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Balkinization Symposiums: A Continuing List                                                                E-mail: Jack Balkin: jackbalkin at yahoo.com Bruce Ackerman bruce.ackerman at yale.edu Ian Ayres ian.ayres at yale.edu Corey Brettschneider corey_brettschneider at brown.edu Mary Dudziak mary.l.dudziak at emory.edu Joey Fishkin joey.fishkin at gmail.com Heather Gerken heather.gerken at yale.edu Abbe Gluck abbe.gluck at yale.edu Mark Graber mgraber at law.umaryland.edu Stephen Griffin sgriffin at tulane.edu Jonathan Hafetz jonathan.hafetz at shu.edu Jeremy Kessler jkessler at law.columbia.edu Andrew Koppelman akoppelman at law.northwestern.edu Marty Lederman msl46 at law.georgetown.edu Sanford Levinson slevinson at law.utexas.edu David Luban david.luban at gmail.com Gerard Magliocca gmaglioc at iupui.edu Jason Mazzone mazzonej at illinois.edu Linda McClain lmcclain at bu.edu John Mikhail mikhail at law.georgetown.edu Frank Pasquale pasquale.frank at gmail.com Nate Persily npersily at gmail.com Michael Stokes Paulsen michaelstokespaulsen at gmail.com Deborah Pearlstein dpearlst at yu.edu Rick Pildes rick.pildes at nyu.edu David Pozen dpozen at law.columbia.edu Richard Primus raprimus at umich.edu K. Sabeel Rahmansabeel.rahman at brooklaw.edu Alice Ristroph alice.ristroph at shu.edu Neil Siegel siegel at law.duke.edu David Super david.super at law.georgetown.edu Brian Tamanaha btamanaha at wulaw.wustl.edu Nelson Tebbe nelson.tebbe at brooklaw.edu Mark Tushnet mtushnet at law.harvard.edu Adam Winkler winkler at ucla.edu Compendium of posts on Hobby Lobby and related cases The Anti-Torture Memos: Balkinization Posts on Torture, Interrogation, Detention, War Powers, and OLC The Anti-Torture Memos (arranged by topic) Recent Posts My defense of originalism (and the living constitution)
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Thursday, August 24, 2006
My defense of originalism (and the living constitution)
JB
For the past year I've been rethinking my views on constitutional interpretation, and rereading some of the very rich literature that has developed in the past fifteen years or so, as well as studying the history of the Fourteenth Amendment.
Comments:
Attempting to articulate a dichotomy between original meaning and original expectations is, in my view, a mistake. If the original meaning of "freedom" restricted the class of free individuals to whites, however implausible that meaning of freedom is, it is difficult to understand how applying the term freedom to nonwhites is faithful to a text using the term "freedom." Dworkin attempted, unsuccessfully in my view, to distinguish between "meaning" and "expectations" also, and while arguing against the plausibility of this distinction requires a more comprehensive argument than can be presented here, I think there is little hope that the distinction will work.
Permit me to add one point: Of course, there might be ways of analyzing "original meaning" and original expectations" that permit a distinction between these terms. But I would argue that, explicating the meaning of a term requires placing it in its conceptual scheme which includes paradigmatic applications of the term. It’s difficult, at least for me, to appreciate how the meaning of terms within their conceptual schemes can be divorced from these paradigmatic applications. Thus, when paradigmatic applications are altered, so is the term’s meaning.
Sam, your point about judicial constraint is well taken. But remember, fidelity to text and principle is a claim about what is necessary to be *faithful* to the Constitution, it is directed at citizens as well as judges. It is not a claim about what is necessary (or sufficient) to constrain judges.
Fidelity to text and principle does not exhaust all the tools and sources that judges may use to decide cases. Judges can use original expected application, post-enactment history, judicial and non judicial precedents (including subsequent constitutional constructions), other structural principles, intertextual implications, consequences, and considerations of judicial role. All of these limit judicial interpretations and constrain judges in addition to the requirement of fidelity to text and principle. So even if reasonable people could disagree about text and principle and still be faithful to the Constitution, there would be a lot more that judges would have to consider to decide any particular case. Put another way, the question of what constitutional fidelity requires is not the same question as what features of the legal system appropriately constrain judges. We shouldn't conflate these two questions. One standard argument for expectations based originalism is that it constrains judges. But since originalist judges must dispense with original expected application in a wide variety of cases (most cases involving post New Deal federal power, for example) and because judges pick and choose when they will hew to original expected application, it expectations based originalism offers far less constraint than one might imagine. In fact, other features of legal culture provide most of the necessary constraints on judges, including expectation-originalist judges like Scalia.
I have to complain, again, about the side effects of the tendency to naturalize discussions of social behavior and law. It's something that hangs over this discussion even if it is not its subject.
Professor Balkin seems unwilling or unable to make the case for the what almost any historian would claim as the logical basis for his or her chosen field: we can never know the past, but it's nonetheless our obligation to try. To say that we have an obligation to argument and debate -as a lawyer's obligation is to his client and the court, and not to his beliefs- is not to say that we are not bound by the the text of a law or of the Constitution. Professor Balkin refers to the logic of text and principle, but principle is a weasel word and you can argue all you want but that won't change. If one wants to argue against the over-simple understanding of language that originalists defend, you have to be prepared to argue not only that such weasel words are inevitable -indeed that discussions of value are inevitable- but that our way of government is better served by them than not. There will be cases when meanings will be stretched. Hasidic neighborhoods have miles of string tied to all the lampposts that are then run to each house so that families will be able to go outside their houses on the sabbath while still being within a symbolic 'home.' Is that following a law or breaking it? There is no right answer. There is no naturalized epistemology of how we choose to define ourselves and our society. Women were not fully vested participants in this country 200 years ago. It was not assumed that they were or needed to be capable of independence. Now whether some people like it or not, women need to look out for themselves as much as men do, and they need the protection of (or from) the law due every citizen. That is an argument from a principle in the Constitution, but it is not the only possible one. The argument between those who would hold one interpretation over another is an argument not about law but how about we define ourselves, by reference to the words on a page. Protestants and Catholics define themselves in argument over the words in the Bible. Constitutional law is no different (and God should she exist has little to do with either). To refer to 'progress' and other buzzwords of naturalism does nothing but contribute to the weakening of democracy by allowing for the belief that the argument will and should someday end. It won't and it shouldn't.
If we were forced to ignore past practice of a law and concern ourselves with the verbiage of the law, the past sins (failure to recognize women and blacks as full citizens for example) would be irrelevant... except we'd have to rewrite some of our history texts I suppose.
Since grade school I have remembered the 9th: "The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people." This is in plain English too, and a powerful statement directing government to butt out of our personal lives! If we interpret laws as written, using Occam's razor... taking the most obvious meaning... and it doesn't get the job done... rewrite the law. As it is, lawyers often rewrite the law by couching arguments in legalese, twisting and torturing the language to be whatever supports the case being made. This practice allows badly written laws to remain on the books, and confusing precedent to be set.
"It explains, as other versions of originalism cannot, why these transformations are not simply mistakes that we must grudgingly accept out of respect for settled precedent, but are significant achievements of our constitutional tradition."
What, ALL these "transformations"? Every last one of them? Not a single one of them was a mistake? What use is there to a Constitution that can never be violated, or misunderstood, only "transformed"? I think you've only proven that living constitutionalism, or anyway the sort of reasoning behind it, is a universal solvent: It's as capable of destroying the meaning of competing constitutional philosophies, as it is constitutions themselves.
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Do not read, as children do, to amuse yourself, or like the ambitious, for the purpose of instruction. No, read in order to live.
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Books by Balkinization Bloggers Linda C. McClain and Aziza Ahmed, The Routledge Companion to Gender and COVID-19 (Routledge, 2024) David Pozen, The Constitution of the War on Drugs (Oxford University Press, 2024) Jack M. Balkin, Memory and Authority: The Uses of History in Constitutional Interpretation (Yale University Press, 2024) Mark A. Graber, Punish Treason, Reward Loyalty: The Forgotten Goals of Constitutional Reform after the Civil War (University of Kansas Press, 2023) Jack M. Balkin, What Roe v. Wade Should Have Said: The Nation's Top Legal Experts Rewrite America's Most Controversial Decision - Revised Edition (NYU Press, 2023) Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (St. Martin’s Press, 2022) Gerard N. Magliocca, Washington's Heir: The Life of Justice Bushrod Washington (Oxford University Press, 2022) Joseph Fishkin and William E. Forbath, The Anti-Oligarchy Constitution: Reconstructing the Economic Foundations of American Democracy (Harvard University Press, 2022) Mark Tushnet and Bojan Bugaric, Power to the People: Constitutionalism in the Age of Populism (Oxford University Press 2021). Mark Philip Bradley and Mary L. Dudziak, eds., Making the Forever War: Marilyn B. Young on the Culture and Politics of American Militarism Culture and Politics in the Cold War and Beyond (University of Massachusetts Press, 2021). Jack M. Balkin, What Obergefell v. Hodges Should Have Said: The Nation's Top Legal Experts Rewrite America's Same-Sex Marriage Decision (Yale University Press, 2020) Frank Pasquale, New Laws of Robotics: Defending Human Expertise in the Age of AI (Belknap Press, 2020) Jack M. Balkin, The Cycles of Constitutional Time (Oxford University Press, 2020) Mark Tushnet, Taking Back the Constitution: Activist Judges and the Next Age of American Law (Yale University Press 2020). 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Griffin, Broken Trust: Dysfunctional Government and Constitutional Reform (University Press of Kansas, 2015) Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Harvard University Press, 2015) Bruce Ackerman, We the People, Volume 3: The Civil Rights Revolution (Harvard University Press, 2014) Balkinization Symposium on We the People, Volume 3: The Civil Rights Revolution Joseph Fishkin, Bottlenecks: A New Theory of Equal Opportunity (Oxford University Press, 2014) Mark A. Graber, A New Introduction to American Constitutionalism (Oxford University Press, 2013) John Mikhail, Elements of Moral Cognition: Rawls' Linguistic Analogy and the Cognitive Science of Moral and Legal Judgment (Cambridge University Press, 2013) Gerard N. Magliocca, American Founding Son: John Bingham and the Invention of the Fourteenth Amendment (New York University Press, 2013) Stephen M. Griffin, Long Wars and the Constitution (Harvard University Press, 2013) Andrew Koppelman, The Tough Luck Constitution and the Assault on Health Care Reform (Oxford University Press, 2013) James E. Fleming and Linda C. McClain, Ordered Liberty: Rights, Responsibilities, and Virtues (Harvard University Press, 2013) Balkinization Symposium on Ordered Liberty: Rights, Responsibilities, and Virtues Andrew Koppelman, Defending American Religious Neutrality (Harvard University Press, 2013) Brian Z. Tamanaha, Failing Law Schools (University of Chicago Press, 2012) Sanford Levinson, Framed: America's 51 Constitutions and the Crisis of Governance (Oxford University Press, 2012) Linda C. McClain and Joanna L. Grossman, Gender Equality: Dimensions of Women's Equal Citizenship (Cambridge University Press, 2012) Mary Dudziak, War Time: An Idea, Its History, Its Consequences (Oxford University Press, 2012) Jack M. 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Press 2006) Andrew Koppelman, Same Sex, Different States: When Same-Sex Marriages Cross State Lines (Yale University Press 2006) Brian Tamanaha, Law as a Means to an End (Cambridge University Press 2006) Sanford Levinson, Our Undemocratic Constitution (Oxford University Press 2006) Mark Graber, Dred Scott and the Problem of Constitutional Evil (Cambridge University Press 2006) Jack M. Balkin, ed., What Roe v. Wade Should Have Said (N.Y.U. Press 2005) Sanford Levinson, ed., Torture: A Collection (Oxford University Press 2004) Balkin.com homepage Bibliography Conlaw.net Cultural Software Writings Opeds The Information Society Project BrownvBoard.com Useful Links Syllabi and Exams |