Congress and the Challenges of Historical Gloss
Guest Blogger
For the Balkinization Symposium on Curtis A. Bradley, Historical Gloss and Foreign Affairs: Constitutional Authority in Practice (Harvard University Press, 2024).
Kristen
E. Eichensehr
Curtis Bradley’s new book on Historical Gloss and Foreign Affairs is the
definitive account of a mode of constitutional interpretation that has proven
key to the development of foreign relations law, both within and outside the
courts. Bradley is an enthusiastic supporter of using gloss and persuasively
explains why doing so is often necessary given the “laconic” nature of the
Constitution’s provisions related to foreign affairs (Chap. 2). At the same
time, Bradley acknowledges the risk that reliance on historical gloss tends to
favor the executive branch, which can act and stake out legal positions more
easily than Congress (30). Bradley nonetheless argues that when one understands
how Congress benefits from historical gloss, “Congress looks more formidable
than it is sometimes described” (166) and “can often have the last word in
foreign affairs” (167).
While Bradley convincingly shows that Congress sometimes
benefits from gloss, he says less about how Congress can avoid losing out to
gloss-based arguments by the executive. If congressional acquiescence is
required for a valid executive branch claim of historical gloss (26), then what
must Congress do to not acquiesce? In other words, what counts or should
count as a congressional objection sufficient to defeat an executive branch
claim of acquiescence?
Bradley argues persuasively that Congress sometimes
benefits from historical gloss, including, for example, gloss supporting broad
delegations from Congress to the executive on foreign relations-related issues
(Chap. 8). (In that particular context, though, one might reasonably ask
whether it’s Congress or the executive that benefits more.) He is also correct
that “Congress has so many plausible textual hooks for the exercise of
authority that it probably has less need for historical gloss than does the
President” (147). But the fact that Congress has less need than the executive to
invoke gloss affirmatively to justify its own power says nothing about
its need to defend against the (much more frequent) executive invocations of
gloss and accompanying claims that Congress has acquiesced in executive assertions
of authority.
The question of what counts as congressional objection or
non-acquiescence has important implications beyond arguments specifically about
historical gloss. While historical gloss draws inspiration from Justice
Frankfurter’s concurring opinion in Youngstown Sheet & Tube Co. v.
Sawyer, Justice Jackson’s concurring opinion in Youngstown set
out the iconic tripartite framework for assessing how presidential powers
“fluctuate depending upon their disjunction or conjunction with those of
Congress.” Jackson’s Category 2 “zone of twilight” considers “congressional
inertia, indifference or quiescence,” and Category 3 is defined by the
President “tak[ing] measures incompatible with the express or implied will of
Congress.” So what must Congress do if it wants to ensure that courts, the
executive, and commentators will not deem it to have acquiesced in executive
claims of power for purposes of analyzing either historical gloss or Youngstown?
One obvious answer is to enact a statute. Bradley argues
that “legislative enactments are relevant to Congress’s gloss-based authority” because
“[a]t a minimum, these enactments show that claims of exclusive executive
authority for these issues are contested, thus undercutting any gloss-based
claims that the executive may make in support of such authority” (167).
But there are two problems with relying on statutes. First,
sometimes passage of a statute isn’t sufficient to defeat a historical
gloss-based claim by the executive. Case in point: Zivotofsky v. Kerry, where
the Supreme Court held that the President could defy a congressional statute
about listing of place of birth in passports, despite historical practice that
the majority opinion conceded was “not all on one side.” Although Bradley
argues that “a longstanding congressional practice, even if contested, will
tend to defeat gloss-based claims of exclusive executive authority” (9), the
Court in Zivotofsky held that President’s power over recognition of
foreign governments was exclusive and allowed him to defy Congress’s statutory
direction. While this kind of Youngstown Category 3 win for the
President is “very rare” (167), such a pronouncement by the Court is
nonetheless chastening for those who seek greater congressional checks on presidential
claims of exclusive power.
The second problem with asking Congress to defeat
executive claims of historical gloss by passing statutes is that statutes are
hard to enact. Bradley argues that “[e]ven when historical gloss favors
presidential authority, it does not tend to show that this authority is
unregulable by Congress. . . . In other words, gloss in the separation of
powers area tends not to disable majoritarian politics.” (32). But even
minoritarian politics can hamper Congress’s attempts to counter gloss: When
Congress passes a bill that tries to cabin the President, the President can
veto it, which means that Congress needs to marshal supermajority support to enact
the bill over the President’s objection. Put differently, a minority of
Congress can prevent the legislature from restraining the President in a
legally binding way. The first Trump Administration provided multiple examples.
Congress passed and President Trump vetoed joint resolutions that sought to terminate the
national emergency he declared to build the border wall, to direct withdrawal of U.S. armed
forces from hostilities in Yemen, and to direct the termination of
hostilities with Iran following the killing of Iranian Major General Qassem
Soleimani. Congress did not re-pass any of the resolutions with the required
supermajority. Historical gloss’s preservation of majoritarian politics is
perhaps cold comfort if practical realities require supermajoritarian politics.
For purposes of historical gloss, what happens if
Congress cannot pass a statute? Can it still counter an executive claim that it
has acquiesced? I think the answer is yes, and so does Bradley. Bradley briefly
notes that “because it is difficult for Congress to express its opposition to
practice in the form of statutes, interpreters should consider congressional
‘soft law,’ such as House and Senate resolutions and committee reports, in
discerning whether a practice is sufficiently settled” (32). But how exactly
should interpreters “consider” such congressional actions? And when are they
sufficient?
In an article inspired by the vetoed bills described
above, I argued for a “Youngstown canon” such
that “when Congress passes a bill or resolution by a majority of both houses
and the president vetoes it, then the expressed congressional opposition to the
president’s view should be used to narrowly construe the underlying statutory
or constitutional authority the president is claiming if that authority is
ambiguous.” By resisting presidential action, Congress signals its
non-acquiescence for purposes of historical gloss and Youngstown analysis.
This Youngstown canon proposal sets a floor on what and how to consider
congressional objection, focusing on instances where majorities of both houses
of Congress oppose the President and their views are prevented from becoming
law only by the action of the same President they are trying to restrain. But what
of other attempts at congressional opposition, like the one-house resolutions
and committee reports Bradley mentions? Or what about opposition expressed by
Houses of Congress in briefs filed in litigation?
Those of us who urge Congress to push back against
executive claims of power need to be clearer and more specific about what
exactly Congress should do and how its actions should affect subsequent legal
claims by the political branches and review of such claims by the courts. Building
on Bradley’s authoritative treatment, there is more glossing of gloss yet to come.
Kristen E. Eichensehr is David H. Ibbeken ‘71 Research
Professor of Law at the University of Virginia School of Law. You can reach her by e-mail at keichensehr@law.virginia.edu.
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