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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts Administrative Law To The Rescue?
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Tuesday, December 08, 2020
Administrative Law To The Rescue?
Guest Blogger
Both to
understand the current reality of immigration law, but also to frame its
reform, the authors recommend what they consider a major reconceptualization of
the respective roles of the elected branches. Rather than a “principal-agent”
mode of Congress’s relationship to the President, they call for a “co-principal
model,” in which the President—through his or her enforcement discretion—now plays
an equally pivotal role in establishing the first-order immigration norms over
who may stay and who must leave. Such enforcement discretion, they acknowledge,
is constitutionally subject to congressional direction. But given our large
undocumented population and the complex catalogue of statutory criteria on
which removal or asylum may be based, that discretion will also be shaped by a
president’s moral vision and political values. To a significant extent, they
regard that political role as legitimate. Cox and Rodríguez call for a more transparent system of
immigration enforcement subject to the political oversight of the president and
key immigration officials, while “embedded in a political culture that values
and prioritizes accountability and deliberation.” Over the
last decade, an obvious cause for exceptional public interest in immigration
law presidentialism has been the aggressiveness of both Presidents Barack Obama
and Donald Trump in using “executive action” to pursue vastly different visions
of appropriate immigration enforcement. The most prominent Obama Administration
initiatives were Deferred Action for Childhood Arrivals (DACA) and Deferred
Action for Parents of Americans (DAPA). I discussed DAPA at some length in a
recent article
on a phenomenon I call “faithful nonexecution,” programmatic decisions to
implement statutes in ways other than their most comprehensive enforcement, but
which are nonetheless consistent with a president’s “faithful execution”
obligations. With regard to DAPA, I argued that the Administration made
strategic errors in framing its deferred action programs as a response to
interbranch conflict and purporting to ground DAPA in a constitutionally rooted
prosecutorial power of the president. The Administration could have cast both
DACA and DAPA not as in conflict with Congress, but as fulfilling the purposes
of existing law in a manner consistent with the principal-agent model. With
apologies for largely quoting what I wrote in that article, the starting points
for my analysis were the express terms by which Congress empowered the
Secretary of Homeland Security to implement immigration law. The Immigration
and Nationality Act places the Secretary in charge of “the administration and
enforcement of . . . all . . . laws relating to the immigration and
naturalization of aliens.” It gives him or her a wide range of tools to carry
out that authority: “He shall establish such regulations; prescribe such forms
of bond, reports, entries, and other papers; issue such instructions; and
perform such other acts as he deems necessary for carrying out his authority
under the provisions of this chapter.” And, in case the point needed reinforcement,
the Homeland Security Act of 2002 includes among the Secretary’s authorities
“[e]stablishing national immigration enforcement policies and priorities.”
Because of this last explicit grant of authority, I find it puzzling that Cox
and Rodríguez repeatedly
call the executive’s power over immigration enforcement “de facto delegation.”
The delegation, I would argue, is de jure. On at least one occasion, in the Consolidated Appropriations
Act of 2014, Congress had even directed DHS to “prioritize the
identification and removal of aliens convicted of a crime by the severity of
that crime.” The Obama Administration priorities were thus consistent with
Congress’s wishes, and nothing in the Immigration and Nationality Act or in the
Homeland Security Act prohibits the creation of a deferred action program as a
way of implementing the Secretary’s enforcement priorities. Highlighting both
the national security implications of the Secretary’s implementation scheme and
a statutory text that is, at worst, ambiguous with regard to the scope of
authority delegated to the Secretary, arguably situates any resulting legal
controversy at a point where the executive branch would be entitled to
considerable deference to its policy judgment. DAPA could
also have been shown to advance a series of purposes consistent with Congress’s
broad public policy objectives: strengthening local law enforcement, supporting
the national economy, and preserving family unity. A number of amicus briefs
from police organizations supporting DAPA argued that the program would
strengthen community policing by promoting trust and cooperation with local law
enforcement, facilitating access to identification, and helping to protect a
vulnerable population from crime and exploitation. A supportive brief filed on
behalf of sixteen states and the District of Columbia stressed that removing
the risk of deportation would prompt recipients of deferred action to “come out
of the shadows,” apply for work authorization, and increase their earnings,
thus simultaneously growing the states’ tax base. Immigrant employees who work
legally are also less susceptible to wage exploitation, which should reduce the
downward pressure that undocumented immigrants working for low wages otherwise
exert on the incomes of U.S. citizens and permanent resident aliens. DAPA would
also reduce the economic, emotional, psychological, and educational harms that
result from the persistent threat of splitting up families. Had DAPA gone through
conventional notice-and-comment rulemaking, all of these points would surely
have been documented. The Administration could also have stressed the
importance to effective administration of relative consistency. With or without
DAPA, deferred action would be available to its applicants on a case-by-case
basis. What DAPA would have helped to assure is that all parts of the
immigration enforcement bureaucracy would apply the same rules, so that
adjudicative results would not be random. Of course, implementing DAPA through
notice-and-comment rulemaking and defending it in conventional administrative
law terms might not have sufficed to satisfy the Fifth Circuit of its legality.
My point, however, is that an administrative law framework entirely hospitable
to the defense of DAPA was available. No re-conception of the separation of
powers was necessary to argue for even so bold an executive branch innovation.
The principal-agent model still works descriptively for agencies to which a
great deal of discretion has been delegated. In addition
to thinking the Cox-Rodríguez
re-characterization of the separation of powers is unnecessary, I have two
worries about unintended consequences that could follow from their
conceptualization. Although Cox and Rodríguez
seem to reject unitary executive theory as a constitutional mandate, the way in
which they urge the legitimacy of having political officials rather than line
bureaucrats determining general enforcement policy (as opposed to individual
enforcement decisions) could be read to feed claims for aggressive
presidentialism. This would be tragic. Among Trump’s gravest injuries to public
administration have been his attempts to re-engineer the executive branch to be
a reliable instrument of pure presidential will. Not only has he sought to
extend political control over all administrative adjudicators, including
immigration judges. He has systematically sought to sidestep the Senate’s
advice-and-consent role in staffing the immigration bureaucracy. At this
moment, of the top dozen positions in the DHS order of succession, all of which
require Senate advice and consent, exactly two are filled by individuals duly
nominated, confirmed, and appointed. The duties of every other position are
being performed either by an “acting official” or by a senior official formally
holding a different post, but to whom the duties of the vacant line have been
delegated by administrative order. As Trump’s performance shows, unitary
executive theory predictably feeds a White House psychology of presidential
entitlement that is deeply antidemocratic and antagonistic to the rule of law.
The president should, of course, have oversight with regard to the policy
making of the agencies that report to the president. But to use the terminology
of Peter Strauss, the president’s role should be understood as “overseer,” not
“decider” with regard to matters—such as immigration enforcement—that Congress
has explicitly delegated to other agencies. The second
unintended consequence I fear is that the call by Cox and Rodríguez for a “new”
understanding of the relationship between Congress and the president will
ironically help to bolster the false idea among the Supreme Court’s right wing
that the formalist view of separation of powers is actually the proper view. It
is not just in immigration law, but also in environmental law, trade law,
communications law, civil rights law, criminal law, tax law—perhaps all public law—that
most administrative law scholarship has long embraced a view of the separation
of powers in which the principal-agent relationship is highly dynamic, and
discretion in the agent is deemed a feature, not a bug of the system. Although
agency expertise has also been a classic argument in favor of such discretion,
it has not been the exclusive argument. Locating fundamental policy
responsibility in Congress’s chosen agents rather than the White House has been
defended, and is defensible, on grounds of transparency, legal accountability,
and democratic responsiveness. Presidential oversight will inevitably be
important, but it should not transmogrify into unchecked powers of command. I
doubt that Cox and Rodríguez
disagree.
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