| Balkinization   |
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Balkinization
Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Constitutional Law and “Common Sense” Gun and Drug Regulation Constitutionalism and Its Contents Letting Go of Faith in Constitutionalism Our Unconstitutional Reapportionment Process Discontent with Constitutionalism and Its Discontents Constitutionalism's Contemporary Critics The Lost Art of the Deal The Enduring Significance of Peggy Sue Got Married (and Constitutionalism and its Discontents)
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Saturday, September 12, 2026
Constitutional Law and “Common Sense” Gun and Drug Regulation
David Pozen
For the Supreme
Court Review, Joseph Blocher and I have a new paper that diagnoses a mismatch
between the growing scholarly consensus on gun and drug regulation (generally
favoring pragmatic approaches focused on reducing harms)
and the constitutional rights doctrine on these subjects (generally either
maximalist or minimalist). The Court’s most recent Second Amendment decisions
are the point of departure. Here is the abstract for The Excluded Middle of
Law: Constitutional Drivers of Extremism in Gun and Drug Policy, a draft of
which is now up on SSRN: American drug and gun
regulation is difficult to defend from almost any perspective. Federal and
state laws heap criminal penalties on a small subset of users, burden many
others whose possession poses no direct threat to third parties, and yet fail
to prevent staggering social harms. To address these pathologies, a long line
of scholars and advocates has called for something in between punitive
prohibitionism and laissez-faire capitalism: grudging toleration, harm
reduction, liberty balancing, community-based alternatives, and so on. Among
the forces pushing policy away from these pragmatic approaches, however, is
U.S. constitutional doctrine. Using the Supreme
Court’s decisions in United States v. Hemani and Wolford v. Lopez
as a jumping-off point, this Article explores the role of constitutional law in
driving drug and gun policy to the extremes. Hemani holds out hope for
limited forms of pragmatism to sneak into Second Amendment analysis through the
side door. But in nearly inverse ways, the Article argues, the Court’s
jurisprudence has complicated efforts in both fields to reach a more effective
and humane regulatory middle ground. Friday, September 11, 2026
Constitutionalism and Its Contents
Guest Blogger
Thursday, September 10, 2026
Letting Go of Faith in Constitutionalism
Guest Blogger
For the Balkinization symposium on Mark Tushnet and Bojan Bugaric, Constitutionalism and Its Discontents (University of Chicago Press, 2026). Colm O’Cinneide, UCL Introduction - Keeping the
Constitutional Flame? On the very first page of Constitutionalism
and its Discontents, Mark Tushnet and Bojan Bugaric provide a wonderfully
succinct summary of constitutionalism’s current ‘discontents’. Across the
democratic world, constitutional controls are crumbling, exposed as lacking in
effectiveness, and/or becoming the focus of sustained and divisive political
controversy. As Mark and Bojan point this, the latter is a particularly corrosive
problem: ‘it runs up against one of the hopes held out by constitutionalism’s
proponents, that it provides a neutral framework for the resolution of partisan
conflicts’ (p. 1). In general, the constitutionalist cart seems to be
overloaded: courts and other guarantor institutions are constantly accused of
both over- and under-reaching, even as their authority is increasingly
contested. And yet faith in constitutionalism
persists. If anything, it tends to be professed with extra vigour and devotion.
We hear calls all the time for renewed fidelity to rule of law, separation of
powers and other core constitutional principles - and for associated mechanisms
such as judicial review to be reinforced and strengthened in the face of
Trumpism, Orbanism etc. (The USA is perhaps something of an outlier here: looking
in from the outside, the Supreme Court’s legitimacy
crisis seems to have dampened faith in constitutionalism to a degree that
is (yet?) to be matched elsewhere in the democratic world.) Is this devotion justified? Is the solution
to the crisis of constitutionalism really to double down on constitutionalism? Mark
and Bojan say no. They have come to cast cold water on the fervour of the
constitutionally devout; to demonstrate the hollowness of constitutional
doctrine and the infeasibility of the hopes invested in it; and to disenchant
the true believers. Revivalism, like that offered up in recent work by Fishkin
and Forbath, does not interest them. Instead, they argue that we should abandon
belief in the virtues of embedded constitutionalism - and liberate political
contestation from the dead hand of democracy-constraining constitutionalist
legalism. Read more »
Our Unconstitutional Reapportionment Process
Gerard N. Magliocca
One irony about the new proposed list of census questions for 2030 is that the only question that may be constitutionally required as an original matter is not included. That question would ask Americans for information pertaining to Section 2 of the Fourteenth Amendment. As I laid in out in a paper published before the 2020 census, our current apportionment process is unconstitutional. Maybe this time around one or more states will raise that claim at the census stage or following the next reapportionment. Wednesday, September 09, 2026
Discontent with Constitutionalism and Its Discontents
Guest Blogger
For the Balkinization symposium on Mark Tushnet and Bojan Bugaric, Constitutionalism and Its Discontents (University of Chicago Press, 2026). Martin Loughlin My thoughts on Constitutionalism and Its Discontents,
the latest publication from Professors Tushnet and Bugaric, must be situated in
the context of their earlier book, Power
to the People. That book, I argued in Balkinization,
had failed to give a cogent answer to the basic question it sought to address,
namely, whether populism is inconsistent with constitutionalism. And the reason
was that the authors had not provided a clear statement of what those two key terms
mean. With respect to constitutionalism, they sought to avoid controversy by
presenting what they called a ‘thin’ account which could operate as ‘a least
common denominator’. But this account, I suggested, was not only as contentious
as so-called ‘thick’ accounts; it was also skewed in such a way that it would
not be accepted by constitutionalism’s most fervent advocates. Their thin
account could not differentiate between those who adhere to constitutionalism,
those who reject constitutionalism but uphold constitutional democracy, and
those who merely acknowledge the value of constitutional government. In their
response, the authors failed to engage with this issue other than indicating that
my understanding of constitutionalism was not suitable for their purpose. Since
the point I was making preceded the publication of my book, Against Constitutionalism, that seemed fair enough, because only
in that book was I able to make out the case that throughout the modern era constitutionalism
has carried a clear and widely understood meaning. It is, I argued, a liberal theory advocating
the need for the written constitution to include a particular set of
institutional arrangements that could restrain the power of majorities and set
in place a scheme of limited government so
that individual liberty might flourish. Distilling its elements, I proposed that
the theory asserted that the written constitution should accord with six basic
precepts: it establishes (1) a comprehensive scheme of (2) representative
government and (3) differentiated powers, which is
conceived (4) as having established a permanent framework that
takes effect (5) as fundamental law, and which ultimately leads to the
constitution being treated as the expression of a regime’s (6) collective
political identity.
Read more »
Tuesday, September 08, 2026
Constitutionalism's Contemporary Critics
Sandy Levinson
For the Balkinization symposium on Mark Tushnet and Bojan Bugaric, Constitutionalism and Its Discontents (University of Chicago Press, 2026). For some years, the American legal academy has shared
two basic presuppositions. The first is
that the United States Constitution basically constitutes American identity as
well as establishing a particular political system. This means, among other
things, that is that their most important task is to search for the uniquely
correct theory of interpreting the national Constitution (and therefore, what
it means to be “an American”). I have praised Jack Balkin's Living
Originalism as not only the best book written on American
"constitutional interpretation," but also, I hoped, the last book
that would in fact be published on the subject. Alas, that has not been
the case. If anything, the “interpretation wars” have only become more intense,
given the insistence of a majority of the Supreme Court, in good faith or not,
on “originalism” as the royal road to understanding the Constitution.is that
their most important task is to search for the uniquely correct theory of
interpreting the national Constitution. But a second presupposition, is that the
Constitution is worthy of great praise, indeed, an empirical cause for much of
what has gone right for the United States over the past 239 years. The Founders are often praised as brilliant
architects of an effective system. This
entails for many the belief that “constitutional design” is itself a crucial
topic, especially in the post-World War II era when most countries, with the
glaring exception of the United States, were engaged in significant efforts at
what might be called “transformations” of their foundational documents or, in
the case of “post-colonial” countries, drafting brand new constitutions. However, we are now seeing a somewhat different
development within a wing of the legal academy.
Consider the strikingly titled Against Constitutionialism, published
in 2022 by Martin Loughlin, now an emeritus professor at the London School of
Economics. The key syllable is the final
one, the "ism." For Loughlin argued that contemporary
constitutions have been cluttered up with too many provisions. That is, they are poorly designed, in part
because the clutter entails, practically speaking, that their "interpretation"
became the province of judges who in turn imposed their own understandings of
inevitably controversial--and what participants in the interpretation wars
often called "indeterminate"--clauses. Loughlin accepted the
desirability of minimal constitutions that might, for
example, only set out who actually was authorized to make (and thus coerce
others through) laws, how they would be selected, and how long they could
remain in office. Otherwise, constitutions would be quite silent on what
precisely they could or could not do. Those decisions would be left up to
ordinary politics. The remedy for legislation one did not like would
presumably be "voting the rascals out" at the next election, not racing
off to the courthouse looking for judicial disapproval of actions taken.
Down this latter road lay what the late Ran Hirschl memorably termed
"juristocracy," evoking overtones of both “aristocracy” and
“autocracy” (and definitely not “democracy”). Now come Mark Tushnet and Bojan Bugaric, who, like
Loughlin, valorize ordinary politics as the method of resolving fundamental
disputes in a complex society. To the extent that more complex constitutions
are important at all, as opposed to creating what Mark Tushnet once described
as simply “noise” of relatively little importance, they are at least as likely
to be detrimental as positive, especially if positivity is linked with
“progressive” politics. To the extent
that constitutions are attempts to take certain issues "off the
table" as impervious to ordinary politics, the authors are skeptical, if
not outright hostile. Constitutionalism and Its Discontents
suggests, with acknowledgment to Sigmund Freud, that constitutions and “constitutional
interpretation" may more be neuroses to be overcome than a genuine solution
for our problems. We should, the authors suggest, “scal[e] back our
expectations for constitutionalism," which "might reduce some of our
discontents. Doing so, though won't eliminate" them. "The most
we can hope for, and it is no small thing, is to replace deep discontent with
moderate anxiety.” Freud would presumably approve their “hope to replace
'misery [with] common unhappiness'" (p. 155). Still, they do see
a role for constitutions, even if they might be viewed as allies of Loughlin in
cautioning us against fetishizing them and turning them as
"isms." One of Tushnet's many previous books, Taking
the Constitution Away from the Courts, can be read as a defense of
what has come to be called "popular constitutionalism" as against
what I have termed the "constitutional catholicism" articulated perhaps
most memorably in the joint opinion of Justices Kennedy, O’Connor, and Souter
now more than three decades ago in the Casey case reaffirming (at least
a version) of Roe v. Wade. Judges, they said, had a duty to issue (and
then to respect) binding edicts; citizens in turn had a duty to accept their
status as binding. However, "protestant
constitutionalism" rejects such a role by judges (and duty by obedient
citizens). It is analogous to the radical dissenters who posited the
"priesthood of all believers." Anyone within the spiritual community is
entitled to read the relevant materials and to come to their own conclusions as
to their meaning. Indeed, a previous book by these two coauthors, Power
to the People: Constitutionalism in the
Age of Populism, was an explicit critique of the attack on “populism”
leveled by many members of the legal academy and political theorists. But "popular constitutionalism" is
congruent with the notion that the central task of the participant is
interpreting what are in fact complicated sacred texts. So even “popular
constitutionalism” plays on the notion that the Constitution provides a source
of what a speaker might hope to serve as knock-down arguments against
opponents. "What part of 'equal
protection' do you not understand?! "'No law' means 'no law,' damn
it!" And so on. “Minimal constitutionalism,” on the
other hand, leaves relatively little to argue about. Thus, for example, there is no real debate
about the “meaning” of the clause setting out the terms of national
office. The length of the American
presidential term is “obviously” four years—just read Article II. One can debate vigorously about the wisdom of
this provision, but that very different topic from debating its “meaning.” Still, for better or worse, institutional
courts do play special roles in almost all political systems.
One message of the two World Wars, especially for Europeans, was the importance
not only of canonical written constitutions, but also the desirability of
creating what were commonly called "constitutional courts" to serve
as guardians of these constitutions. To be sure, that was not
universal. The Netherlands rejected the idea of American-style judicial
review, but they were the exception to what became a general rule. That
is part of the "ism" that Loughlin criticizes. Tushnet and Bugaric set out their thesis very
early on: "The argument of the book as a whole is that
constitutionalism is beset by the paradox that it aims to both empower
democratic self-government and limit the exercise of that power" (p.
3). That is, "liberal constitutionalism" especially is grounded
on a fear of governmental excess, leading directly to the traditional identification
of constitutionalism with "limited government." Almost by
definition, this places limits on what democratic majorities might wish to
accomplish. But Tushnet and Bugaric recognize as well that many
contemporary constitutionalists, almost always, as they are themselves, on the
left, wish not only to “limit” potential mischief, but also also to make
constitutions "programmatic" by requiring certain
programs. Thus almost all constitutions drafted after World War II
include provisions ostensibly requiring the state to supply certain goods and
services, including education, health, access to jobs, or, more recently, a
clean and healthy environment. One source of popular dissatisfaction is
often the patent failure of actual political systems to live up to these
apparent aspirations, in part, of course, because of the very limitations
placed on the practical ability of government to act. What is striking is the skepticism that Tushnet and Bugaric express both about limitations and
requirements. At very outset they tell their readers, "[W]e
shouldn’t place too much hope in constitutional design as a method for dealing
with the ever-present risk of democratic decline" (p. 3). Tushnet is,
with Mark Graber, Antonia Baraggia, and myself, the co-editor of what, come
next year, will be the second of two books published by the Oxford University
Press under the title "Constitutional Democracy in
Crisis?" Essays assess contemporary developments on all continents
save Antarctica. Even if some of the three-dozen essays offer a critique
of the "chicken-little" mentality and suggest that perhaps we're only
going through a relatively predictable cycle of democratic ebbs after some
significant flows following, say, the demise of the Soviet Union or the end of
apartheid in South Africa, the overall tone of the book is quite somber.
And, if one does fear that constitutional democracy is undergoing a significant
crisis, defined by doctors as the moment when a patient will possibly die
should the fever not break or some organ start working again, then the question
becomes Lenin's from long ago: What is to be done? No one, these
authors tell us, should look to constitutional forms or to judges to save
us. "The alternative to
constitutionalism"--again the "ism" is crucial--"is a
vigorous democratic politics in which a wide range of value positions--including
values rooted in a nation’s constitution---and an equally wide range of policy
positions contend for support by a majority." (p. 5). Democratic
elections should have consequences, which is often not the
case in the United States given the multitude of "checks and
balances" and “veto points” standing in the way of genuinely democratic
empowerment. To be sure, the losers will often be unhappy about these
consequences, sometimes very unhappy. But the answer, in
the words of Joe Hill a century ago, is "Don't Mourn [or race off to the
courthouse]. Organize!” Perhaps barroom arguments can
still occur about the meanings of the genuinely inspiring aspirations set out
in the Preamble to the Constitution. But no one should think that these
are anything other than invitations to intense and perhaps acrimonious
conversations. They are what political philosophers call
"essentially contested concepts," which means, by definition, that
there will never be agreed upon final answers.
Conversation (or politics) is all there is, and to ask judges to provide
"final" answers is chimerical.
Loughlin and Tushnet & Bugaric have made me question how extensive a
notion of constitutionalism I should continue to support, but they are not, at
least in my reading, genuine opponents of the very idea of looking to constitutions
as providing the basis for at least some kinds of political “settlements.” Perhaps the most practical problem facing
supporters of “minimal” constitutionalism is deciding how truly minimal they
can be with regard to what one might consider the most basic predicate of the
“democracy” that all of these authors defend.
NYU’s Samuel Issacharoff, a co-editor of the tellingly (and I believe
misleadingly) titled casebook The Law of Democracy, rightly emphasizes the
importance of election systems and the all-important willingness of losers to
accept defeat gracefully and to begin organizing, peacefully, for the next
election. But we have all learned that a “democratic election system” is not a
self-evident concept. One must decide,
among other things, who can participate and under what conditions will
elections take place (e.g., how easy or difficult will the actual act of voting
be)? There are also a multitude of
questions with regard to the amount of time the winners should be allowed to
occupy their offices (and thus to pass laws that will inevitably antagonize
many of the losers). The United States
is “exceptional” in making its “representatives” face the voters every two
years. It was common in recent years--as against the "founding" period--to view such
frequent elections as a “bug” and not a “feature” of American politics. This year, however, I suspect that most
readers of this review will view the “midterms”--and the fact that every single Representative must face the electorate--as perhaps the salvation of an
embattled republic. Similarly, the oft-expressed disdain for the fact that all
elections in the United States are in fact conducted by state and local
officials is being repudiated by many today, who are altogether relieved that
Donald J. Trump and his minions cannot in fact exercise what would be scary
control of these election processes. But
one can still believe that reliance on state and local officials, many of them
highly partisan, many others simply inexperienced and underfunded, presents
deep problems. So consider the fact that
one of Tushnet’s other books, The New Fourth Branch, presents an
admiring account of countries, including Mexico, that have in effect attempted
to constitutionalize an independent agency entrusted with assuring the honest
conduct of elections. Even a “minimal constitution” might nonetheless have to
establish an institution relatively impervious to ordinary politics, inasmuch
as elections (and constitutions) establish the stage settings within which the
drama of democratic politics, often characterized by rancor, takes place. “Constitutional design,” like so many aspects of politics, is ultimately a
search for the Goldilocks point of a “just right” rigidity—and to believe that
the “right answer” at time T will still be the case at T+1 or, even more
absurdly, at T+10. One might well agree
that the U.S. Constitution (and many others) are out of balance and that
“juristocracy” is, for a variety of reasons, not the answer. But even minimal constitutions profess the
ability to establish basic—and relatively binding—rules as to how “politics”
will be defined and carried out. So can
“we”—and who constitute the “we” is obviously itself a crucial question—agree
on what constitutes “minimalism”? When does “minimalism” mean potential
surrender to the mob; concomitantly, when do limits on the ability of “We the People”
to engage in a system of majority rule devoid of multiple “checks and balances”
serve less to preserve fundamental liberties or achieving necessary political
concord among conflicting groups and instead become illegitimate “veto points”
that privilege stasis over needed change?
Moreover, it is essential that a contemporary student of “constitutional
design” pay attention to latter-day critics of election-focused “representative
democracy,” such as Yale’s Helene Landemore, and take seriously not only the
appeal, to some, of so-called “direct democracy,” but also, and far more
interestingly, of integrating some forms of “lottocracy,” i.e., selection of at
least some governing officials by lottery.
One might well want to “constitutionalize many of these decisions, for
at least some period of time, rather than leave them to the rough-and-tumble of
ordinary politics in which there is always a clear-and-present danger that the
“ins” will wish to rig the next election in order to maintain themselves in
power. All electoral systems have
practical consequences. It is not that
they are “above politics,” but one can still wish, at the very least, to make
changing such systems more difficult than passing ordinary legislation, and
that is basically what “constitutions” do. One
might well agree that we should, as a country, embark on the therapy that
Tushnet and Bogarich counsel, one of whose lessons is to accept inevitable
disappointments. But we’re not ready to
terminate it. Instead, we might agree
with Philip Roth’s fictional therapist, Dr. Spielvogel, who ended Portnoy’s
Complaint, (perhaps) quoting Freud: “Now ve shall perhaps begin?” One might well hope that Constitutionalism
and Its Discontents will begin several long overdue discussions even if it
by no means constitutes the last word. The Lost Art of the Deal
David Super
If Vice President Vance was sincere this
Spring when he reported that negotiations had failed because the Iranians did
not accept the U.S. proposal, I have grave doubts about whether he understands
even the rudiments of negotiations. The
news media’s credulous statement that “marathon negotiations” had failed after
only twenty hours on a single day raised similar questions about the reporters
and editors involved. And the widespread
tendency of progressives to insist that all bad outcomes could have been
avoided if Democratic leaders would only “just say ‘no’” suggests a level of
naivete that will pose a serious obstacle to maintaining the movement’s unity
and effectiveness. Although I am not a
scholar of Negotiation, I have participated in, or been close to, a lot of
high-stakes legislative (and litigation) deal-making, both successful and
failed. The pervasive misunderstanding
of what public policy negotiations involve prompt me to want to survey some of
the most egregious errors. Two widespread fallacies are actually the
opposites of one another: negotiation as
magic and negotiation as farce. Diplomacy
is no magic elixir that can bridge any gap; many differences are too
fundamental, and many parties believe the consequences of refusing a deal are
entirely manageable. Putin has
repeatedly insisted that Ukraine cease to exist as an independent country;
Ukrainians do not wish to be annihilated and absorbed into a corrupt
dictatorship. No deal is possible. Most lapses in appropriations result from
both parties’ leaders’ beliefs that their adversaries would suffer greater political
damage from a partial government shutdown; no sliver-tongued negotiator would
get those leaders to accept a deal until actual experience caused their
political expectations to converge. A
skilled negotiator can develop rapport with a great many counterparts, but a
deal still needs approval by their respective principals. On the other hand, skilled negotiating can
obtain far better results than amateurish efforts. As House Minority Leader, Rep. Nancy Pelosi
repeatedly fashioned agreements with then-Speaker John Boehner that advanced
Democratic priorities enormously. She
did this by recognizing that the Freedom Caucus had the Speaker boxed in and
was refusing to move off their maximalist demands. By being friendlier than the Freedom Caucus,
and slightly more flexible, she gave Speaker Boehner an alternative. Far from gaining power, the Freedom Caucus’s “just
say ‘no’” philosophy empowered their ideological enemies. Repeatedly.
Rep. Pelosi said “no” a lot, too, but she accurately assessed the limits
of her leverage and made a deal when she had extracted all that she could get. These achievements have gone underappreciated
because trumpeting them would have embarrassed Speaker Boehner and closed the
door on future such deals. Much of the
loyalty Rep. Pelosi enjoyed from Democratic Members sprang from admiration for her
rare negotiating skills. Another key element of negotiation is to
understand how one’s adversary’s priorities differ from one’s own. Although reducing all politics to a single
left-right scale has become fashionable, that is rarely the case in reality: priorities are commonly non-linear. I once obtained some very nice substantive
provisions in exchange for agreeing to a silly name change. In crafting pandemic relief legislation, Republicans
wanted bail-outs for big business, bail-outs for small business, and little or no
expanded unemployment benefits or aid to state and local governments. Democrats, in turn, opposed bail-outs for
large business, had mixed feelings about bail-outs for small business, and
wanted to expand unemployment benefits and inter-governmental aid. But the fervency with which the parties held
these preferences was not at all equal. Republicans were most interested by far in
big business; Democrats were most interested by far in expanding unemployment
benefits and keeping state and local governments from slashing human services
and jobs. The resulting legislation
contained wildly generous bail-outs for big business whose accountability
provisions were obviously ineffectual and an expansion of unemployment benefits
far more generous than anything that had been seriously proposed earlier as
well as the best-designed inter-governmental aid package in recent memory. The parties worked amicably to craft a sound small
business bail-out. Critics denounced the big business bail-outs
as “corporate welfare” – which of course they were – and condemned Democratic negotiators
as incompetent for not insisting on real accountability procedures. They mostly ignored the unemployment
compensation and inter-governmental aid provisions because those were obviously
the “right thing to do”, as if their merit ensured their inclusion in the final
package. But Sen. McConnell had not
suddenly become a socialist; he had no interest in unemployment compensation,
and he knew that Republicans had fared quite well in past public fights over unemployment
benefits. The egregious corporate
welfare was the price for the urgently needed unemployment compensation and
state and local aid. Democratic leaders
could have publicly condemned the corporate welfare, but that would have
prompted Republican leaders to publicly condemn the expanded unemployment
compensation. The result would have been
that any future expansions of unemployment benefits would have been much harder
to negotiate. Risk aversion drives innumerable business
deals and litigation settlements yet somehow many people fail to appreciate how
central it is to legislative deal-making.
Legislative deals commonly get made when neither party really knows how
a public confrontation would play out.
Critics say “if you had held out, you could have gotten more” – which is
true, but it is also true that holding out might have gotten them less, perhaps
much less. The Fall 2025 government
shutdown should never have happened: the
Democrats’ message reeked of hostage-taking (“give us the health insurance
subsidies we want or we will shut down your government”), and messages like
that have regularly failed in past shutdowns.
The more germane message – “we will not agree to a budget deal without
statutory guarantees that the President will not impound funding for programs
we care about” – was hard to convert into soundbites and thus also likely a loser. (The President’s subsequent choice to limit
disaster aid to red states may have made that argument easier to explain.) The shutdown occurred because outsider critics
not steeped in the history of what arguments have and have not prevailed in
past government shutdowns demanded that Democratic leaders “show some backbone”,
and the leaders caved to the critics. Ironically,
this showed that the leaders did not have enough backbone as the shutdown hurt both
Democrats’ political leverage and the SNAP recipients and others who could not
meet their basic needs. Political professionals often recognize
risks, or weaknesses in their position, that outsiders cannot see. I was in negotiations when the Democrats were
in the majority but one key Member, with a very progressive public image, had
privately told us that he would not support us on the issue if it came to a
public fight. We therefore knew we had
to make a deal or we would lose completely.
Fortunately, the Republicans assumed that we had the votes because they
could not imagine this Member turning his back on us. We managed to get far more than we would have
in an open fight. But we could not
publicly explain why we made the concessions we did (even now, I am being
rather elliptical) because that would have emboldened the Republicans to press
harder on that and related issues and potentially alienated us from an ally we
needed for other fights. When Democratic
leaders settle for pennies on the dollar, it is often because they know too
many of their Members will defect on the next vote to hold the line; when they
settle for nickels on the dollar, they strongly suspect that might happen. Perhaps the most aggravating misconception
about negotiations is that they are really nothing more than difference-splitting. By this logic, every time one side makes
their position more extreme, they improve the ultimate outcome. If this were true, one must ask why everyone,
including the other side, does not do it and what principle limits how much one
can elevate one’s demands. This would
make Sens. Bernie Sanders and Ted Cruz the most effective senators in their
respective parties, yet I am guessing most readers have never heard of the
Sanders Act or the Cruz Amendment. Nonetheless,
outside critics continually insist that Democrats’ disappointing results stem
from their not having demanded enough. In political strategy as in investments,
if it sounds too good to be true, it probably is. Effective negotiation requires some mutual
belief in good faith among the negotiators.
When one side demands something that they clearly could never get in an
open fight and that appears to have been added to their list in an effort to pull
the mid-point in their direction, the other side will insist that that demand
be laid to the side before negotiations can begin. If the first party refuses, their opponent
then adds a bad-faith demand of their own and waits for the first party to show
that they are serious by proposing to drop the extreme demands from each side
at once. Sometimes making an absurd
demand so angers the other side that it raises its price to begin negotiations,
perhaps to dropping the absurd demand and conceding something else. Of course the first party can refuse, but
that just postpones the start of meaningful negotiations – which could have
been done in other, less insulting, ways. Progressives who ridicule assumptions of
perfect rationality from conservative economists nonetheless assume that
negotiators are perfectly rational. They
are not. I have blown up negotiations
that I needed to succeed because the other side was being too abusive; I have
had opponents do the same when they felt I was taking a position in bad faith. This is not to say that low-balling one’s
demands is consistently correct, either.
Not infrequently, something very meaningful to you is only mildly
objectionable to the other side and can be included in the deal at relatively little
cost. I was once trying to solve a
problem and put four fixes of different kinds on the table, hoping one would
get through. The other side absolutely
hated one of my ideas; they gave me the other three (which I liked better
anyway) to drop the fourth. But all four
of my proposals made sound policy sense in terms persuasive to neutrals and
moderates; none insulted the other side’s intelligence or looked like things I
could not effectively fight for in public.
And the reason my conceding the one was worth something in exchange is
that they thought I could win a fight for it.
Much of the Left, and much of the Right,
have become so fiercely loyal to their partisan positions that they have lost
the ability to understand the other side’s perspective. Effective negotiation demands precisely that
kind of insight. The more one can see problems
through the other side’s eyes, the better one’s chance of designing a proposal
that combines viability in an open fight (if it were to come to that) and sufficient
tolerability for the other side that the proposal can make it into the final
deal. Yet in many circles, pursuing this
sort of understanding is seen as disloyalty or feeble-heartedness. Despite progressives’ current fixation on “what
would we do if we had all the power” discussions, the U.S. electorate remains
very closely divided. Republicans have won
half of the last two, four, six, eight, and ten presidential elections and have
structural advantages in the Senate and the House. Unless and until we persuade substantially
more of the electorate of our principles and program, negotiations will be
crucial to making progress. Some
Republicans, such as Sen. Mitch McConnell, are very skilled negotiators;
others, such as President Trump, are not.
We can achieve much better results, and avoid unnecessary divisiveness,
if we recognize that negotiation is a sophisticated process involving
information and inferences that are simply unavailable to outsiders. Some Democrats really are terrible
negotiators – I can think of one well-respected senior Democrat I would not
trust to negotiate for my lunch money – but reliably judging a result from the
outside is rarely possible except in very extreme cases. @DavidASuper.bsky.social @DavidASuper1 Monday, September 07, 2026
The Enduring Significance of Peggy Sue Got Married (and Constitutionalism and its Discontents)
Mark Graber
For the Balkinization symposium on Mark Tushnet and Bojan Bugaric, Constitutionalism and Its Discontents (University of Chicago Press, 2026). The movies “Back
to the Future” and “Peggy Sue Got Married” offer different perspectives on the
possibility that human beings through reflection and choice can fundamentally
alter their condition. In “Back to the
Future,” the protagonist enables his father to change his fortunes in the
present by changing his father’s actions in the past. In “Peggy Sue Got Married,”
a different time traveler changes her actions in the past, but the result is
merely a different path to a similar present.
Michael J. Fox’s fate is determined by his actions, while deeper
structures are responsible for the fate of Kathleen Turner. Mark
Tushnet and Bojan Bugaric in their acclaimed Constitutionalism and its
Discontents take no clear position on the debate between “Back to the
Future” and “Peggy Sue Got Married.” They have other, more important fish to
fry. Tushnet and Bugaric’s discussion of
a world without rules about ruling implies that entrenchment is a human choice,
that populations can decide whether to have a constitutional regime. Their
admission that “discontents may be so bult into modern constitutions that they
will persist even if [their proposed] changes are adopted” (3) suggests that
entrenchment is a basic enduring structure of contemporary political life. Perhaps one day one or both will write a book
on the role of human choice and deep structures in constitutional
development. Constitutionalism and
its Discontents is not that book and, to be clear, makes no pretense of
being that book. Thinking
about human choice and deep structures may nevertheless clarify a central theme
of Constitutionalism and its Discontents, that creeping authoritarianism
around the world is better combatted by policies that combat the inegalitarian
impact of globalization than by constitutional rules that entrench political
guardrails. The central question the
book raises is whether human beings can choose to make better entrenchments
than whether they can decide not to entrench or constitutionalize anything. Entrenchments of one form or another are
baked into political life. Whether
certain economic structures are also baked into political life is beyond the
scope of Constitutionalism and its Discontents and this review. “Peggy Sue
Got Married” provides a better framework for thinking about constitutional entrenchments
than “Back to the Future.” The democratic/majoritarian politics Constitutionalism and its Discontent favor and
propose to improve concern how to entrench policies as well as about making policies. Were Tushnet and Bugaric able to transform a
constitutional regime into a regime lacking fixed rules about ruling that
regime would soon transform back into a constitutional regime with legal,
political, and cultural entrenchments.
Political entrepreneurs would either directly entrench or find
workabouts for entrenching what they believed were fundamental rights, vital
interests, desirable policies, and valued procedures. Achieving a
world without entrenched rules about ruling or anything else seems simple. Tushnet and Bugaric are not anarchists. They insist only that all constitutional
rules be revised consistently with the rules for revising ordinary rules. The
same rules that determine whether the income tax should be progressive should
determine the length of a presidential term or the extent to which religious
believers enjoy exemptions from general laws.
Such a regime might be brought into being by a constitutional amendment
declaring “all rules in this constitution may be revised by the ordinary
processes for making laws.” Those concerned
about the existing rules for making rules should add another constitutional
amendment specifying more desirable rules for making rules. This
entrenchment/constitutionalism free world will not last long. Circumstances will soon arise in which
majorities in the present will be tempted to make some rules more difficult to
revise than others. Popular majorities may think investors in the regime need
more security for their property rights than offered by the no-entrenchment
regime. They may think beneficial a deal
by which Canada joins the United States in return for the permanent guarantee of
twenty Senators. Political authorities might encourage investors and Canadians
to read Constitutionalism and its Discontents and other literature (Mark
A. Graber, “Constitutions as Constraints,” 83 Maryland Law Review 1059
[2024]) comes to my mind, if no others), but if they hold firm and popular
majorities insist on an entrenchment, constitutional authorities will face a
dilemma. They can entrench the rules preferred by investors and Canadians or treat
the no entrenchment amendment as an entrenchment barring popular majorities from entrenching
any rule. Whatever they do will result in an entrenchment of some sort. Legal entrenchments
are tools that popular majorities use to achieve goals. Popular majorities may decide that obtaining
present investments and having Canada join the Union are worth sacrificing
flexibility in the future on some matters. Tushnet and Bugaric discuss in fine detail and
approve similar practices that allow presidents and others gain present
powers (determining the details of communications policies) by surrendering
future powers (they cannot fire the head of the Federal Communications
Commission for any reason). An entrenched
rule against entrenchments is just as much an entrenched rule about ruling that
limits what present majorities can do as any other entrenched rule. Whether such a rule is advisable, Tushnet and
Bugaric remind us, depends on circumstances rather than abstractions. Some
entrenchments designed to prevent slides to authoritarianism, they note, do not
work as well advertised. Still, as the
above examples indicate, many political choices depend on what the
constitutional rules shall be rather than on whether to have any entrenched
rules at all. Regimes
have numerous ways of entrenching rules other than as legal constraints not
revisable by ordinary legislation that serve as effective if not more effective
workarounds for bans on entrenchments. Constitutions
configure as well as constrain politics.
Rather than ask for an entrenched rule, investors and Canadians restructure
the processes by which popular majorities make law. They propose a third house of Congress, the
House of Investors and Canadians, that has the power to veto any proposed
law. This “ordinary” rule can be altered
by the processes for revising any other law.
The problem is that once the rule exists, Canadians and investors in the
Third House of Congress are unlikely to agree to a better law. On reflection, Canadians and investors may
think that making an ordinary revisable law that increases their political
power is a better entrenchment than legally entrenching some law that in the
future will be implemented by democratic socialists who favor “Lake America.” Again,
those who prefer some version of democratic majoritarianism to
constitutionalism reach the same dilemma.
Either popular majorities entrench legally rules that constrain
undemocratic changes or they empower popular majorities to entrench rules politically
that make their repeal less likely than if those rules were merely entrenched
legally, The
constitutive function of constitutions creates another opportunity for entrenchment. Investors and Canadians inspired by Madison’s
observation that a fundamental purpose of constitutional provisions is to “impress the degree of respect for them, to establish
the public opinion in their favor, and rouse the attention of the whole
community, as one man, when the power of Government is unlawfully exercised” might
prefer cultural entrenchments to legal or political entrenchments. Popular
majorities that favor this form of constitutionalism will amend the
constitution or laws to include a revisable provision declaring that investors
and Canadians are vital to the constitutional endeavor and to pass mandating
that the significance of investors and Canadians be emphasized in every
elementary, middle and high school in the United States. A fair probability exists that by culturally
entrenching the value of investors and Canadians, investors and Canadians will
achieve more protection in the long run than if the constitution and laws
provided only political and legal entrenchments The “Peggy
Sue Got Married” problem with entrenchments and constitutionalism exists in
large part because all legal changes change the status quo. The choices people make at one
time determine the options available in the future, the processes by which
people make decisions, who are the people who make those decisions, and what those
people wish to achieve through politics.
Do-overs exist in movies, but not in politics. Present majorities cannot choose to preserve the
dodo bird because past policies resulted in the extinction of that species. A present decision to adopt a parliamentary
decision changes the political balance of power in the future. A decision to annex Canada impacts who
decision makers are in the future. A decision to abandon Diversity, Equity, and
Inclusiveness changes the values of those future people. Much of democratic politics, these examples
suggest, are efforts to create legal, political, and cultural entrenchments
that will preserve for the indefinite future what present majorities think are
fundamental rights, vital interest, desirable policies, and valued procedures. These
struggles over what to entrench, in keeping with the “Peggy Sue Got Married”
theme, change the path by which Tushnet and Bugaric reach their final, most
important, conclusion, but not the conclusion they reach. One central teaching of Constitutionalism
and its Discontents is that democracy is best maintained by a politics that
promotes a strong and confident middle class than by policies that legally
entrench certain rules of the game. That
strong middle class when in power will inevitably engage in some combination of
legal, political, and cultural entrenchments that democratic majorities at a
particular time think will sustain a strong, middle class. Popular populist majorities will establish guardrails that they
believe will best prevent severe economic inequalities from reoccurring. They will adopt political processes that they
believe most likely to maintain an egalitarian political order. They will socialize citizens so that more
people favor the merits of egalitarianism when compared to neo-liberalism. Many if not all of these entrenchments will
be subject to the concerns Tushnet and Bugaric raise. Entrenchments that work in some times and in
some places will not work at other times and other places. Entrenchments that do not work as expected
will nevertheless create persons will strong interests in maintaining
them. This is no reason to discard
entrenchment or constitutionalism. As
Tushnet and Bugaric acknowledge, people often have to sacrifice future power to
do want they think more vital in the present.
Democratic politics is an ongoing struggle on unbalanced playing fields, not one that can be resolved
by any form of present entrenchment.
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Books by Balkinization Bloggers
Gerard N. Magliocca, The Actual Art of Governing: Justice Robert H. Jackson's Concurring Opinion in the Steel Seizure Case (Oxford University Press, 2025)
Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024)
David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024)
Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024)
Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023)
Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023)
Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022)
Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022)
Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021).
Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021).
Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020)
Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020)
Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020)
Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020).
Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020)
Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020)
Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020)
Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019)
Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018)
Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018)
Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018)
Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017)
Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017)
Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016)
Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015)
Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015)
Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015)
Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution
Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014)
Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013)
John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013)
Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013)
Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013)
James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues
Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013)
Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012)
Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012)
Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012)
Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012)
Jack M. Balkin, Living Originalism (Harvard University Press, 2011)
Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011)
Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011)
Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011)
Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011)
Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010)
Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic
Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010)
Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010)
Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009)
Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009)
Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009)
Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009)
Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008)
David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007)
Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007)
Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007)
Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006)
Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |