E-mail:
Jack Balkin: jackbalkin at yahoo.com
Bruce Ackerman bruce.ackerman at yale.edu
Ian Ayres ian.ayres at yale.edu
Corey Brettschneider corey_brettschneider at brown.edu
Mary Dudziak mary.l.dudziak at emory.edu
Joey Fishkin joey.fishkin at gmail.com
Heather Gerken heather.gerken at yale.edu
Abbe Gluck abbe.gluck at yale.edu
Mark Graber mgraber at law.umaryland.edu
Stephen Griffin sgriffin at tulane.edu
Jonathan Hafetz jonathan.hafetz at shu.edu
Jeremy Kessler jkessler at law.columbia.edu
Andrew Koppelman akoppelman at law.northwestern.edu
Marty Lederman msl46 at law.georgetown.edu
Sanford Levinson slevinson at law.utexas.edu
David Luban david.luban at gmail.com
Gerard Magliocca gmaglioc at iupui.edu
Jason Mazzone mazzonej at illinois.edu
Linda McClain lmcclain at bu.edu
John Mikhail mikhail at law.georgetown.edu
Frank Pasquale pasquale.frank at gmail.com
Nate Persily npersily at gmail.com
Michael Stokes Paulsen michaelstokespaulsen at gmail.com
Deborah Pearlstein dpearlst at yu.edu
Rick Pildes rick.pildes at nyu.edu
David Pozen dpozen at law.columbia.edu
Richard Primus raprimus at umich.edu
K. Sabeel Rahmansabeel.rahman at brooklaw.edu
Alice Ristroph alice.ristroph at shu.edu
Neil Siegel siegel at law.duke.edu
David Super david.super at law.georgetown.edu
Brian Tamanaha btamanaha at wulaw.wustl.edu
Nelson Tebbe nelson.tebbe at brooklaw.edu
Mark Tushnet mtushnet at law.harvard.edu
Adam Winkler winkler at ucla.edu
Lingering Thoughts About the "Innovation Law Beyond IP" Conference
Guest Blogger
Sean O'Connor
I was fortunate to be a commentator at the recent
“Innovation Law Beyond IP” conference hosted by the Information and Society Project
at Yale Law School. My thanks to the organizers for putting together such an
impressive roster of papers and excellent event!
The conference theme is an important one as IP is only one
legal mechanism to foster innovation. Most of the presentations, naturally,
focused on other legal tools.
But what we mean by “IP” can often muddy the discussion. Too
often “IP” becomes reduced to “patents.” For example, outside of this conference,
conversations about technology transfer and commercialization amongst “pro” or
“maximalist” IP experts are frequently dominated by those who want to simply
count patents as the measure of strategy and success. Patents are the
“important” IP and everything else is merely ancillary. This obscures the
important role of copyright, trade secrets, and trade marks in
commercialization--even as these discussants use the generic term “IP”.
The reductionist tendency seemed to be used for opposite
purposes by some IP “minimalists” at the Innovation Beyond IP conference. Where
evidence that patents did not play a role in some innovation niche was found, a
generalization that “IP” was not important in that niche often followed. Even
speakers who were careful in the details of their papers to note that other
types of appropriation mechanisms had been used (including other forms of IP),
seemed tempted to suggest that “IP” was therefore not important. It is of
course true that if no form of IP was
used as an appropriation mechanism then it is entirely accurate to say IP was
not important for that innovation.
The key point is that in many areas of innovation some form of legally enforceable
appropriation is important for innovators (or their investors). This is not so
much for the initial creation, but for the subsequent efforts to put the
innovation into a developed form that can—and will—be distributed in some
fashion. Think of this as a hybrid of disclosure and commercialization theories
of IP (and other innovation appropriation mechanisms). Innovators,
entrepreneurs, and investors do not care so much about what form of appropriation is used, so long as there is some way to
control or profit from the innovation. Thus, to show that one form (e.g. patents) was not used in a certain situation does
not tell us much about innovation law generally. There will, of course, be
those who distribute their innovations—even in a highly polished form—without
seeking to appropriate any legal or economic value. But many examples proposed
by IP minimalists at this conference and elsewhere do not truly fit into this
category. Instead, the field the innovator worked in allowed for effective use
of alternate appropriation mechanisms (sometimes simply including other forms
of IP).
Thus, we must remember that just as there is “innovation
beyond IP,” there is also “appropriation beyond IP.” Equally important, there
is “IP beyond patents.” Reductionism by both
maximalists and minimalists is unhelpful for a full and honest exploration of
the legal mechanisms that help or hinder innovation.
Sean O'Conner is a professor of law at the University of Washington. He can be reached at soconnor at uw.edu.