Balkinization   |
Balkinization
Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Secession, Marriage, and Counseling
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Sunday, January 08, 2023
Secession, Marriage, and Counseling
Guest Blogger
Sanford Levinson This post was prepared for a
roundtable on
Federation and
Secession,
convened as part of LevinsonFest 2022. As
always, I begin with heartfelt thanks to the people who have actually made this
quite remarkable series of gatherings possible. Now former-Dean Ward
Farnsworth, who generated the idea and then elicited the willing cooperation of
one of the truly most remarkable people in the worldwide legal academy, Richard
Albert. Richard in turn recruited Ashley Moran to administer the various
“Levinsonfests,” and the truly incomparable Trish Do made Zoom work for the
people who logged in and participated from literally all over the world. But I
also must emphasize my thanks to the people who presented papers that
contributed to genuinely serious discussion of the various topics. It is not
that I don’t appreciate, deeply, the kind things said about me, but the real
point is to dig more deeply into the various problems under discussion. From my
point of view, the “Levinsonfests” have been a huge success, including, of
course, this present session on secession. Secession
as an issue raises two quite different problems. One is particular to those of
us who view ourselves as specialists on American constitutional law. The
second, however, arises for anyone who is interested in the general phenomena
of politics and, therefore, the frequency with which “new states” emerge from
existing ones via secession. No one can possibly understand post-World War II
politics without paying attention to the latter reality, most dramatically, of
course, in what used to be the Union of Soviet Socialist Republics, but also
presented by what we now refer to as the “former Yugoslavia” and, for that
matter, the former European Union that used to include the United Kingdom but
now does not, thanks to Brexit. I
wear (at least) two hats, one as an American constitutional theorist, the
other, increasingly, as a political scientist simply devoted to trying to
understand what is happening in the world at large. Let me begin, though, with
reference to the first, not least because four of the five presentations are
centered on the problems posed by our own Constitution and its tradition of
analysis. My friend and case-book co-editor Akhil Reed Amar believes that it is
“nonsensical” to argue that there was the slightest merit to the Southern
argument for secession as presented in 1860-61. Another old friend, Paul
Finkelman, appears to agree, inasmuch as he presents an eloquent brief on
behalf of the suppression of Southern independence. For better and, possibly,
for worse, I continue to disagree if the question is the completely abstract
one of whether the United States Constitution, best understood, includes an
“exit option” for subunits or subpopulations that no longer feel adequately
fulfilled within the broader Union. I phrase it this way because I have no
doubt whatsoever that the particular cause for which the South seceded was evil
and iniquitous. But that is orthogonal to the abstract question about the
possibility of secession. After all, the first secessionists met in Hartford in
1814, and William Lloyd Garrison famously endorsed “no Union with
slaveholders.” I have no particular brief for high Federalists from New
England, but I do wonder what we might think had Garrison actually been
influential and several New England states accepted his view and tried to
secede, say, after the Supreme Court’s decision in Prigg v. Pennsylvania or
the Compromise of 1850. Still,
I quite agree with Paul that the actual endorsement of Southern secession, once
one knows the impetus behind it, is equivalent to “endorsing outcomes that are
inconsistent with basic human rights and fundamental justice.” It might well
have been “necessary and proper” to engage in the armed resistance that
ultimately cost 750,000 lives in order to prevent the continued maintenance of
slavery in the secessionist states. The arguments would be similar to those
involved in contemporary justifications of “humanitarian intervention,” which
have exploded any traditional notions of “sovereignty” in favor of the legitimacy
of armed intervention by onlookers in order to prevent denials of fundamental
human rights. But,
obviously, that justification is quite different from Lincoln’s own argument,
which, among other things, notably refused to suggest that slavery must be
extirpated even in his own lifetime in the states where it already existed. “Mystic
chords of memory” may be of some value to the political sociologist but are
basically irrelevant to analyzing legal arguments, and I obviously believe that
the legal arguments proffered by at least some of the Confederates were at
least as plausible as those offered by opponents. I think that Kenneth Stampp
was basically correct many years ago when he said that, at least for
historians, the legitimacy of secession remained an open—and perhaps
unanswerable—question, a conclusion recently reaffirmed by Daniel Hamilton. I
am also less confident than Paul that one can ascribe “starting [the] war”
solely to the hotheads who fired on Fort Sumter. Lincoln did whatever he could
to encourage the Southerners to fire the first shots. What he did not do,
obviously, was either to agree with his predecessor James Buchanan, that the
national government was without the power to prevent secession even if, as
Buchanan in fact believed, that would be illegal, or to embark on serious
negotiations with the South as to how to achieve some sort of peaceful
secession. My
reasons are based on what are professed to be root American conceptions of
politics. Thus, I have for some years now been engaged in a friendly dispute
with yet another close friend, Mark Graber, about the nomenclature of 1776 and
its aftermath. Following Harvard (and British-born) historian David Armitage, I
refer to the Secession of self-described Americans from the British Empire,
based on the reasoning set out in the Declaration of Independence. Among the
central notions found in that perhaps cryptic document is that “one people” has
a right to self-government, i.e., government “by consent of the governed.” To
be sure, it is easier to make that argument if those seeking to secede can
plausibly claim to have been the victims of a “long train of abuses,” but that
is not in fact presented as juridical condition precedent to seeking
independence. It is worth pointing out, though, that several of the
secessionist states did in fact present their own set of complaints and “abuses,”
including what South Carolina, with a sublime lack of irony, described as the
“nullification” by Northern states of the Fugitive Slave Law of 1850 and its
command that fugitives be returned to their states of origin regardless of the
assault on the “free states’” sensibilities. Perhaps
“prudence” dictates waiting until such a bill of particulars can be presented,
but the theoretical case for what I call “Wilsonian self-determination” does
not depend on oppression. It is enough, I believe, for a group to feel
alienated from majorities who in actuality are permitted to govern; the
secessionists wish to be in charge of their own fate, with, for example, its
own flag, national monuments, holidays, and the like. Paul
offers a decidedly different reading of the Declaration. I agree that it is a
possible reading, but I deny that it is the only plausible reading. I am
doubtful, for example, that the Americans would have been mollified by being
offered a token number of seats in the British Parliament, which at the time,
of course, featured many rotten boroughs and a remarkably restricted British
electorate. What they wanted was freedom from parliamentary control—the
“sovereignty” of the “King in Parliament”—and genuine self-government. There is
nothing in the Declaration itself describing what such “self-government” might
look like. And, of course, the Constitution itself fundamentally punted on the
question by leaving basic electoral mechanisms up to the states. (If one takes
some contemporary arguments seriously, then they were left to the autonomous
choices of “independent state legislatures”!) We know that the original
electorate was remarkably restricted at the time, even if it would become more
inclusive relatively early in the 19th century. But, as Saul Cornell
and Gerry Leonard have recently argued, America prior to the War never escaped
the overall description of a “herrenvolk democracy.” Paul
might well agree. “No one,” he writes, “with a straight
face, could argue that the South was not fairly represented—or even
over-represented—in the United States government.” But, rightly or wrongly, a
sufficient percentage of Southern elites, often backed by voters in referenda,
increasingly believed that elections would no longer protect their distinctive
Southern culture and political economy. Lincoln was, after all, elected with
only 39.8% of the popular vote in 1860. Perhaps he would have prevailed in a
ranked-choice voting system, but, obviously, we’ll never know. I agree that one
could well believe that the losers of the 1860 election should have been “good
sports,” in part because there is no reason to believe that the Lincoln
Administration would have been able to do very much if the House and Senate
continued to have full representation from the eleven secessionist states. But
this is a matter of political tactics, not of fundamental political or
constitutional theory. (Presumably, Paul would not take solace in the argument
that a united Democratic Party could have returned to power in 1865 and turned
the Lincoln Administration into the equivalent of a blip of little real
consequence for American constitutional development.) My view, for what it is worth, is not
that there is a single “fact of the matter,” a Dworkinian “right answer,”
to the question as to whether states had/have a right to secede from the Union.
I think that conscientious lawyers, making use of all relevant materials
conducive to “constitutional interpretation,” can disagree on what the answer
is. In addition, given the magnitude of the issue, I’m inclined to believe it
will inevitably be resolved by politics, including wars that are extensions of
politics by other means, rather than by legalistic arguments. There is a
reason, after all, that the Lincoln Administration did not seek an injunction
prohibiting one of the Confederate States from leaving the Union (perhaps on
the basis of the arguments proffered by Chief Justice Chase in 1869 in Texas v.
White and his notion of an “indestructible Union of indestructible states”). One
can be confident that none of the would-be secessionist states would have taken
such an injunction seriously. It would truly become a “parchment barrier,” as
may be the case with all simply legalistic arguments designed to resolve
the actual political difficulties presented by secessionism. So, not surprisingly, I express my
warm appreciation for the participation of Cynthia Nicoletti in our discussion.
I think her book on why Jefferson Davis was never in fact tried for treason is
essential reading for any American lawyer, including students being trained to
become lawyers and, along the way, to realize both the strengths and weaknesses
of “legal resolutions” of deeply political controversies. It is not only that
she and I both agree that there is no “very clear answer to the question of
secession’s legality.” Far more to the point is her demonstration that skilled
lawyers within the Johnson Administration were fearful that they could not gain
a conviction. Part of the reason, of course, was fear that no jury would
actually convict Davis. Ex parte Milligan posed a clear and present
danger to the possibility of conviction (another fact that students should
become aware of and asked to discuss). But even more serious, at least to legal
academics, should be the view that it was an open question whether he had in
fact committed treason by supporting secession. As already suggested, answering
that question requires that one address some of the most serious conundra posed
by the Constitution (and the Declaration of Independence) themselves. As she
writes, “The founders themselves left the question alone,” perhaps “because
they did not perceive the secession of one group of states organized by region
to present a pressing problem.” I confess I find this somewhat implausible given
the experience of American secessionists themselves vis-à-vis the British as
well as the recognition by Madison and others that the most fundamental divided
in American politics was not “small states” versus “large states,” but, rather,
“slave states” versus the increasing number of “free states.” There is also the
embarrassing fact that Vermont, which fought for American independence, was
denied admission to the Union until 1791, because, after all, it had seceded
from New Hampshire and New York, which did not take kindly to such domestic use
of arguments presented against Crown and Parliament. So that makes it more
likely, I think, that “they hoped to avoid the question through strategic
silence,” similar perhaps, to evading the question as to who exactly was a
“citizen of the United States.” It is obvious that I believe that
nomenclature is important. Whether one refers to 1776 as a “secession” or a
“revolution” depends on a whole set of usually unexamined assumptions. Similarly,
as Alison LaCroix recognizes, the use of “sovereignty” within our political and
legal discourse is scarcely innocent and without consequences. I continue to be
mystified why Marshall chose to use that term to refer to Maryland. But, as
Alison also notes, I am also dubious of Marshall’s decision to
“constitutionalize” the issue of Maryland’s taxation of the Bank rather than
leave it, as Federalist 32 suggested was proper (and even necessary?),
to the political process to work out the inevitable problems posed by
“concurrent jurisdiction.” This has contributed to the modern notion that all
constitutional controversies are to be worked out within the federal judiciary,
a notion alien to the political thought of the time even if one concedes the
propriety of at least some judicial review. Of what I call McCulloch II, one
must ask not only if Marshall’s reason for his decision—“the power to tax is
the power to destroy,” and therefore states have no power whatsoever to engage
in even a peppercorn of taxation, however reasonable, of federal
enterprises—but also whether the country, all things considered, is better off
for the judicialization of the issue. As Mark Graber has demonstrated, one can
have a “legalized” Constitution without having a “judicialized” one; debate can
take place, as was largely the case at the time, within Congress and without
any notion of relying on the Court for a final determination. As I argued in
the essay adverted to by Alison, Congress could easily pre-empt any state
taxation of federal instrumentalities without the aid of the Court. Or, perhaps
as likely, it could decide on when it would acquiesce in some reasonable level
of taxation designed, say, to recover costs imposed on the state to support
those instrumentalities, such as police and fire protection. Rebecca Zietlow also focuses on
American constitutionalism and, particularly, the issue of “state borders” and
the “comity” that one member of the national Union owes to another with regard
to the enforcement of laws that might be regarded as antithetical to the views
of the former state. Not surprisingly, she evokes the current Dobbs case
in her discussion. To what degree will anti-abortion states be able to use
their powers, within a federal system, to make difficult, or even prevent, the
crossing of state lines in order to engage in what they will have defined as
the murder of innocent fetuses? My own view, which I hope is mistaken, is that
the contemporary debate about abortion in the United States, especially as
defined by activists, is quite akin to that concerning slavery in the 1850s. That
is, for better or worse, the “federal consensus” continued to operate by which
each state was granted what was viewed as constitutionally required autonomy
with regard to its policies on slavery—save, of course, for the duty to return
fugitive slaves. This “consensus” was most dramatically endorsed by Abraham Lincoln
himself, who supported the Corwin Amendment in his First Inaugural Address (to
the consternation of Frederick Douglass). That Amendment, of course, would have
placed in the text of the Constitution the recognition of complete autonomy of
states and concomitant imperviousness to any legislation passed by Congress. The
War was precipitated by conflict over policy in the territories, but no one of
stature seriously argued that Congress would (or, more to the point, could)
invalidate slavery in Virginia or Alabama. Quite obviously, the “consensus”
collapsed during the 1860s, as instantiated in the Thirteenth Amendment, about
which Zietlow has written incisively. Justice Alito (and his colleagues in
the majority) apparently believe that Dobbs in effect establishes a new
“federal consensus,” in which each state will be allowed to protect or even to
criminalize abortion. One might think in this context of capital punishment,
where there are almost no political pressures to “nationalize” the (in)ability
of a state to kill (or murder) those sentenced to death in lawful procedures. Everyone
seems willing to allow the Court to resolve the issues attached to capital
punishment. My own view is that both sides in the abortion debate are
determined to achieve a national solution and that Dobbs in no way
represents the “last word” on state power. I would say for good reason. If one
believes that abortion is the murder of innocent fetuses, then why should one tolerate,
say, California’s willingness to license such murders if there is federal power
to prevent that? If, on the other hand, one believes that autonomy over
reproduction, including access to abortion, is essential to a woman’s right to
flourish as an equal in American society (or anywhere else, for that matter),
then there is no reason to tolerate oppression in Texas any more than we might
wish to tolerate, save for reasons of abject political necessity, the
oppression of women in, say, Saudi Arabia. State-by-state regulation of
abortion will reflect only the inability of a congressional majority to gain
sufficient votes for a national solution, not a general consensus that
state autonomy is in fact the preferred solution. (I would be genuinely
surprised if the ultra-Catholic Alito actually supported such a solution, but
who really knows?) Zietlow concludes her comments as
follows: If
our federation is like a family . . . , principles of interstate comity are the
ties that bind our family together. Today, as in the antebellum era, battles
over state borders and Interstate
comity are further dividing our already polarized nation. Whether our conflicts
today will escalate to the point of secession remains to be seen. I would be surprised if abortion
triggers secessionism (rather than civil violence akin to civil war) for the
simple reason that like most contemporary controversies, it is less purely
“regional” than emblematic of strong divisions within states. Texas, for
example, is an ever-more “blue state” of four of the eleven largest cities in
America, as well as El Paso. But they are embedded in an ever-more “red state”
of a far less urban (or urbane) Texas that continues to have a greater
population than the “blue Texas.” Even in 1861, Texas was divided over
secession, as illustrated especially in the futile opposition of Texas’s great
hero Sam Houston. Local prosecutors in Texas and Florida have both indicated
their disinclination to prosecute anyone for violating state-wide laws
attempting to limit access to abortions. It is a mistake to view states as
monolithic entities. The political scientists’ maxim that all groups, including
Congress or the Supreme Court, are a “they” and not an “it,” is obviously true
with regard to the states of the Union. If that was true for 1861, it is even
more valid 160 years later. But that very reality makes
secessionist fantasies, which I freely confess to having on occasion, of little
practical import. It is not only because there is, at present, no serious
secessionist movement within the United States, in contrast to a number of
countries across the world, but also because any such movement would have to
confront the sharp differences within every state that would prevent any widely
accepted decision within given state boundaries to leave the Union. Austin
would immediately try to secede from a secessionist Texas, just as one can
easily imagine that vast numbers of California’s 40 million people who live
outside the coastal region would resist secession led by liberals from San
Francisco or Los Angeles. But
these “practical” concerns, at least with regard to the United States, are
certainly not dispositive with regard to the general issue of secession as a
political possibility elsewhere in the world. As I move from addressing the
particular American case to the broader world situation, I fairly confidently
assert the following: No one either supports or opposes in toto any and all
secessionist movements. As a matter of fact, all of us pick and choose,
usually, no doubt, on the degree to which we view “justice” (in addition to
claims of self-determination) as supporting the secessionists as well as the
degree of actual disruption and instability inflicted on the general
international order. Consider only the fact that much “Wilsonian
self-determination” is based on theories of ethnic identity and carries with it
the implication that national minorities will have to accept their subordinate
place in the regime (think of contemporary Israel in this regard). Even worse,
national minorities may be encouraged or forced to “resettle” in more
hospitable regimes less committed to the integral nationalism that often
underlies arguments for “self-determination.” I am not a fan of “nationalism”
per se. But that does not entail a lack of sympathy with certain “nationalities”
who are under the thumb of groups with whom they do not identify and, indeed,
look on as at best indifferent to the interests of others or at worst as active
oppressors. So
that brings me to Erin Delaney’s marvelous meditation on “Prenups and Marriage
Counseling.” For better or worse, many discussions of secession draw on
analogies to marriage. Erin adverts to Abraham Lincoln’ scoffing at
secessionists as proponents of “free love” who apparently didn’t recognize the
sanctity of marriage and the impossibility of unilateral divorce even as
“passionate attraction” perhaps waned. (And it was clear that Lincoln was in no
mood to negotiate the terms of a mutual agreement to end the marriage.) As she
notes, the transcript indicates that his comment elicited “laughter” from the
audience, but, of course, the issue is no laughing matter, either then or now. And
shouldn’t we recognize, in addition, that we ourselves live in a culture that
has largely legitimated unilateral divorce, in part because of a commitment to
the importance of individual flourishing and the concomitant sympathy for those
who feel stifled by being stuck in an iron cage perceived as detrimental to
that flourishing? So
why not accept the view of the Canadian Supreme Court that a clearly expressed
desire to divorce should, at the least, be responded to with serious
negotiations about how to achieve a peaceful dissolution should accommodation
not be possible rather than, as in Spain, a thundering declaration that
secession is unthinkable and its proponents therefore criminals who can be
locked up? Erin’s reference to “prenups” is enormously suggestive, an important
complement to focusing only on dissolution after marriage ceremonies (and
expectations) that are left unanalyzed. Might one suggest, though, that there
is a crucial difference between (most) first marriages and federal countries
beyond the obvious fact that the first concerns only discrete individuals? Rather,
I would emphasize the fact that (most) first marriages, and, for all I know,
even second and third marriages, especially if they follow death of a partner
instead of, say, an acrimonious divorce, are likely to feature participants who
quite literally passionately wish to wed, who perhaps even adhere to the old
notion of “two becoming one” because, after all, both partners believe they
have found their “soul mates” with whom they wish to spend the rest of their
lives. Divorce
is testimony, among other things, to the illusory nature of such dreams (or
fantasies). Ronald Barth, I believe, once wrote that “I will love you forever”
can be said only once (or, at least, only to the same person). But, presumably,
the couple becoming engaged and then married do believe that their love will
last forever, even if (especially if?) each has had earlier loves that
dissipated. In any case, one wonders how many young couples draw up pre-nuptial
agreements that include reference to what will happen upon a decision to
divorce. Interestingly enough, that is one of the classic functions of the ketubah
in Judaism, which is indeed a contract that contemplates, even on the day
of marriage, when the ketubah is signed, the possibility of dissolution.
But even for most contemporary Jews, ketubahs no longer refer to
division of property upon divorce, just as almost no contemporary wedding vows
actually say (something like) “I hope that you continue to be a person I will
wish to live with and minister to until death, but if not, then I will
certainly feel free to leave you and give you a fair division of our mutual
resources.” Instead, the wedding ceremony is devoted to professions of endless
love and commitment. Federalism,
however, is different. Alfred Stepan suggested many years ago, as do Malcolm
Feeley and Ed Rubin in their own book Federalism: Political Identity and
Tragic Compromise, that federalism as a constitutionalized order always
bespeaks a degree of animosity and mistrust. (This is contrasted with unitary
systems that nonetheless adopt, for good political reasons, policies of
decentralization and subsidiarity, always subject, however, to reversals by the
central government should that seem desirable.) Geographically dispersed groups
that fundamentally dislike and distrust one another nonetheless may agree,
almost always for reasons dealing with the necessity to form strong military
alliances against international predators or internal opponents (like American
Indigenous Nations) or to create a more integrated economy, to coalesce or to
remain in an uneasy pre-existing relationship. Stepan calls the first, best
seen in the American experience, “coming together” federalism, where thirteen
quite different states (and, juridically speaking, “sovereigns” within the
international system) agreed to come together in order to protect themselves,
collectively, against a variety of military threats and to overcome the trade
wars generated by separate states exercising their full tariff powers. Spain is
the best contemporary example of a “remaining together” rationale, where those
negotiating the terms of the new Spanish constitution following the death of
Franco agreed to give Catalonia and the Basque provinces asymmetric authority
especially over language in order to maintain their membership in what the
Constitution described as an insoluble Spanish union. In other countries,
special deals might be offered with regard to profiting from natural resources.
From this perspective, constitutions can perhaps be imagined as “prenups”
precisely because the partners are not smitten with one another and confident
that love will always find a way to overcome the inevitable vicissitudes of
actually living together. Furthermore,
federalism becomes “constitutionalized” in a double sense: Not only does the
foundational document set out the terms of perhaps uneasy union. Most of the
time, the judiciary is also granted authority to enforce the terms, given the
fact that the parties are not willing entirely to rely on the good faith of
promises made in the heat of the moment. (See, e.g., McCulloch II.). Justice
Holmes stated that the United States could probably easily tolerate the demise
of judicial review over acts of Congress, but not with regard to acts of state
that might wish to renege on their apparent agreement to curtail their previous
autonomy. Of course, strong proponents of “states’ rights” might disagree with
Holmes and argue that it is Congress that is especially likely to overreach and
attempt to create the “consolidated” government feared by opponents of the new
Constitution. Those debates, present at the creation, continue of course to
dominate much discussion of the current Court and attendant doctrines. So
Erin asks a fascinating question that should interest all students of
comparative constitutional design: why don’t constitutional designers in what
might be easily described as “fundamentally divided societies” explicitly
address the possibility of secession as a kind of guardrail to protect the
interests of at least some groups that enter a federated union with justified
trepidation and need reassurance that they will not be subjected to a
bait-and-switch by the hegemonic power in control of the new constitutional
order? I was genuinely surprised, even shocked, to be told by authoritative
scholars that those drafting the South Africa Constitution in the 1990s never
even contemplated putting in a clause explicitly addressing the possibility of
secession. Do we applaud or criticize this reticence? More to the point, is it
a model or a cautionary example to other modern constitutional designers in
divided societies that are tempted to adopt federal solutions? So
how is it, in her words, that “federal solidarity” or “loyalty” will be
engendered against a presupposed background of at least some animosity and
mistrust? Madison famously offered federal textual protections as an example of
the “parchment barriers” that one ought not really rely on. Better than textual
guarantees, say, of limited powers of the national government, would be
structural provisions that would provide the wary states with greater
protection. Perhaps one conceives the original Senate, appointed by state
legislatures, as such a guardrail, but that would have been far more likely had
senators been viewed more truly as “ambassadors” from the states and subject,
say, to recall by unhappy state legislators. In any event, there is no
plausible argument that the present Senate serves to protect anything truly
valuable about “federalism,” whatever we might think that would require,
instead of simply as a perverse “affirmative action” program for the residents
of small states, who have grotesquely more political power than do their
counterparts who actually live in the areas inhabited by most contemporary
Americans. A few hardy souls do advocate repealing the 17th
Amendment and returning to the original Constitution of 1787, but, to put it
mildly, they do not seem to have made many converts. Erin
also posits another metaphor, that of “marriage counseling,” which is also
worth thinking about. After all, when does such counseling usually take place,
if at all. It is, presumably, after problems appear in the marriage. As Leonard
Bernstein suggested, there can be “trouble [even] in Tahiti,” regardless of
initial assumptions (and hopes) that marriage would be paradisical. But, of
course, effective marriage counseling almost always requires the cooperation of
both partners, and what if one of them disagrees? The Canadian Supreme Court
suggested in effect that a Quebecois majority, if expressing itself clearly and
with sufficient votes, could force the rest of Canada to enter into the
counseling project and not simply respond that “what you’re suggesting is
impossible and can’t even be talked about.” Can
litigation be a substitute for “counseling”? I suspect that the answer is no,
for the simple reason that lawyers are trained to “stand on principle,” to turn
everything in “Dworkinian” contests over what it means to “take rights
seriously” instead of trying to achieve often messy and perhaps even incoherent
compromises that nonetheless keep the union (or Union) together. One might, of
course, believe that ordinary politics could operate as the de facto venue for
counseling (back to Federalist 32), but that seems unlikely in an age of
polarization. Was “Brexit” really necessary in order to achieve what, by
stipulation, might have been desirable and defensible modifications of the
European treaty system? We’ll never know because Great Britain was subjected to
a crazy system, thanks to Eton- and Oxford-educated David Cameron, of a
one-time binary choice by simple majority whose actual negotiation was put in
the hands of zealots who would not have to return to the British people for
ratification of their decisions. Returning
to secession, though, should we in fact view secession as a logical part of the
“federal system,” just as divorce is now viewed as a logical part of the
overall “marriage system”? Even the most besmitten enter into marriage knowing,
at least in the back of their minds, that marriage in fact need not be forever.
Perhaps that fact ends up encouraging actual marriage by those with inevitable
doubts—think of Stephen Sondheim in this regard! And, even more to the point,
perhaps many (most?) marriages entered into under conditions of ambivalence in
fact turn out to be “good marriages,” where both (or, perhaps, in the future,
more than two) parties genuinely flourish; love and commitment become ever
deeper, and the possibility of “no-fault divorce” becomes ever more irrelevant.
But this suggests that an “old-fashioned” system whereby divorce was indeed
impossible might have discouraged at last as many marriages that would in fact
turn out well. It’s all truly complicated. At
a recent meeting of the American Society for Legal History, Christian Fritz,
introducing a marvelous new book he will be publishing next year on the concept
of “interposition” in American constitutional history, suggested that it served
as an opportunity by a single state to issue a “wake-up call, “ to “sound the
alarm,” that something was potentially amiss in the American garden of
federalism. “Interposition” is milder than “nullification” and, even more
certainly, than secession. As a discussant, though, I offered the caveat that
interposition might indeed be analogous to an announcement that “counseling”
was in order because the national government was breaking the terms of the
pre-nup. But then, I asked, what if the counseling proved unsuccessful? Might a
state legitimately move to the petulance of “nullification”? Or might it simply
say, “We want out, since we no longer trust you to be truly loyal to the
mutuality and reciprocity on which our marriage was founded”? Fritz wants to
draw a sharp line between Madisonian “interposition” and Calhounian
“nullification” and Confederate secession. I am more skeptical, since I believe
so strongly that all of them relate to the basic empirical reality of all
federal systems, which is the existence of deep mistrust based on various
animosities (which we may or may not sympathize with, of course). Erin’s
penultimate paragraph is, I think, spot on: …. [C]ourts, politicians, and academics
should all take solidarity seriously, but as Mark Graber has written, ‘relational
contracts only survive so long as cooperation remains mutually beneficial.’ Or,
we can add, morally sustainable. Counseling works only so long as the parties
are invested in the process and both believe there is something worthwhile to
save. In a context of extreme polarization, with ever-increasing distrust and
dislike, parties tend to call lawyers rather than therapists. Calling
in the lawyers is almost never a sign of health in a relationship. Do lawyers
really realize that, and do/should we teach this to our students? But how does
one achieve a society where counseling can be genuinely effective in the
absence of courts (and lawyers) willing to enforce the counselor’s advice (or
decree)? Sanford Levinson holds the W. St. John Garwood and W. St. John Garwood, Jr.
Centennial Chair in Law at the University of Texas Law School. He is also a
Professor in UT’s Department of Government and a Visiting Professor of Law at
Harvard Law School. You can contact him at slevinson@law.utexas.edu.
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Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) Jack M. Balkin, Living Originalism (Harvard University Press, 2011) Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011) Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011) Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011) Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011) Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010) Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic Ian Ayres. 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Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009) Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008) David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007) Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007) Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007) Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006) Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |