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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Betting it all: A response to Doerfler and Moyn’s proposal to abandon constitutionalism
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Tuesday, September 13, 2022
Betting it all: A response to Doerfler and Moyn’s proposal to abandon constitutionalism
Guest Blogger
Shalev Gad Roisman In
a recent op-ed, Professors Ryan Doerfler and
Samuel Moyn argue that progressives ought to abandon constitutionalism. They suggest that liberal commitment to our
Constitution—indeed to any form of “higher law”—has stood in the way of
progressive policy victories over issues like labor rights, racial equality,
and environmental justice. Instead, in
their view, all law should be based on what the current popular majority wants.
No form of “higher law” should constrain the present majority’s will. In
this response, I’d like to take their call seriously, but push back against it. In my view, Doerfler and Moyn’s argument
amounts to a radical bet that eliminating the rules of the game will lead to
progressive policy wins. But, as with
all gambles, we cannot just focus on what we might gain but also on what we
might lose. No one can say for sure if
the bet is worth it. Future politics and the broader contingencies of the real
world will determine that. But, if progressives are going to consider taking this
gamble, they should understand its downsides. Doerfler
and Moyn’s proposal is made in the form of an op-ed, which imposes limits on
how much they can say. This means that they
do not have space to fully elaborate precisely what their proposal is or why we
should adopt it. So before responding, I
will first clarify what I understand their proposal to be. As I understand it, their proposal has two
key components. The
first component is a call to abandon the idea of any form of a Constitution or
“higher law.” Specifically, they reject
the idea that “there needs to be some higher law that is more difficult to
change than the rest of the legal order.”
The problem with Constitutions, in their view, is that they “inevitably
orient us to the past and misdirect the present into a dispute over what people
agreed on once upon a time, not on what the present and future demand for and
from whose who live now.” Instead, they
argue that law should be whatever a current majority of the public wants—as
captured in the enactments of a proportionally elected federal Congress. Note
that this is not an argument against judicial supremacy—the idea that courts
ought to have the final word on what the Constitution means rather than, say,
elected officials in Congress. The debate
over judicial supremacy is longstanding, and Doerfler and Moyn have recently added their voices to it. But, here,
Doerfler and Moyn are not focused on which institution ought to have final
interpretive authority over the Constitution, but whether we ought to have
any form of a Constitution at all. Their
argument is also not about how to amend the Constitution, by, for example,
eliminating the disproportionate representation in the Senate and Electoral
College, or even by making amending the Constitution easier. These would be ways to make a better Constitution,
but, again, their argument is that we should have no Constitution at all. The
second main component of their proposal is that abandoning constitutionalism
will be good for progressives. It
is not an argument that a pure majoritarian system is better as a matter of
neutral political theory. Instead, they argue that such a system is good for
progressives because it will result in progressive policy victories. This seems
partly premised on the idea that progressives’ failure to enact policy priorities
has been due in large part to a misguided focus on the Constitution, rather
than on winning hearts and minds in the general population. As they put it, “[i]t’s
difficult to find a constitutional basis for abortion or labor unions in a
document written by largely affluent men more than two centuries ago. It would
be far better if liberal legislators could simply make a case for abortion and
labor rights on their own merits without having to bother with the
Constitution.” Pursuant to their system,
then, they suggest that “[f]undamental values like racial equality or
environment justice would be protected not by law that stands apart from
politics but … by ordinary expressions of popular will.” In
short, Doerfler and Moyn argue that (1) we should abandon any form of a
Constitution and rely, instead, on a pure majoritarian system unconstrained by higher-order
structural or individual rights limitations; and (2) that such a system will
benefit progressives. Both points strike
me as unpersuasive. First,
Doerfler and Moyn would prefer a system where we abandon higher law entirely—the
present majority ought to be the final word on the law. At the outset, I should note my confusion as
to how precisely their system would work.
For there to be any system of government, some "higher law” must
create and structure it. For example,
Doerfler and Moyn seem to envision Congress (as reconstructed to be
proportionately elected) as the primary lawmaking institution in the country.
Presumably, then, if Congress wishes to protect racial equality or
environmental justice as they suggest, its desire to do so would invalidate inconsistent
state law. But it is not clear why any state government should care about what
the federal government says under their system unless there is some “higher
law” telling them to. Perhaps the idea
is that anything Congress does automatically trumps inconsistent state law,
because it is an instantiation of the current national majority’s will? But where does this rule come from? Putting
my confusion to the side, their proposal that all law ought to be decided by a
current popular majority is quite radical—and, one gets the sense, it is meant to be. For example, under
their proposed regime, there are no individual rights protections. If
Congress—or perhaps a state legislature?—passes a law that prohibits any speech
that does not show sufficient “respect” for the current government, no one
could object on legal grounds. If a
current majority criminalizes the exercise of minority religions and requires
conversion to a particular form of Christianity, there would be no legal
protections. Such laws would fall
disproportionately on individuals who do not have political power, but the only
way the interests of these individuals can be protected is if they convince
majorities that their interests deserve protection. In other words, the defense to tyranny of the
majority would be to hope that people without power can convince those with power
to treat them well. Of course, rights are
most protected when they are redundant—that is, when the majority does not wish
to infringe on them in the first place.
But a system that treats the rights of the powerless as existing
entirely at the pleasure of the then-current powerful ought to be cause for
concern for progressives. Aside
from eliminating individual rights protections, Doerfler and Moyn suggest that
the current majority can also change the “basic structure of the government.” This means that, although they suggest that
“[i]t’s time for [liberals] to radically alter the basic rules of the game,” in
fact their call seems to eliminate any sense of having rules of the game at all. Under their system, whatever the current
majority wants is what the rules will be.
Thus, even if Doerfler and Moyn get their wish and this system is put in
place, a future majority can completely abandon it. If a majority thinks that democratic rule is
unappealing, it can simply change the rules to entrench minority, oligarchical,
monarchical, or theocratic rule. (It is
not clear if this could be reversed by a future majority or, if so, how. If there are no limits on what the current
majority can do, perhaps they can pass a rule providing that future changes are
unlawful. Only some form of “higher law” could prevent this.) Doerfler
and Moyn’s proposal would thus eliminate all legal protections based in individual
rights and the structure of the government. Put like this, I doubt progressives would find
that appealing. So what’s in it for progressives? Doerfler
and Moyn argue that this new system is desirable because it would help ensure
progressive policy victories. Instead of
“[a]rming for war over the Constitution [which] concedes in advance that the
left must translate its politics into something consistent with the past,”
progressives could simply make arguments about “what fairness and justice
demand” today. Unencumbered by
their misguided focus on the Constitution, progressives would then win majority
support and “[f]undamental values like racial equality or environmental justice
would be protected not by law that stands apart from politics but — as they
typically are — by ordinary expressions of popular will.” But
would they? Doerfler and Moyn’s premise seems to be that
if we get rid of any form of higher law, progressives will learn to really
focus on winning at politics and convince a majority of the American public to adopt
progressive policy goals. Doerfler and
Moyn do not explain what basis they have for believing a majority of the
country will support progressive policy victories. Perhaps they are relying on public opinion
polls suggesting majority population-level support for things like abortion access, gun regulation, campaign finance
limits
and the like. But, of course, one can
find public opinion polls suggesting conservatives have the upper-hand
on hot-button issues of the day.
Putting these polls to the side, even if we focus on the polls showing
majority public-opinion support for certain progressive policies, would such
support translate into electoral dominance by candidates in actual political
races? This
is a question of political prediction—an area in which neither I nor Doerfler
and Moyn are experts. But I have not
seen strong evidence of the future electoral dominance that would require their
bet to pay off. After all, elections pit
individuals, not policies, against each other. So the question is whether
progressive individuals—who currently run as Democrats—would have a reliable
and long-term advantage in races against Republicans. On that question, the evidence strikes me as
decidedly mixed. Let’s
look at some recent popular vote tallies. In 2020, in the midst of President
Trump’s perceived disastrous handling of the covid pandemic, among innumerable
other scandals, Joe Biden defeated him by a mere four percentage points nation-wide. Democrats national popular vote margin in the
House was an even smaller three percentage points. In 2016, Hillary Clinton defeated Donald
Trump by two percentage points, and Republicans
won the national house vote by one percentage point. This
is not a very comforting picture. It
certainly seems plausible that Democrats would win national majorities
at least some of the time. But it is
hardly a picture supporting any sort of confidence in the view that long-term progressive
electoral dominance would result. Put
another way, do progressives really want to bet the whole system of government
on two to four percent of the country not changing its mind? Doerfler
and Moyn might respond that past results do not predict future performance; that
we cannot disentangle these results from liberals’ infatuation with constitutionalism. Unencumbered by their focus on the
Constitution, progressives would make more full-throated arguments about why
their politics are the right ones for today and they would win. In this way, their claim tracks some of
Moyn’s well-known arguments in the human rights and law of war domains that liberals misguided
focus on, respectively, political human rights and making war more humane might
have had the unintended consequences of discouraging attempts to make the
world’s poor more economically secure and reducing focus on the more important
goal of eliminating war entirely.
Perhaps, here too, liberals have been too focused on the Constitution,
which occluded the possibilities of full-throated arguments for progressive policies. Once progressives fully embrace the present,
then they will be able to convince the public. Of
course, I cannot disprove this claim, which is counterfactual in nature. But I have serious doubts about it. For example, it strikes me as quite unlikely
that the reason that Raphael Warnock and Mark Kelly are in “toss up” races with Hershel Walker and Blake
Masters is that Warnock and Kelly have been too distracted by the Constitution
to make full-throated progressive arguments. Without
being able to definitively predict what would happen if progressives were to
make political arguments in a pure majoritarian system, the question of whether
we ought to try out Doerfler and Moyn’s proposal strikes me as depending on
what would happen not only if they are right, but if they are wrong. In other words, what if conservatives, rather
than progressives, win under their system?
What if four percentage points of the population does flip toward
Republicans? This requires another
exercise in political imagination. So here goes. Imagine
that in 2024, the economy does not recover in time, Donald Trump runs again and
defeats President Biden in the popular vote.
Again, this would require a mere four-point swing from 2020. For
comparison’s sake, the popular vote shift from 2008 to 2012, when a much more popular Democratic
incumbent ran, was three points toward Republicans. President
Trump takes office and as his term is winding down in 2028, he decides he’d
like to run for another term. Although
the Constitution imposes a two-term limit on Presidents, under a Doerfler and
Moyn regime, this limit could not constrain a Republican majority from passing
a law permitting President Trump to run again.
Republicans control the House—the Senate has lost its ability to prevent
laws from being enacted per Doerfler and Moyn’s suggestion—and Trump wins
again. In
his next term, he eliminates the civil service, hires only political loyalists
to run the federal bureaucracy, and uses government resources—including
criminal investigations, tax audits, and tax seizures—to explicitly target his
political opponents, stating that “anyone who gave money to Democrats hates
this country and should not be able to fund any more of their radical
proposals. We will eliminate their ability to do so and give the money that is
rightfully America’s to true patriots.” He
uses criminal investigations to put insufficiently “loyal” newspapers and cable
channels—which he has already deemed “enemies of the people”—out of business. Far from a majoritarian system leading to
progressive victories, this is, of course, a progressive nightmare. Maybe
President Trump would not have that much staying power or not be disciplined
enough to pull all this off. Imagine,
instead, that a different Republican—a more disciplined and competent
Trump-like figure—defeats President Trump in the 2024 primary and goes on to
defeat President Biden by several points.
Republicans again control Congress. In
the lead up to the 2028 election, an FBI investigation creates a scandal
surrounding the new Republican administration two weeks before election
day. The President genuinely believes
this is an attempt by “deep state” liberals to sink his candidacy and argues it
would be unfair to hold an election as a scandal unfolds—echoing sentiments
that a then-current majority of progressives might have shared after the
release of the Comey Letter in 2016. He argues
that the election should be postponed. Congress
agrees and passes a law moving election day three months later. This move is entirely lawful because a
current majority supports it. Even
after the postponed election, the President loses the popular vote. This does
not phase him, though, because he decides he will just change how Presidents
get elected. He argues that what really matters
is not the popular vote but who won the most states and he won 26 states to his
progressive opponent’s 24. Congress
passes a law changing how the President is elected retroactively to depend on
the number of states won and it takes effect.
Again, this is perfectly lawful, because “the basic structure of
government, like whether to elect the president by majority vote … [should] be
decided by the present electorate, as opposed to one from some foggy past.” During
the ensuing administration, conservative media outlets report on rising crime,
tying it to protections against search and seizure and coerced
confessions. The President responds by
arguing that “the police must be able to do their jobs to protect the
law-abiding citizens of this country,” and “[i]f you have nothing to hide, then
there is no problem with police searching your belongings or asking you some
questions. People don’t confess to
crimes they didn’t commit.” He proposes
eliminating the Fourth and Fifth Amendments’ rights. Congress agrees and pass a law eliminating all
rights against search and seizure or self-incrimination. The only recourse for
someone searched or interrogated is to convince the next Congress to change the
law. We
can keep playing this out. An immigration hawk wins and withdraws citizenship
for people born in the United States whose parents were not already American
citizens. A religious populist wins and requires forced conversions for all
non-Christians. Above
I have focused on the federal government, but progressives in red and purple
states would also be in danger. If a state legislature infringes on their
interests in personal autonomy, religion, voting, or anything else, they would have
no legal protection in the form of higher law. True, under the Doerfler and
Moyn system, Congress could protect such interests (assuming Congress can
override state law), but if state citizens cannot convince Congress that they
need or deserve protection, they are out of luck. Some
of the scenarios above might seem fanciful or unrealistic. (Although recall
that a wide majority of Republicans in the House—Doerfler and Moyn’s preferred
majoritarian institution—voted to overturn the last election and many of the
Republicans who voted to impeach President Trump have since lost their
primaries for that reason). Much of this
would fly in the face of basic democratic norms protecting core individual
rights and majoritarian preferences, and against government self-dealing and
retroactivity. Perhaps a pure
majoritarian system could work here if combined with a strong reliance on
non-legal but firmly felt democratic norms and traditions—something like the
system of parliamentary sovereignty in the United Kingdom (where there is a Constitution, albeit an “unwritten” one, and which is
hardly a bastion of progressive policymaking).
But Doerfler and Moyn likely would not want to rely on such norms or
conventions. After all, one of their main
critiques of constitutionalism is its reliance on looking to such norms and
traditions for answers to how to govern today. It
is not entirely clear what Doerfler and Moyn mean when they argue that a primary
problem with Constitutions is that they “inevitably orient us to the past and
misdirect the present into a dispute over what people agreed on once upon a
time, not on what the present and future demand for and from those who live now,”
or their call to avoid looking to “promises said to be already in our
traditions [instead of] arguments about what fairness or justice demands”
today. But, at its core, their argument seems
to be a desire to focus on winning arguments today rather than focusing
on settled agreements and conventions of the past. It
would seem odd to rely on democratic norms as a backstop against scenarios like
those imagined above, while at the same decrying our reliance on them. Perhaps their claim would be that, if these
democratic norms are worth protecting, then a popular majority will see that
wisdom and protect them. But it is very
easy for a majority to think that it does not need to worry about what would
happen if it were in the minority, particularly when it has the ability to
avoid ever being out of power. A
broader concern I have about their approach’s jettisoning of the past in favor
of a full focus on today is that it puts everything on the table. So much of how our government and society operate
relies on how things have been done. It
is one thing to have a reasoned and deliberate debate about how to phrase a particular
right against search and seizure, whether a right to abortion ought to have any
limits, how we ought to structure representation in our federal government,
what relationship our federal government should have with state governments,
and so on. But their proposal seems to
put all of these questions on the table and all at once. This risks dramatic instability. If
we are to destabilize our system of government by eliminating the rules that
have structured and constrained it, then we should accept that doing so could
lead to chaos—a situation that rarely benefits the marginalized and oppressed
in a society. Although we could in
theory end up with something better, we could easily end up with something far
worse. At
its core, Doerfler and Moyn’s claim is that America has failed to live up to
its potential and that we can do better. I do not agree that their proposal is
the way to improve America’s government, but I share with them the desire to do
so. I also share with them the view
that, rather than resting on the laurels of rights that have been judicially
recognized in the past, progressives would be wise to focus on persuading
people to agree with their positions on what individual interests ought to be
protected as well as which policies ought to be pursued. But this focus can be adopted without abandoning
rights entirely and without adopting a purely majoritarian system on how to
structure our government. Perhaps
I am just less optimistic than Doerfler and Moyn. They seem to believe that if we open up our
system to be more purely majoritarian, values that liberals (both in the
small-l and Democratic-party sense) will win out. I am not so sure. At the least, I think we need to be concerned
about what happens if they are wrong. And,
for what it’s worth, I do not think most Americans—or even progressives—would
like a pure winner-takes-all system.
Such a system risks turning our politics into a full no-holds-barred
battle for domination of the other side.
Even if progressives turn out to be the winners under that system, do we
want to live in a country where one side battles to completely dominate the
other? If so, would any progressive win
be sustainable? It
often feels like we already live in that system. But there are lots of
protections in our current society for people who are not in the
majority—including to free speech, to be free from government searches without
probable cause, to practice minority religions, to organize around political
causes, and so on. Those protections are
likely not sufficient, but there is little reason to think that
abandoning them entirely will make things better, rather than worse. Maybe I’m wrong about that. Maybe Doerfler and Moyn are right that a pure
winner-takes-all system would benefit progressives. But, as I have tried to show above, it could
also deeply hurt them. If
we are going to bet it all, we need to be willing to lose it all too. Are you? Shalev
Gad Roisman is an Associate Professor of Law at the University of Arizona James
E. Rogers College of Law. You can reach him at sroisman@arizona.edu.
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