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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts The Constitution’s Cultural Costs
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Monday, January 30, 2023
The Constitution’s Cultural Costs
Guest Blogger
For the Balkinization 20th Anniversary Symposium Aziz Rana In recent years, the anti-democratic flaws of the U.S. Constitution
have become increasingly apparent. Commentators now routinely worry over
the system’s exaggerated checks on popular authority—from the blockages of the
Senate to gerrymandering in the House of Representatives, from an impassable
constitutional amendment route to widespread practices of voter
disenfranchisement, and of course the high stakes judicial appointments process
and the dramatic power exercised by a tiny group of lifetime federal judges
over legal-political life. This
growing attention to the Constitution’s procedural weaknesses is a very welcome
development. Yet, the problems with the document extend beyond anti-democratic
institutional damage alone. Over the course of the twentieth century the text
became wrapped up with a narrative about national purpose that has made it
increasingly difficult to address these procedural limitations along with the
country’s larger social crises. Reforming the constitutional system will
require both remedying institutional mechanisms and reshaping American
constitutional culture itself. The American Constitutional Narrative By the mid-twentieth century, the U.S.
Constitution became deeply joined to what Swedish sociologist Gunnar Myrdal
famously labeled the “American creed”—a vision of the U.S. as standing for the
promise of equal liberty for all. Indeed, during this period, a nationalist faith
crystallized around a series of essential commitments: to market capitalism, to
representative democracy, to racial equality, to the protection of individual
liberties, and to the belief that these principles grounded the U.S.’s global
power. On the face of it, these were disparate ends, which need not go together
and might well be in profound tension. But the narrative that American
politicians and commentators developed around the Federal Constitution served a
critical role in cohering these ends into a single American ideology. By the beginning of the twenty-first century, this consensus linked
the center-left to the center-right in what amounted to a romance about the national project. The
eighteenth-century document had evolved beyond merely a set of rules for legal
and political decision-making, which could be judged based on its comparative
effectiveness and fundamentally changed if found wanting. Instead, for policymakers and academics
alike, belief in the Constitution became wrapped up with an alluring set of
propositions about the country’s unique status: from the genius of its
governing institutions to the inherently progressive direction of its unfolding
history to the indispensability of its international role. One great
strength of this constitutional narrative was its political fluidity, which had
important consequences for reform and social cohesion. Activists on opposing
political sides could both assert that they were speaking in the true language
of the Constitution. But to the extent that governing elites justified their
own authority in creedal terms, more marginal voices could productively
re-appropriate the dominant framing to push for social change. Thus, during
decisive periods of struggle, such as with 1950s and 1960s civil rights
protests, many Black American activists—routinely treated as dissidents by
state authorities—still claimed the mantle of both the creed and the
Constitution. Such movement actors articulated extensive critiques of existing
conditions, but they often did so from within the shared national narrative,
accentuating particular elements and deemphasizing others. They thus deployed the
document as a powerful discursive tool for reform. This
very flexibility proved a clear strength in consolidating mid- to late
twentieth century Cold War politics behind a particular version of American
liberal nationalism. As a shared set of claims and arguments, the
constitutional narrative provided a discourse that could incorporate
communities long marginalized in American history. It allowed members of many
of those communities to see themselves as valued and respected within the
dominant, often white, society. Moreover, American constitutionalism offered a
framework for positing and internalizing the “un-Americanness” of explicit
white supremacy, including for white national officials and political elites
who built their own political self-conceptions in part around the principle of
inclusion. The Divided Liberal Mind This
American ideology, and the social cohesion and reform possibility it offers,
has granted the Constitution significant immunity from challenge. As a symbolic
and institutional center of twentieth century American nationalist faith,
generations of political leaders came to identify deeply and personally with the
constitutional story. In a sense, they had worked and suffered for it, and it
gave their lives a larger meaning. Any serious effort to fundamentally
transform the constitutional system would raise profound issues about what it
means to be American in the first place. In
fact, we can see this in today’s very divided liberal mind on the document. On
the one hand, liberal commentators and politicians increasingly decry the
anti-democratic features of the Constitution. But many also profess an abiding
faith that the very same text and institutions will somehow save Americans from
authoritarian entrenchment. After Trump’s 2016 election, for example, this
tendency emerged in everything from the reverential invocations of the
Constitution when contesting the Muslim Ban to hopes that the Russia
investigation and impeachment would provide an off-ramp from the conditions
that produced Trump’s rise in the first place.
Most
recently, it was present in how the Biden Administration and various
commentators condemned Trump’s call to “terminate” the Constitution’s electoral
rules. In condemning Trump’s authoritarian
attack on free elections, they essentially fell back on a broad embrace of
Constitution worship—regardless of that overall system’s massive flaws from a
‘one person one vote’ perspective. Take
Andrew Bates, White House spokesperson, who declared to the press that the text,
as such, was a “sacrosanct document” and “the soul of our nation.” Cultural
Constraints on Procedural Reform This
retreat back into Constitution worship carries with it profound limitations. It
ignores how today’s pathologies are not simply unintended and contingent
consequences. Instead, these effects can be seen, at least in part, as a
product of the framers’ own hostility toward real democracy. James Madison,
Alexander Hamilton, and others riddled the constitutional order with veto
points precisely to contain the central political tool that poorer citizens had
to pursue their needs: the power of the vote. And, of course, these
constitutive and undemocratic features also fit hand in glove with the long
history of racial subordination: Racial elites have benefited greatly from both
state-based representation and the various checks embedded throughout the
constitutional system, which create partisan incentives at the national level
to avoid meaningful reform. The framers placed this constitutional system
largely beyond popular revision through its incredibly elaborate amendment
process. The result is a framework that systematically disadvantages those with
the fewest resources, while allowing those with power to use a fragmented
political system to quietly preserve their interests. Thus,
the call to remain true to the Constitution amounts to an invitation to hold
firm to the very arrangements that have facilitated, both today and in the
past, the authoritarian brand of politics that Biden officials attack as
un-American. And it has the added effect of draining the reform energy that
might exist—even around the more specific technical fixes. If the
constitutional system protects us from danger, why should politicians and
publics engage in serious political struggle to push for revisions? Ethno-Nationalism and The Problem of
Colonial Erasure More
broadly, the country’s overall constitutional culture has had significant
political-cultural costs that extend beyond debates over the Electoral College
or the Senate. For instance, the creedal narrative, in perhaps unexpected ways,
renders largely invisible the country’s own colonial infrastructure and even
provides ideological space for ethno-nationalist politics. In addition, it has
bolstered elitist suspicions of mass democracy and, paradoxically, justified
security excess through the language of constitutionalism itself. It
is again no doubt the case that many American reformers and activists have productively
used the dominant constitutional story to press for significant change. But the political culture promoted by that story
entails real consequences for national memory. In particular, it has largely erased
mainstream consciousness of the country’s foundations as a settler society, in
which the freedom, equality, and access to land of in-group members—largely,
Anglo-European men of a certain background—depended on the exclusion and
subjugation of Black Americans, Indigenous peoples, and women, among others. For
all the positives associated with the white national embrace of a vision of the
country as free and equal from the founding, a clear problem thus remained:
Although oppressed groups eventually accessed greater legal protections, these
changes ultimately occurred on ideological terms shaped principally by a white
majority. Unlike colonized peoples abroad, Black people and Native Americans,
among others, were never able to insist on a conscious moment of colonial
accounting or, with it, a sustained national engagement with the persistent
structural hierarchies bound to the country’s settler roots. In many ways, the last decade’s racial
justice movements—in the context of mass incarceration and economic crisis—are
a response to the historic failure of American institutions to uproot these
ongoing legacies and practices. This
failure to confront such settler foundations has meant that, perhaps
counterintuitively, mainstream constitutional discourse itself can provide
cultural space for the development of a modern American ethno-nationalist
politics. As the twentieth century progressed, part of the appeal of the
ideologically flexible creedal discourse, for some, lay in its openness to
racially exclusionary commitments. Critics of a multiracial political identity
began to locate the founding’s liberal essence and exceptionalism in the
distinctive cultural attributes of a Euro-American experience. Figures from
Woodrow Wilson in the early twentieth century to more recent backers of Donald
Trump have argued that the creed emerged from that special cultural history and
that, therefore, unless other communities assimilated into an essentially
Euro-American identity, the country’s founding ideals would be abandoned. In
this way, mainstream politics around creed and Constitution often promoted a
narrative of national innocence. And
this embedded vision of the country’s innocence allowed ethno-nationalist
assertions about Euro-American exceptionalism to persist well after explicit
defenses of white supremacy became politically unpalatable. The Dangers of Supreme Court Genuflection
and Constitutional ‘Illiberalism’ Furthermore, this overall
constitutional culture tended to promote an elitist genuflection before the
Supreme Court in ways that evinced real hostility to mass democracy. For
decades, political and legal speeches and commentary presented the judiciary as
an educational seminar for the public, whatever the record of past court
complicity in everything from slavery and segregation to Indigenous
expropriation, the violent repression of labor, and the subjugation of women.
Those with overweening economic and political power, oftentimes including the
individuals sitting on the federal bench, frequently undermined essential
rights and democratic values—legitimating exercises of national security and
police violence, not to mention voter disenfranchisement and crackdowns on
workers. But, under the common narrative, threats to basic liberties almost
always came from below; thus, unruly elements had to be contained by a wiser
and more mature set of economic, political, and legal elites. The
result was a prevailing tendency to interpret almost any radical political
intervention that sought to fundamentally revise the legal-political order,
along with the basic terms of the state and the economy, as a danger not just
to the existing Constitution but to constitutionalism as such. This
sensibility not only embodied suspicion of the capacity of ordinary Americans
to shape collective life. It also operated in practice to transform the
dominant constitutional framework into the only possible way Americans could
exercise their constitutional imagination and engage in constitutional
politics. Equally concerning, this elevation
of the judiciary and other counter-majoritarian spaces obscured the historical
conditions under which these institutional actors gained such exalted status.
Past publics did not simply accede to the dramatic narrowing of the boundaries
of constitutional politics or to the elevation of federal courts as central
articulators of constitutional meaning. The first half of the twentieth century
involved intense movement opposition both to a mythologizing of the judiciary
and to virtually all the foundational elements of American ideology and
statecraft—from the basic legitimacy of the Senate to the U.S. assertion of an
expansive and capitalist global authority. Thus,
although late twentieth century commentators routinely waxed poetic about the
country’s liberal self-reflectiveness, such praise systematically ignored the
extent to which this self-reflection operated in a dramatically narrowed
context—only after foundational
questions about social ordering and design were largely removed from the table.
And, moreover, the pervasive and legal discourse-driven conversation around the
Constitution effectively sustained that removal, since in practice it offered
very little space for broader institutional assessments or competing
argumentative languages and tools. All of this underscores how the deliberative
practices of the overarching constitutional paradigm significantly circumscribed
truly critical self-reflection—whatever the conventional wisdom. In
addition, encomiums to the liberalizing power of the American brand of
constitutionalism ignored the extent to which these practices remained bound up
with actual and persistent state violence against opponents. They failed to
contend with the legitimating role that the overall constitutional paradigm
played in acts of profound discretionary violence across the globe. Indeed,
American governing elites cemented the twentieth century ties between market
capitalism, global primacy, and constitutionalism in ways that often entailed
real repression both at home and overseas. Despite
being framed in a constitutional register, then, the American version of
liberal nationalism that solidified in the twentieth century shared many
commonalities with other more explicitly aggressive and belligerent nationalist
projects—projects that U.S. officials were often at pains to distinguish as ‘un-American.’
The consequence has been an unavoidably tangled relationship in collective life
between the liberal and the ‘illiberal’ dimensions of the governing constitutional
story. Standing
now on the other end of the politics established in the mid-twentieth century,
we can wonder whether the particular compact around creed and Constitution too
hastily papered over real deficits in the
governing order. In recent decades, not only has American political
dysfunction become especially apparent. So too have the ways in which national
mythologies—including those related to the Constitution—shielded ideological
flaws from critical analysis and marginalized political alternatives. Americans
face not only an issue of identifying institutional problems and
proposing appropriate technical solutions—though that analysis and activism are
essential. The myths surrounding the Constitution constitute a block to
significant reform, and also underpin an American political culture with
consequences well beyond constitutional design. Ultimately, any genuinely
transformative project for the United States will have to come to terms with
both the system’s anti-democratic procedural limitations and its cultural effects. Aziz Rana is the Richard and Lois Cole Professor of Law at
Cornell Law School. He can be reached by
email at ar643@cornell.edu.
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Books by Balkinization Bloggers Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024) David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024) Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024) Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023) Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023) Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022) Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022) Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021). Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021). Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020) Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020) Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020) Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020). Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020) Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020) Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020) Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019) Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018) Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018) Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018) Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017) Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017) Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016) Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015) Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015) Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015) Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014) Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013) John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013) Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013) Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) Jack M. Balkin, Living Originalism (Harvard University Press, 2011) Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011) Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011) Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011) Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011) Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010) Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010) Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010) Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009) Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009) Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009) Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009) Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008) David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007) Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007) Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007) Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006) Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |