Balkinization |
Balkinization
Balkinization Symposiums: A Continuing List E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahman sabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts The Framers’ Coup as a Challenge for Originalism
|
Tuesday, April 11, 2017
The Framers’ Coup as a Challenge for Originalism
Guest Blogger
James Fox
For the Symposium on Michael Klarman, The Framers' Coup: The Making of the United States Constitution.
The Framers’ Coup
is destined to become a leading work on the creation of the Constitution. Its scope, care, and balance are remarkable. It
will take quite a bit of time, and many footnoted pages, before scholars come
close to full digesting Michael Klarman’s latest book.
What I want to do here is explore what I see as two possible
consequences of The Framers’ Coup for
how we think about the meaning of Constitution.
Klarman argues that the Framers drafted a Constitution that was relatively
antidemocratic for its time and that Federalists ratified it using a highly
politicized, somewhat deceptive, anti-populist process. This claim poses a
crucial challenge to one of the foundational justifications for originalism: that the Constitution was the product of a
great moment of popular sovereignty. It
also should cause us to consider more deeply the ways in which our fitful revisions
of the text over time should affect the meaning of the entire text.
On the first point I should be clear that Klarman does not engage
originalism directly, focusing instead, as one would expect from an
award-winning historian, on a meticulous and balanced reconstruction of the
political arguments, motivations, and actions that document in detail his claims
about the Framers. The Framers’ Coup nevertheless
presents a direct challenge to originalism in this respect: by detailing the extensive
antidemocratic beliefs, methods, and handiwork of the Framers, Klarman causes
us to question assertions that the Constitution resulted from an especially
democratic process and that we should, 230 years later, grant special status to
that process in determining constitutional meaning today.
Klarman argues that the Constitution departed from
prevailing democratic norms in both substance and process. The substantive departures are better known: large
congressional districts, indirect elections and long terms for senators and
presidents, no powers for voters to instruct
or recall legislators, no term limits, a powerful president with a veto, and judges
with lifetime tenure, among others. (606-07). Perhaps more important, the process itself
involved repeated efforts to perform an end-around the public. The call for the convention hid the intent to
scrap (rather than amend) the Articles, likely reducing antifederalist participation.
The convention was conducted in secret,
violating accepted American norms for transparency of democratic bodies. Ratification
was done by conventions more likely to obtain federalist support rather than by
referendum or town meetings, and most states did not allow instruction of
delegates. Ratification was pressed
quickly and, given the convention’s secrecy, with little time for reflection or
organization of opposition. And, perhaps
in part due to the foregoing, Federalists successfully opposed allowing state
conventions to condition ratification on amendment or to call a second, more
transparent, constitutional convention
to modify the document. As Klarman
writes, “[o]nly a ratifying process that was less participatory than the
governance norms employed in many states could have secured endorsement of a
constitution that was less democratic” than state constitutions, and “what most
Federalists wanted was not a genuine national debate on the merits of the Constitution
but simply its ratification.” (618). Moreover, Federalists disingenuously
claimed that this politically manipulated process nonetheless represented a
grand principle of popular sovereignty that legitimated the antidemocratic
substance of the document.
If Klarman is right—if the Constitution was indeed an
antidemocratic coup and a manipulation of popular sovereignty—then the originalist
claim that the text was the product of “one of the most profoundly democratic
moments in human history” (Larry Solum) can no longer be a basis for
privileging original meaning of that text.
In this respect The Founders Coup
represents a potential body blow to a foundational justification for
originalism, one relied on by originalists both new and old. It is an antidemocratic text, obtained by
ordinary, interest-driven politics that, through both tactic and luck,
manipulated and evaded public opinion. Given
this rather rushed, unreflective, and relatively undemocratic process, we cannot
say that there was a clear “public” meaning for ambiguous or vague text since
the process was designed to obscure meaning for the purpose of obtaining the
result (Mary Bilder nicely develops a related point in a recent
op-ed). Nor can we say that the
meanings we can divine hold any particular claims to democratic legitimacy. The
drafting and ratification process was not a baptismal font of popular
sovereignty washing away sins of illegitimacy (violating the amendment rules of
the Articles) and bad faith (lack of transparency and disingenuous public
arguments by Federalists). Claims to
privilege original public meanings must be found elsewhere, and as such will they
continue to be subject to arguments that they seek to override other democratic
processes (ordinary legislation, constitutional moments, etc.).
Klarman’s thesis could be countered in several ways. Perhaps he overstates
the democratic nature of the laws and practices prevailing at the state
level; maybe he downplays the fact that the Constitution was more democratic
than the Articles or any other national
system; possibly he gives too little attention to how the Framers’
antidemocratic proclivities were substantially constrained by the fact that
they knew they had to obtain approval from popularly elected ratifying
conventions (although Klarman frequently highlights just this point). Still, to my mind none of these critiques on
their face undercuts the vast evidence Klarman presents. It may be that the coming years will see
scholars, including originalists, attempt to do so. Such efforts will be welcome, not least
because they will represent a re-engagement between originalists and historians
that, as Jonathan Gienapp has recently argued, New
Originalism has largely tried to escape. But it will be hard for anyone to assert a
popular sovereignty justification for originalism without addressing The Framers Coup.
Klarman also suggests that the demythification of the
Framers and the original Constitution should help counter a tendency in our history
to use Constitution worship and Founder envy to “block proposed changes to the
Constitution or its traditional interpretation.” (3). I would add that another problem of over-valuing
the democratic aspects of the Framing is that we will become overly hesitant to
consider the meaning of constitutional changes that occur after the initial
Founding. If the framing was indeed
antidemocratic in the ways that Klarman suggests, does that not mean that there
should be a greater interpretive role for the more democratic changes to the text
made over time?
I think it does. If
we see the initial framing as important but flawed, changes to the text, and
especially those expanding its democratic legitimacy, take on greater
weight. As the myth of the initial
Founding recedes the import of Reconstruction as the Second Founding and the
progressive era as a Third Founding comes into focus. Interestingly, this was also the perspective
of many antebellum African American leaders. Frederick Douglass would have agreed with
Klarman about the dangers of Founders worship when he excoriated the hypocrisy
of Fourth of July celebrations and said that “men seldom eulogize the wisdom
and virtues of their fathers, but to excuse some folly or wickedness of their
own.” H. Ford Douglas challenged the Republicans
in 1860 by arguing that “Republicans say
they are bringing the Government back to the policy of the fathers. I do not desire to do this; the policy of the
fathers was not uncompromising opposition to oppression; and nothing less than a
position far higher than they occupied will ever make us worthy of the name of
freemen.” James McCune Smith sought to
inspire fellow African Americans to remain in America and fight slavery because
they could be the new Founders: “Slavery
must cease and over its grave there will grow up a pure Republic. The destiny
then, which we must fulfill in relation to the form of government under which
we dwell is eminently conservative. We will save the form of government and
convert it into a substance.”
Reconstruction and its Amendments then represented this new
Revolution. As one freed slave said,
“bottom rung’s on top now.” With the
Reconstruction Amendments and enforcing legislation formerly enslaved blacks
were not merely free—not, as antislavery Framers would have had it, free and
recolonized or free but subordinated—they were free with full citizenship,
legal rights, and political power. The
bottom quite literally was on top.
This was not Madison’s Constitution. Madison and other Federalists wanted a strong national
government to curtail the influence of those who “labor under the hardships of
life, and secretly sigh for a more equal distribution of its blessing.” (209) The reconstructed Constitution, on the other
hand, empowered the national government to ensure that government—state and
federal—addressed inequalities and protected the poorest and most disadvantaged. Indeed, Reconstruction and its Amendments
changed the very meaning of liberty, equality, and property. The Framers’ saw the protection of property as
the “great object of government” and a significant reason for not interfering
with slavery. (245) Reconstruction overturned these principles. Property was no longer a justification for the
denial of liberty; liberty was no longer
meaningful unless it was also equally protected. Liberty and equality were now at least on par
with property as “great objects of government.”
Such changes represented not only the shift in the
relational meaning of individual rights
claims—property ownership no longer trumping personal liberty—but also the
powers of the federal and state governments.
Some of these changes were explicit: Congress could legislate over civil
rights not in order to prevent assaults on wealth (the Framers concern) but to
protect against assaults on persons and the perpetuation of racial caste (the
Second Founders concern).
Other changes were implicit.
As Klarman so nicely explains, the issuance of paper money was, for the
Framers, one of the worst sins of post-Revolutionary American democracy,
resulting in it being both prohibited for the states and omitted as an express
power for Congress. Yet after the Civil
War and Reconstruction federal power to issue paper money was rightly upheld—not
because the Amendments expressly said so but because the very foundation of the
relationship between federal power, property, and the economy had changed.
A similar point can be made for the Progressive Era
Amendments. The Sixteenth Amendment
granted Congress the power to lay and collect taxes on incomes in order to
redistribute the great wealth of the gilded age and equalize property—directly contrary
to Federalists visions of the purpose of the federal government (and also contrary
to the Supreme Court’s effort to re-privilege property). Property had slid further down the scale of
the “objects of government.” The
Seventeenth Amendment upended one of the Framers critical antidemocratic
protections by subjecting Senators to popular elections, and the Nineteenth
Amendment changed the very nature of popular sovereignty and constitutional citizenship
by recognizing women as full public and
political citizens. By the 1920s, then, people
who had been considered property (African Americans) or its near equivalent
(married women) at the Founding constituted the majority of the people who held popular
sovereignty.
None of this means that the initial constitutional framing is
irrelevant. But if Klarman is right that
reverence for the framing as a special moment of democracy and
constitution-making is misplaced, if it is no more and no less special than
other moments of constitution-making in our history, then maybe we should do a
better job of exploring those later makings.
Maybe it is worth seeing each moment of amending as a reframing that not
only made adjustments and corrects “flaws” but that moves us closer to McCune
Smith’s pure Republic, that reinterprets the principles of the existing
constitution to make it more than it was before. Maybe the “framing” is an ongoing
project. Maybe it is our project.
James Fox is Leroy Highbaugh Sr. Research Chair and Professor of Law at Stetson University College of Law. You can reach him by e-mail at fox at law.stetson.edu. Posted 9:00 AM by Guest Blogger [link]
|
Books by Balkinization Bloggers ![]() Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024) ![]() David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024) ![]() Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024) ![]() Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023) ![]() Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023) ![]() Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022) ![]() Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022) ![]() Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021). ![]() Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021). ![]() Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020) ![]() Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020) ![]() Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020) ![]() Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020). ![]() Andrew Koppelman, Gay Rights vs. Religious Liberty?: The Unnecessary Conflict (Oxford University Press, 2020) ![]() Ezekiel J Emanuel and Abbe R. Gluck, The Trillion Dollar Revolution: How the Affordable Care Act Transformed Politics, Law, and Health Care in America (PublicAffairs, 2020) ![]() Linda C. McClain, Who's the Bigot?: Learning from Conflicts over Marriage and Civil Rights Law (Oxford University Press, 2020) ![]() Sanford Levinson and Jack M. Balkin, Democracy and Dysfunction (University of Chicago Press, 2019) ![]() Sanford Levinson, Written in Stone: Public Monuments in Changing Societies (Duke University Press 2018) ![]() Mark A. Graber, Sanford Levinson, and Mark Tushnet, eds., Constitutional Democracy in Crisis? (Oxford University Press 2018) ![]() Gerard Magliocca, The Heart of the Constitution: How the Bill of Rights became the Bill of Rights (Oxford University Press, 2018) ![]() Cynthia Levinson and Sanford Levinson, Fault Lines in the Constitution: The Framers, Their Fights, and the Flaws that Affect Us Today (Peachtree Publishers, 2017) ![]() Brian Z. Tamanaha, A Realistic Theory of Law (Cambridge University Press 2017) ![]() Sanford Levinson, Nullification and Secession in Modern Constitutional Thought (University Press of Kansas 2016) ![]() Sanford Levinson, An Argument Open to All: Reading The Federalist in the 21st Century (Yale University Press 2015) ![]() Stephen M. Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015) ![]() Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015) ![]() Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution ![]() Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014) ![]() Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013) ![]() John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013) ![]() Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013) ![]() Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) ![]() James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues ![]() Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) ![]() Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) ![]() Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) ![]() Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) ![]() Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) ![]() Jack M. Balkin, Living Originalism (Harvard University Press, 2011) ![]() Jason Mazzone, Copyfraud and Other Abuses of Intellectual Property Law (Stanford University Press, 2011) ![]() Richard W. Garnett and Andrew Koppelman, First Amendment Stories, (Foundation Press 2011) ![]() Jack M. Balkin, Constitutional Redemption: Political Faith in an Unjust World (Harvard University Press, 2011) ![]() Gerard Magliocca, The Tragedy of William Jennings Bryan: Constitutional Law and the Politics of Backlash (Yale University Press, 2011) ![]() Bernard Harcourt, The Illusion of Free Markets: Punishment and the Myth of Natural Order (Harvard University Press, 2010) ![]() Bruce Ackerman, The Decline and Fall of the American Republic (Harvard University Press, 2010) Balkinization Symposium on The Decline and Fall of the American Republic ![]() Ian Ayres. Carrots and Sticks: Unlock the Power of Incentives to Get Things Done (Bantam Books, 2010) ![]() Mark Tushnet, Why the Constitution Matters (Yale University Press 2010) Ian Ayres and Barry Nalebuff: Lifecycle Investing: A New, Safe, and Audacious Way to Improve the Performance of Your Retirement Portfolio (Basic Books, 2010) ![]() Jack M. Balkin, The Laws of Change: I Ching and the Philosophy of Life (2d Edition, Sybil Creek Press 2009) ![]() Brian Z. Tamanaha, Beyond the Formalist-Realist Divide: The Role of Politics in Judging (Princeton University Press 2009) ![]() Andrew Koppelman and Tobias Barrington Wolff, A Right to Discriminate?: How the Case of Boy Scouts of America v. James Dale Warped the Law of Free Association (Yale University Press 2009) ![]() Jack M. Balkin and Reva B. Siegel, The Constitution in 2020 (Oxford University Press 2009) Heather K. Gerken, The Democracy Index: Why Our Election System Is Failing and How to Fix It (Princeton University Press 2009) ![]() Mary Dudziak, Exporting American Dreams: Thurgood Marshall's African Journey (Oxford University Press 2008) ![]() David Luban, Legal Ethics and Human Dignity (Cambridge Univ. Press 2007) ![]() Ian Ayres, Super Crunchers: Why Thinking-By-Numbers is the New Way to be Smart (Bantam 2007) ![]() Jack M. Balkin, James Grimmelmann, Eddan Katz, Nimrod Kozlovski, Shlomit Wagman and Tal Zarsky, eds., Cybercrime: Digital Cops in a Networked Environment (N.Y.U. Press 2007) ![]() Jack M. Balkin and Beth Simone Noveck, The State of Play: Law, Games, and Virtual Worlds (N.Y.U. Press 2006) ![]() Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |