regulations that are deemed
constitutional. These include restrictions on felons, the mentally ill, on
carrying guns in “sensitive places,” and “laws
imposing conditions and qualifications on the commercial sale of arms.”
As Justice Breyer points out in dissent, several of these regulations did not
exist at the time of adoption. They make sense from the standpoint of following
tradition, but not necessarily from the standpoint of following the original
meaning. Once again, the Court’s opinion tends to run the two together. 6. History, not scrutiny rules. Justice
Thomas argues that his historical approach is superior to using levels of
scrutiny—as courts do, for example, in equal protection doctrine. Scrutiny
rules empower judges to uphold regulations based on their case-by-case
assessment of the utility of a particular regulation and the benefits and
dangers to the public. Thomas argues that this approach makes it too easy for
judges to defer to legislatures, and it gives them too much power to read their
personal judgments into the law. Instead, “reliance on history to inform the
meaning of constitutional text … is, in our view, more legitimate, and more
administrable, than asking judges to ‘make difficult empirical judgments’ about
‘the costs and benefits of firearms restrictions,’ especially given their ‘lack
[of] expertise’ in the field.” One
might respond that judges are no better at being professional historians, and
that they are likely to view history selectively to read their personal
judgments into law. (Compare Justice Thomas’s and Justice Breyer’s dueling
accounts of history in this case.) Why
are judicial inquiries into the details of early historical practice better
able to resolve questions of contemporary liberty and public safety than
debates about the real-world effects of guns and gun regulations in the
present? Thomas responds that the Framers already struck a balance between
liberty and safety. But if their command is ambiguous or unclear, why should
contemporary judges reject contemporary factual evidence? Put another way, why
doesn’t the Constitution’s own language—which announces an abstract
right—delegate to current generations the task of figuring out how best to
secure the right to keep and bear arms in contemporary circumstances? Thomas’s
response is that the balance between liberty and safety “struck by the traditions of the American people … demands
our unqualified deference.” That is, the meaning of the Amendment
incorporates the balancing done by Founding-era (or Reconstruction-era)
legislatures. But as cities have gotten larger and more densely populated, more
powerful and accurate kinds of weapons have been invented, and social contexts
have changed, legislatures have continued to try to balance liberty and safety.
Why should the early legislative attempts at balancing liberty and safety in
very different social and technological contexts be baked into the meaning of
the Amendment today? 7. Judges as historians. Thomas concedes that
judges cannot do comprehensive historical research themselves. This may be
especially problematic for lower court judges, who, unlike the Supreme Court,
cannot control the size of their own docket and have fewer clerks. Justice Thomas argues that this is not a
problem, because judges will rely on the briefs of counsel and amici. Do we
have reason to believe that counsel and amici will not read history
selectively? After all, lawyers make arguments to win cases for their clients
and for the causes they represent. Can
we rely on competition between the two sides of a lawsuit to give judges a
sufficiently comprehensive and objective view of the historical materials? What
features of history are likely to be left out of briefs by competing litigants?
Will judges be tempted to pay more attention to evidence from counsel and amici
they trust (because of ideological sympathies, for example), while discounting
contrary evidence from the other side? 8. Analogy, not scrutiny rules. Justice
Thomas acknowledges that contemporary legislatures responding to contemporary
problems may pass laws that may not be identical to those existing at the time
of adoption. For this reason, he explains that judges will sometimes have to
reason by analogy to decide whether today’s regulations are sufficiently
similar to regulations in the past. He suggests that the central question is “whether modern and historical regulations impose a
comparable burden on the right of armed self-defense and whether that burden is
comparably justified” But what is “comparable” and “comparably
justified” may look different to a person generally skeptical of gun regulation
and a person who believes guns pose a significant threat to public safety. One
might also want to take into account differences in the destructive power and
reloading speed of modern weapons, as well as the far more densely packed
environment of contemporary American cities. How successful do you think
Thomas’s embrace of analogical reasoning will be in cabining judicial
discretion or preventing judges from reading their ideological priors into the
law? 9. Precedent and bad history. Suppose that
the Supreme Court (or a circuit court) reaches a historical conclusion that is
later discovered to be incorrect in the view of professional historians and
historical linguists. May a later court reject the earlier historical
conclusion, it or is it “baked-in” as precedent that lower courts must accept
as historically correct? (Note, for example, that although Justice Breyer
believes that Heller’s historical
analysis is dubious, he accepts Heller
as precedent.) Why should courts’ historical conclusions be subject to stare
decisis? On the other hand, if earlier courts’ historical conclusions can be
revisited, won’t that make precedents insecure? 10. May issue and shall issue. As Justice
Breyer points out, there is a spectrum of different positions between “may
issue” and “shall issue” jurisdictions. For Justice Thomas, what matters
constitutionally is that legislation employ “‘narrow,
objective, and definite standards’ guiding licensing officials, rather than
requiring the ‘appraisal of facts, the exercise of judgment, and the formation
of an opinion.’” Why should objective standards not require appraisal of
facts? Suppose
a jurisdiction has objective standards but they are burdensome. For example,
suppose instead of requiring a short (say 15 hour) course on gun safety as some
jurisdictions do before granting a license, they require a 50 hour course, as
well as ten signed character references and proof of a certain level of target
accuracy? How should courts assess these questions? 11. Sensitive places. Justice Thomas follows
the Heller caveat when he notes that
legislatures may regulate the presence of guns in “sensitive places,” but he
rejects New York’s claim that the entire island of Manhattan is such a place.
What is a “sensitive place” in 21st century America? What kind of
showing must a government make? In
response to Bruen, New York state
quickly passed a new gun control law. See Reuters, Factbox: What's in New
York's new gun laws after Supreme Court ruling?, Reuters, July 1, 2022, https://www.reuters.com/world/us/whats-new-yorks-new-gun-laws-after-supreme-court-ruling-2022-07-02/.
The new law defines as sensitive places government buildings, medical
facilities, places of worship, libraries, playgrounds, parks, zoos, schools,
summer camps, addiction-support centers, homeless shelters, nursing homes,
public transit including the New York City subway, places where alcohol or
marijuana is consumed, museums, theaters, stadiums, polling places and New York
City's Times Square. It also provides, as a default rule, that guns are not
allowed in private businesses unless the owner allows it. Are any or all of
these restrictions constitutional under Bruen? 12. Weapons in common use. Justice Thomas
also follows Heller in noting that
the Amendment protects only weapons in “common use” today. How do we tell if a
weapon is in common use? Consider the AR-15 semiautomatic rifle used in several
recent mass shootings. The 1994 Federal Assault Weapon Ban signed into law by
President Clinton banned certain models of the AR-15, but it did not ban all
semi-automatic weapons and had many loopholes. The law expired in 2004, and
since then the AR-15 has become one of the country’s most popular weapons. See
Jon Schuppe, America's Rifle: Why So Many People Love the AR-15, NBC News,
December 27, 2017, https://www.nbcnews.com/news/us-news/america-s-rifle-why-so-many-people-love-ar-15-n831171. If a
weapon is owned by many people, is it irrelevant how powerful it is?
Conversely, if a weapon can allow a person to cause a great deal of damage, is
it irrelevant how many people own one? Or do we balance these considerations
(and possibly others as well)? For discussions of regulations of semi-automatic
rifles in the lower courts, see Kolbe v. Hogan, 849 F.3d 114 (4th Cir. 2017);
Heller v. District of Columbia (Heller II)
670 F.3d 1244 (D.C. Cir. 2011); id.
at 1288-1291 (Kanvanaugh, J., dissenting). 13. New regulations. How will Bruen’s test apply to new kinds of
regulations that have no obvious analogue in the Founding era? For example, “red
flag” laws permit police to petition a state or local court to order the
temporary removal of firearms from a person who they believe may present a
danger to others or themselves. Some states may impose limits on persons who
have engaged in domestic abuse (but who are not convicted felons). Others may
impose age limits on certain types of guns but not others. Some of these laws may fall within the Heller caveat. But if not, then one must
search for historical analogies at the Founding (or Reconstruction). If none
exist, then legislatures cannot use these devices to protect public safety.
Justice Kavanaugh’s concurrence, joined by Chief Justice Roberts, is written to
assuage concerns on this score and to suggest that the Justices will not strike
down sensible regulations. But it is not clear how the Court’s new historical
test interacts with these assurances. Moreover, most constitutional challenges
will not be decided by the Supreme Court. They will be decided by lower courts,
who must analyze the new test of Bruen
and apply it to a range of novel regulations.
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