Balkinization  

Tuesday, December 08, 2020

Administrative Law To The Rescue?

Guest Blogger

For the Symposium on Adam Cox and Cristina Rodriguez, The President and Immigration Law (Oxford University Press, 2020).

Peter M. Shane
 
           Adam Cox and Cristina Rodríguez have produced what my fellow commentator Bijal Shah has aptly called a tour de force. They have provided a legal and political history of immigration law and policy—and the role of presidents in shaping that policy—that is fascinating and revelatory throughout. Especially at this moment when some form of constitutional originalism is au courant, it is bracing to be reminded how the lenses through which we currently interpret the locus and scope of power to deport foreigners have virtually nothing to do with what the founding generation anticipated. It is important also to be reminded just how large is the cast of characters that create immigration policy. Presidents have been key protagonists since before the Civil War, first using international diplomacy to shape immigration policy, but more recently a variety of statutory mechanisms—such as the parole and suspension powers—and their resulting enforcement discretion to implement visions of immigration law tied only loosely to congressional mandates. But presidents rely not only on Congress for resources and general direction. Their ability to translate any policy vision into law on the ground depends also on an exceptionally complex federal bureaucracy and on the cooperation of state and local government. Not all of the dramatis personae are guaranteed to be reading from the same script, and Cox and Rodríguez do a terrific job in explaining the political and institutional complexities that result. 

            Both to understand the current reality of immigration law, but also to frame its reform, the authors recommend what they consider a major reconceptualization of the respective roles of the elected branches. Rather than a “principal-agent” mode of Congress’s relationship to the President, they call for a “co-principal model,” in which the President—through his or her enforcement discretion—now plays an equally pivotal role in establishing the first-order immigration norms over who may stay and who must leave. Such enforcement discretion, they acknowledge, is constitutionally subject to congressional direction. But given our large undocumented population and the complex catalogue of statutory criteria on which removal or asylum may be based, that discretion will also be shaped by a president’s moral vision and political values. To a significant extent, they regard that political role as legitimate. Cox and Rodríguez call for a more transparent system of immigration enforcement subject to the political oversight of the president and key immigration officials, while “embedded in a political culture that values and prioritizes accountability and deliberation.”

             As someone who comes to the work of Cox and Rodríguez steeped in constitutional and administrative law generally, but not as an expert in immigration law, I confess that I found their framing of the separation of powers issues odd, even though I am in near-total normative agreement with substantive vision. What I found odd is that what they characterize as a reconceptualization of the separation of powers is pretty much—except for their labeling—what I take to be a mainstream conceptualization of the separation of powers that undergirds most contemporary administrative law scholarship. Cox and Rodríguez are hardly blinkered in their own understanding of administrative law—both have stunning public law résumés, including truly significant work both in and out of the academy. Moreover, they explicitly draw in their book on familiar administrative law arguments in urging, as I have also done, the judicial reviewability of general immigration enforcement policy. Yet I found myself wondering whether there is a school of immigration law scholarship to which they felt themselves responding which bases its critique of the executive branch’s abuse of discretion on a super-formalist view of the separation of powers that I do not believe many theorists hold. In the super-formalist view, the separation of powers calls for Congress to write specific recipes for the executive branch’s exercise of administrative power, and the president is then called upon to execute those recipes in a manner that faithfully instantiates the precise policy preferences of the enacting Congress. That model most assuredly does not capture the reality of immigration enforcement. But my guess is that it hardly captures the reality of nearly any corner of the administrative state. Cox and Rodríguez explicitly advocate a system in which “politically sensitive and accountable officials . . . make large-scale tradeoffs,” subject to the power of courts to “require the Executive to base its enforcement judgments in reasons and to respect [individuals’] constitutional rights to be free from arbitrary government treatment.” This strikes me not as a plea for a new separation of powers model, but for the deployment in immigration law of a view of the separation of powers already guiding most administrative law. 

            Over the last decade, an obvious cause for exceptional public interest in immigration law presidentialism has been the aggressiveness of both Presidents Barack Obama and Donald Trump in using “executive action” to pursue vastly different visions of appropriate immigration enforcement. The most prominent Obama Administration initiatives were Deferred Action for Childhood Arrivals (DACA) and Deferred Action for Parents of Americans (DAPA). I discussed DAPA at some length in a recent article on a phenomenon I call “faithful nonexecution,” programmatic decisions to implement statutes in ways other than their most comprehensive enforcement, but which are nonetheless consistent with a president’s “faithful execution” obligations. With regard to DAPA, I argued that the Administration made strategic errors in framing its deferred action programs as a response to interbranch conflict and purporting to ground DAPA in a constitutionally rooted prosecutorial power of the president. The Administration could have cast both DACA and DAPA not as in conflict with Congress, but as fulfilling the purposes of existing law in a manner consistent with the principal-agent model. 

            With apologies for largely quoting what I wrote in that article, the starting points for my analysis were the express terms by which Congress empowered the Secretary of Homeland Security to implement immigration law. The Immigration and Nationality Act places the Secretary in charge of “the administration and enforcement of . . . all . . . laws relating to the immigration and naturalization of aliens.” It gives him or her a wide range of tools to carry out that authority: “He shall establish such regulations; prescribe such forms of bond, reports, entries, and other papers; issue such instructions; and perform such other acts as he deems necessary for carrying out his authority under the provisions of this chapter.” And, in case the point needed reinforcement, the Homeland Security Act of 2002 includes among the Secretary’s authorities “[e]stablishing national immigration enforcement policies and priorities.” Because of this last explicit grant of authority, I find it puzzling that Cox and Rodríguez repeatedly call the executive’s power over immigration enforcement “de facto delegation.” The delegation, I would argue, is de jure. On at least one occasion, in the Consolidated Appropriations Act of 2014, Congress had even directed DHS to “prioritize the identification and removal of aliens convicted of a crime by the severity of that crime.” The Obama Administration priorities were thus consistent with Congress’s wishes, and nothing in the Immigration and Nationality Act or in the Homeland Security Act prohibits the creation of a deferred action program as a way of implementing the Secretary’s enforcement priorities. Highlighting both the national security implications of the Secretary’s implementation scheme and a statutory text that is, at worst, ambiguous with regard to the scope of authority delegated to the Secretary, arguably situates any resulting legal controversy at a point where the executive branch would be entitled to considerable deference to its policy judgment. 

            DAPA could also have been shown to advance a series of purposes consistent with Congress’s broad public policy objectives: strengthening local law enforcement, supporting the national economy, and preserving family unity. A number of amicus briefs from police organizations supporting DAPA argued that the program would strengthen community policing by promoting trust and cooperation with local law enforcement, facilitating access to identification, and helping to protect a vulnerable population from crime and exploitation. A supportive brief filed on behalf of sixteen states and the District of Columbia stressed that removing the risk of deportation would prompt recipients of deferred action to “come out of the shadows,” apply for work authorization, and increase their earnings, thus simultaneously growing the states’ tax base. Immigrant employees who work legally are also less susceptible to wage exploitation, which should reduce the downward pressure that undocumented immigrants working for low wages otherwise exert on the incomes of U.S. citizens and permanent resident aliens. DAPA would also reduce the economic, emotional, psychological, and educational harms that result from the persistent threat of splitting up families. Had DAPA gone through conventional notice-and-comment rulemaking, all of these points would surely have been documented. The Administration could also have stressed the importance to effective administration of relative consistency. With or without DAPA, deferred action would be available to its applicants on a case-by-case basis. What DAPA would have helped to assure is that all parts of the immigration enforcement bureaucracy would apply the same rules, so that adjudicative results would not be random. Of course, implementing DAPA through notice-and-comment rulemaking and defending it in conventional administrative law terms might not have sufficed to satisfy the Fifth Circuit of its legality. My point, however, is that an administrative law framework entirely hospitable to the defense of DAPA was available. No re-conception of the separation of powers was necessary to argue for even so bold an executive branch innovation. The principal-agent model still works descriptively for agencies to which a great deal of discretion has been delegated. 

            In addition to thinking the Cox-Rodríguez re-characterization of the separation of powers is unnecessary, I have two worries about unintended consequences that could follow from their conceptualization. Although Cox and Rodríguez seem to reject unitary executive theory as a constitutional mandate, the way in which they urge the legitimacy of having political officials rather than line bureaucrats determining general enforcement policy (as opposed to individual enforcement decisions) could be read to feed claims for aggressive presidentialism. This would be tragic. Among Trump’s gravest injuries to public administration have been his attempts to re-engineer the executive branch to be a reliable instrument of pure presidential will. Not only has he sought to extend political control over all administrative adjudicators, including immigration judges. He has systematically sought to sidestep the Senate’s advice-and-consent role in staffing the immigration bureaucracy. At this moment, of the top dozen positions in the DHS order of succession, all of which require Senate advice and consent, exactly two are filled by individuals duly nominated, confirmed, and appointed. The duties of every other position are being performed either by an “acting official” or by a senior official formally holding a different post, but to whom the duties of the vacant line have been delegated by administrative order. As Trump’s performance shows, unitary executive theory predictably feeds a White House psychology of presidential entitlement that is deeply antidemocratic and antagonistic to the rule of law. The president should, of course, have oversight with regard to the policy making of the agencies that report to the president. But to use the terminology of Peter Strauss, the president’s role should be understood as “overseer,” not “decider” with regard to matters—such as immigration enforcement—that Congress has explicitly delegated to other agencies. 

            The second unintended consequence I fear is that the call by Cox and Rodríguez for a “new” understanding of the relationship between Congress and the president will ironically help to bolster the false idea among the Supreme Court’s right wing that the formalist view of separation of powers is actually the proper view. It is not just in immigration law, but also in environmental law, trade law, communications law, civil rights law, criminal law, tax law—perhaps all public law—that most administrative law scholarship has long embraced a view of the separation of powers in which the principal-agent relationship is highly dynamic, and discretion in the agent is deemed a feature, not a bug of the system. Although agency expertise has also been a classic argument in favor of such discretion, it has not been the exclusive argument. Locating fundamental policy responsibility in Congress’s chosen agents rather than the White House has been defended, and is defensible, on grounds of transparency, legal accountability, and democratic responsiveness. Presidential oversight will inevitably be important, but it should not transmogrify into unchecked powers of command. I doubt that Cox and Rodríguez disagree. 

            Having thus shared my unease with the Cox and Rodríguez conceptual framing of their structural reform agenda, I do want to reiterate my entire sympathy with the substance of their agenda—a vision of an immigration system more humane, less arbitrary, more politically and legally accountable, better reasoned, and less punitive. The history they recount and the present moment they describe both make that agenda urgent. Their book is splendidly written, and public law scholars will no doubt be consulting it long and often. I do not believe, however, that we need a reconceptualization of the separation of powers to legitimate the Cox and Rodríguez agenda, as I understand it. In the immigration realm, what we need—coupled with a national dedication to anti-racism—is a more robust institutionalization of the public law norms that already animate progressive defenses of the administrative state. 
 
Peter M. Shane is Jacob E. Davis and Jacob E. Davis II Chair in Law at The Ohio State University Moritz College of Law. You can reach him by e-mail at shane.29 at osu.edu.



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